Author Archives: Scott Bowden

About Scott Bowden

Scott Bowden is founder and CEO of Bridgeton West, LLC, a firm consultancy focusing on historical innovation.  Scott previously worked for IBM Global Services and the Independent Research and Information Services Corporation.  Scott has a PhD in Government/International Relations from Georgetown University.

Innovation with Marco Polo

GUEST POST from Scott Bowden

I spent a great deal of time in 2018 traveling across the world in search of innovation insights.  In countries ranging from Colombia to China to Azerbaijan to Bosnia-Hercegovina, I found examples of cases where modern and ancient civilizations applied creative thinking to solve problems.  I presented these insights to the readers of Innovation Excellence in a series of articles in which I attempted to provide modern innovation practitioners with tips on how they can leverage these examples to develop new approaches to solving the problems they face in their day-to-day operations in the field of innovation.  As I reflected on my peregrinations from last year, I spent some time reading what some scholars refer to as “the best-known travel book ever written.”  According to the British Historian John Man, Marco Polo’s Travels is well-known for three reasons: “it was the first Western book to shed significant light on Central Asia and China, it demonstrated a vastness of scale in terms of the subjects it covered, and it generally hewed to the truth – with more non-fiction that fiction content.”

The story of how Marco Polo became one of the greatest explorers and travel authors in world history is familiar to many readers but warrants a brief recitation.  In 1271 AD, Marco Polo, son of a Venetian trader, accompanied his father and uncle on an epic, two-decade journey across the vast central Asian landscape to reside in the court of the Mongolian Emperor Kublai Khan, who ruled over a vast territory that we now know as China and Mongolia (and beyond).  Marco encountered all sorts of strange lands and fantastical peoples in his journeys and returned to Venice in 1295 and regaled his fellow citizens with amazing stories of the Far East.

Venice

Fortunately for future readers and historians, and unfortunately for Marco, the Venetian was captured by the Genoese in 1299 during a naval battle and spent three years in a jail in Genoa awaiting negotiations for his release.  During his incarceration, word spread through the town that a Venetian prisoner had traveled to the Far East and could delight a room with his tales from these exotic lands.  It is possible that Marco grew tired of constantly re-telling these stories so he befriended a fellow prisoner with literary skills named Rustichello with whom he collaborated on what would become the Travels.  Relying on his memory as well as a journal he kept during the trip (that his father was allowed to send to him from Venice), Marco and Rustichello created a masterpiece of travel writing that has inspired readers for centuries and that continues to delight readers to this day.  Indeed, some believe that Columbus was inspired to undertake his famous voyage in 1492 after reading Marco Polo’s book.

In a time where few people traveled more than a short walk from their homes, the length of Marco’s journey was quite exceptional as was his ability to survive the natural and human impediments in his way.  Marco’s narrative challenged the thinking of the era about the Far East among the Genoese and Venetians, as he spun tales of great cities twelve-times larger than Genoa or Venice, filled with exotic peoples and fabulous landscapes and edifices.  Previous travelers to the Far East were almost always traders who had an incentive to embellish their own narratives about the region, making it sound more exotic and more dangerous than it really was.  This is probably because the traders wanted to justify charging higher prices for the goods they brought back from the region and to discourage other traders from making the same journey and becoming their competitors.

Chinese Lion Statue

As I read various works about Marco Polo’s travels, along with much of the original text, I realized that one of the most interesting aspects of Travels is thinking about how Marco Polo relayed what he saw to his readers.  In other words, one can learn a great deal about how to see things today by analyzing what Marco saw, and ultimately chose to include in his epic story, versus those things that Marco chose to exclude.  Indeed, this area of inquiry is one that intrigues scholars of Marco Polo’s work, as some researchers have questioned whether Marco actually went to some of the places he says he visited in his book.  For example, some academics argue, how could Marco have traversed China and not mentioned the Great Wall of China, foot-binding, or tea?  Although there are over 150 different editions of the book, they all are quite lengthy, ranging from 60,000 to 140,000 words, and skeptical readers are correct to question the presumably obvious things that are missing from the narrative as well as some of the more fantastical things that do appear in the narrative, such as tents that shelter over 1,000 people or eagles that fetched diamonds from an inaccessible ravine guarded by serpents in Tibet.

For the modern innovator, it is worthwhile to spend time analyzing what Marco Polo saw (and dictated to Rustichello for his book), as well as what Marco Polo chose to ignore.  It is my expectation that by seeing how Marco Polo viewed the world around him and determined what was most memorable and worth documenting, the modern innovator can gain insights into how to direct his or her attention towards those areas that merit the greatest investment of time and energy in the field of innovation.

 

The Route

One of the scholarly critiques of Marco Polo’s Travels concerns his lack of specificity concerning the precise route he took in 1271 in his journey from Venice to the court of Kublai Khan in the famous city of Xanadu, where he arrived in 1275.  Mapping his presumed route against the present set of countries in the region would see Marco starting in Turkey and passing through Armenia, Iraq, Iran, Pakistan, Afghanistan, Tibet, and ending in China.  As John Man observes

[m]ore travel guide than diarist, Marco likes to give the impression of having seen every place he writes about, so it’s hard to make out his exact track – so hard, in fact, that some scholars have doubted if he went this way at all; but surely he did, for otherwise why choose to mention these places, rather than, say, those on the northern route taken previously by his father and uncle.

Marco mentions numerous places along this route, as well as anecdotes that are unique to these places:

-Armenia – he observes the famous Mount Ararat, which he describes as “a very high mountain, shaped like a cube, on which Noah’s Ark is said to have rested.”

Mt Ararat Viewed from Yerevan, Armenia

-Baku – he notes the abundance of oil in and around the city of Baku, commenting that “[t]here is a spring from which gushes a stream of oil in such abundance that a thousand camels may load there at once […but t]he oil is not good to eat; […rather] it is good for burning and as a salve for men and camels affected with sores.”

Fire from Natural Gas Deposit outside Baku, Azerbaijan

-Baghdad – he discusses an attack that took place 13 year prior to his transit in which the city was nearly destroyed by an army led by the general Hulegu

-Persia – he writes of Zoroastrian fire worship (which was quite prevalent in Persia at the time) as well as a story of nighttime robbers in the area

Zoroastrian Temple in Baku, Azerbaijan

-Hormuz – he mentions the intense heat in the city from the hot desert winds, an attribute of Hormuz that afflicts modern travelers as well

-Afghanistan – he includes stories of Alexander the Great, rubies, lapis lazuli gems, and fast horses.  He also describes crossing the upper Wakhan pass which runs between Afghanistan and China, which is referred to as the “Roof of the World” because of its high elevation.  The bighorn sheep he saw on this pass would eventually (in 1840)  be named after him as the “Marco Polo sheep.”

-Pakistan – He records a great lake and the river running from it (the Pamir, which becomes the Amudarya).  He notes that fire was not as effective at the high altitudes in this region.

-Samarkand – Unfortunately Marco does include some information that strays from his presumed route, such as when he describes the Assassins, an extremist sect of Muslims who smoke hashish (the source of the name ‘assassin’) and murder their enemies.  The location of this sect in Samarkand, Uzbekistan, was 700 kilometers away from Marco’s route.

-Xinjiang, China – He also fails to mention an enormous fortress in the region (Tashkurgan) and a 24,757-foot mountain (Mustagh Ata) that looms precipitously over the valley.  Given that the high mountain passes even to this day basically force any traveler to cross at a precise point, it is difficult to understand how someone as observant as Marco Polo could pass through this region and not remark on these two features of the landscape.

Innovation Thoughts – When an innovator introduces his or her latest solution to an audience, there is a tendency for the innovator to jump directly to the new idea without spending much time on the background of how the team arrived at that particular insight.  After all, the innovator is usually extremely excited about the new idea, particularly if it represents a tremendous breakthrough after months or years of hard work.  Moreover, the innovator is usually cognizant of the fact that his or her audience has limited time to spend learning about the new idea so the vast majority of that time should be spent delving into the precise details of the breakthrough.  Although in some cases this “jump straight to the conclusion” approach may be the only option for a team, it is worthwhile for the innovator to think about Marco Polo’s route as a lesson on how others see what we relay to them.  Marco’s anecdotes about each of the key locations on his route illuminate his journey in a way that would not occur with a simple listing of place names with distances between each spot on the map.  The stories bring to life these milestones in the journey in a way that gives more credence to the overall journey.

An innovator should consider taking a moment to remind the audience of the starting point of the innovation journey in the form of the initial problem that he or she was tasked to solve.  Each important step along the way in terms of attempts to solve the problem may warrant mention, especially if these attempts can be relayed in a way that further elucidates the eventual solution and demonstrates the thoroughness of the efforts undertaken by the innovator.  Briefly sharing some of the trials and tribulations of the innovation work effort with the audience can also help to disarm attendees who might be tempted to challenge the proposed solution, particularly one that seems intuitive (as is often the case with many truly innovative ideas).

The examples of Marco Polo’s errors in the route story also warrant attention as a cautionary take for the innovator.  In the case of the Assassins, the innovator should be wary of adding a detail that, while interesting, may ultimately detract from the viability of the overall narrative because a corresponding element of that story (the exact geographic location of Samarkand) runs counter to the overall narrative.  Audiences will often latch onto a single factual error in a presentation and use that gap to discredit the entire idea, even if the error is only on the periphery of the actual innovation.  In the case of the Tashkurgan fortress and the Mustagh Ata mountain, the innovator should also spend time thinking about steps along the innovation route that might be obvious to everyone in the audience but that the innovator may gloss over for various reasons.  This highlights the importance of spending time thinking carefully about the innovation journey rather than simply jumping directly to the end point of the process.

 

The Great Wall, Tea, and Foot-Binding

Perhaps the strongest case to be made against the validity of Marco’s narrative stems from his failure in hundreds of pages of text to mention three aspects of China that any schoolchildren would readily identify: the Great Wall, tea, and foot-binding.  The Great Wall pre-dated Marco’s arrival in China by nearly 1,400 years, so clearly the Wall would have been in place during his sojourn there in 1275.  In fact, Marco’s route through China would have taken him alongside sections of the Wall for nearly 2,000 kilometers, so it seems illogical that Marco would fail to mention it in his narrative.  Yet as John Man notes, it is likely that the Wall escaped Marco’s notice because in 1275 it had been abandoned for at least 50 years and was no longer in use because the people against whom it was meant as a deterrent, the Mongols, were the ones ruling the country.  The wall was likely in disrepair and looked little like the grand edifice that we see today (which is, by the way, the result of modern reconstruction work).  Man writes that “Marco has been berated for not mentioning the Wall […] but the truth is there was not much worth mentioning.”

The Great Wall of China at Mutianyu

Marco’s failure to write about tea in the Travels is also a sore spot for modern historians, as tea is almost synonymous with China.  Yet as was the case with the Wall, the Mongol influence plays a role here.  Marco’s interactions in China were mostly with Kublai Khan’s entourage and these Mongolians preferred to drink fermented mare’s milk.  To them, tea was a foreign beverage and they preferred the drinks they brought with them from the Mongolian steppe.  The same is true as it relates to foot-binding, a practice that was relatively new in China at the time of Marco’s visit but was not practiced in Mongolian culture, thus it was not something that would be likely to appear in the Travels.  Interestingly, however, in one section Marco writes that Chinese women’s steps were so tiny that “one foot never goes before the other by more than a finger.”  Some scholars believe that in this sentence Marco is making a passing reference to the practice, though he did not consider it worthy of deeper discussion.

Innovation Thoughts – Marco’s failure to mention these three major elements of Chinese culture can serve as a lesson for the modern innovator in two ways.  First, in terms of what Marco is seeing (or not seeing) on his journey, these three items are clearly something that others would expect to see in a narrative.  Marco has logical reasons for excluding these topics from his story, but the omission of the Wall, tea, and foot-binding undermines his credibility unnecessarily.  Marco may have been focused on other, more important, details of his journey and intentionally left out these three (with the possible exception of his vague reference to the short steps of Chinese women).  For an innovator telling a story to an audience about a new discovery, it is important to remember that there may be elements of the new discovery that are so obvious to the innovator that he or she unwittingly ignores them in favor of other, more pressing details.  However, to an audience hearing about the innovation for the first time, those “obvious” elements of the story are quite important and necessary to enhance the credibility of the presentation.  This example serves as a reminder for the innovator to make sure to perform trial presentations of his or her solution to people with no background in the solution being presented (in addition to performing trial runs with reviewers who are knowledgeable about the solution, as they will provide a different kind of feedback to the innovator).

A second perspective on Marco’s lack of inclusion of these three key items about China can provide insight into how an innovator selects areas of focus for new thinking.  In working with Rustichello on his narrative about his journey to the Far East, Marco may have recognized that writing about stories that others have already heard about China would diminish the value of his narrative.  Other traders returning from the region likely spoke of the Great Wall, tea, and foot-binding, so Marco chose to spend his time discussing other, less conventional elements of China.  For the modern innovator, this can serve as a reminder that when choosing an area of investigation for innovation work, it may behoove the practitioner to start in areas that have been less explored by others.  Rather than launching a project to develop a new flagship product or service for a company, and innovator may be better served by working on small changes to a less popular product.  While there is always room for major market-disrupting projects, an innovator focusing solely on those types of efforts may miss the opportunity to find a successful niche to occupy along the way.

 

An Eye for Innovation

Although modern scholars focus on what Marco may have missed in his observations in the Travels, Marco clearly excelled when it came to documenting some of the truly innovative technologies that he encountered during his journeys.  As John Man writes, “Marco knew little of paper or block-printing […s]o the technology amazed him.”  Man notes that in Marco’s mind, it was quite “odd to mash the bark of mulberry trees to produce paper; to cut the sheets into various sizes; to put a stamp on each; and then – most astonishing of all – to get everyone to treat this scrap of stuff as if it were pure gold or silver.”  Marco also observes the Chinese use of coal, which he referred to as “black rocks,” as a fuel source to burn in winter for heat.  He describes the mountain which served as the source of minerals for the fire-repellent substance known as asbestos, and in doing so he correctly dismisses the European notion prevalent at the time which stated that the fire-resistant substance was derived from the wool of a “fire-dwelling salamander.”

In the water-poor, desert areas that he traversed for much of his journey to the East, Marco notices the existence of “quanaat” water wells, which were dug underground and used by inhabitants of these dry climates to transport water across long distances for agriculture and consumption.  Marco then writes about an episode where an engineer devised a massive trebuchet to assist Kublai Khan in a siege assault of the city of Xiangyang from across a long moat.  Historians suggest that Arab engineers actually built this contraption, but Marco changes the story so that he and his father and uncle were the ones who were summoned by Kublai Khan to build the siege weapon, which has led commentators to classify this as “an exercise in self-aggrandizing invention.”  Finally, Marco presents the reader with a description of what we now refer to as the Grand Canal of China, which ran nearly 900 kilometers from Beijing to the town of Guazhou on the Yangtze river.  Marco describes the canal as follows:

At this place [Guazhou] are collected great quantities of corn and rice to be transported to the great city of Cambaluc [Beijing]; for the grain for the court all comes from this part of the country.  You must understand that the Emperor hath caused a water-communication to be made from this city to Cambaluc, in the shape of a wide and deep channel dug between stream and stream, between lake and lake, forming as it were a great river on which large vessels can ply.

Marco also applies an innovator’s scrutiny to the Arab dhows that he views at the port city of Hormuz.  Although Arab navigators had been plying the seas over great distances for centuries, he failed to see the wisdom of their construction techniques.  “Their ships are very bad,” he notes, “and many of them founder because they are not fastened with iron nails but are stitched together with thread made of coconut husks.”  Yet as John Man observes, “[j]udging by comparison with European maritime achievements, Marco’s criticism of the Hormuz shipping is unnecessarily harsh.”  The Arab ships of the era were quite “seaworthy” and “reliable,” and “the Arab sailors were as accomplished navigators as any in Europe at that time.”  It is likely that Marco’s critique of the ship construction was due to his frame of reference of the famous Arsenal shipyards in Venice, where “oaken keel-pieces were seasoned under water for twelve years before being fashioned into the backbone of a war galley.”  Marco saw his city’s ships as state of the art and failed to see the wisdom in alternative designs, such as the need for the Arab ships to make use of materials of which they had in abundance (coconuts from the Indies) rather than materials that the Italians could readily obtain (such as oak trees).

Arsenal Shipyards, Venice

While in Kublai’s court Marco also experienced the marvels of the Mongolian Pony Express, by which Kublai could send a letter across his empire at a pace of between 200 and 250 miles per day, using a set of regularly-spaced stations stocked with riders, supplies, and horses.  A letter could move from Xanadu to Iraq or southern Russia in around 21 days, and this speed of communication would not be surpassed until the advent of railways centuries later.

Innovation Thoughts – Innovators like to believe that they have a good eye for the innovative work of others.  An innovator should be able to discern quickly whether something he or she encounters is a worthwhile improvement over a previous product or service or merely represents a small, incremental gain in capabilities.  Marco almost certainly encountered dozens and dozens of technologies throughout his journey that represented something different from what he was used to in Venice, but he chose to mention only a few of these: paper money, coal, asbestos, quanaat, a trebuchet, the Grand Canal, and the Mongolian pony express.  What these all have in common is that their effects are impactful to a large number of people.  In other words, these innovations have a societal impact more so than an individual impact.  When taking stock of the value of an innovation, a practitioner should make note of the extent of the impact of the innovation as a quick way of measuring its importance.  Conversely, Marco’s dismissal of the Arab ships reminds the innovator of the need to look more closely at a potential innovation to discern its true value, as that value may derive from a creative use of scarce materials.

 

Xanadu

Even today the mere mention of the word “Xanadu” conjures up images of an exotic destination.  Marco definitely visited Kublai Khan at Xanadu, though scholars continue to be puzzled by the fact that Marco did not write about his impressions upon seeing Xanadu for the first one.  One would assume that after a difficult journey of thousands of miles through inhospitable terrain, Marco would have been overwhelmed by the splendor of Kublai Khan’s palace and written extensively about this first encounter.  Although he eventually describes some of the details of the palace elsewhere in his narrative, it is surprising that this portion of the Travels lacks some of the verbosity that one would expect of such a scene:

And when you have ridden three days from the city last mentioned, between east and north, you come to a city called Chandu, which was built by the Khan now reigning.  There is at this place a very fine marble palace, the rooms of which are all gilt and painted with figures of men and beasts and birds, and with a variety of trees and flowers, all executed with such exquisite art that you regard them with delight and astonishment.

He goes on to describe in more detail a huge tent-like structure with cane posts that is portable in that it can be taken apart and transported to Beijing, where Kublai Khan spends the rest of the year (Xanadu was his summer home for June, July, and August).

This might have been all that was written in popular parlance on the topic of Xanadu had not a certain English poet come down with a stomach ache one summer.  In June 1797 in a farmhouse in Exmoor, England, the poet Samuel Taylor Coleridge decided to treat his ailing stomach with an infusion of opium.  After consuming this substance, Coleridge picked up a copy of the Travels and put pen to paper on some of the best-known poetic lines in English literature:

In Xanadu did Kubla Khan

A stately pleasure-dome decree:

Where Alph, the sacred river, ran

Through caverns measureless to man

Down to a sunless sea.

Inspired by the opium, Coleridge continued to produce verse after verse of the poem until an untimely interruption occurred.  As Coleridge notes, “he was unfortunately called out by a person on business from Porlock, and detained by him above an hour.”  When Coleridge returned to his room to complete the rest of the poem, he found that the inspiration had vanished and he had to leave his work incomplete (he had written 54 lines out of an originally-planned 200-300 lines of the poem).  Indeed, to this day the term “a person from Porlock” is a metaphor for being interrupted in the midst of a creative flourish.

Innovation Thoughts – For the modern innovator, there are several lessons to be gleaned from the case of Marco Polo and Xanadu.  First, one should not underestimate the importance of first impressions.  When presenting an innovation to a new audience of stakeholders, an innovator should carefully capture their reactions and document as much as possible in terms of their feedback, as this initial reaction will often contain subtle insights that one might find valuable at a later date when one is either modifying the innovation or trying to come up with a new way to present it to an audience.  Marco either did not take notes of his initial reaction to Xanadu or spent so much time there that its novelty wore off on him.  Either way, information about his first reaction to Xanadu would have been a valuable addition to his book just as an innovator’s first impressions of a new idea or concept are worth capturing.

Second, an innovator should always be wary of the possibility that despite all his or her hard work to present details about a solution, an audience could walk away from the presentation having latched tightly onto with a single concept that is highly memorable.  For the modern audience, Marco’s descriptions of Xanadu pale in comparison to the elegant words penned by Coleridge.  Unfortunately, his words do not really harken to the details of Marco’s actual description of Xanadu (there is not sacred river Alph nearby, no measureless caverns, and the sea was nowhere near the site), other than the probably valid assumption that Kublai Khan did engage in pleasurable acts in Xanadu.  This can work both ways, for if an innovator comes up with a highly memorable concept for his or her audience, then those individuals will walk away from the presentation holding on to this idea.  A final piece of insight from the Xanadu example is a reminder of the importance of avoiding interruptions when one is in the midst of generating new ideas as part of an innovation exercise.  Interruptions in the modern era are infinitely more abundant than they were in Coleridge’s time (text, email, instant message, phone calls, workplace noise, meetings), but the impact, in terms of severe disruption of the creative process, is similarly painful.  An innovator should be on the lookout for the inevitable “person from Porlock” whose appearance can derail the creative process.

 

How to View the Ordinary

Another point of contention proffered by modern scholars about the Travels is the peculiar lack of detail provided by Marco about the everyday life of the people in the lands he traverses during his long journey.  As astute an observer as Marco clearly is when it comes to certain scenes (particularly those truly fantastical stories about which he goes into great detail), it is surprising that Marco fails to paint a tableau of the variety of people he encounters during his trip.  Yet this relative lack of information may be due to the fact that at this time in world history, the distinctions among different peoples in this region were not as severe as one might initially think.  According to John Man, “the life of a medieval Persian or Afghan peasant was basically little different to the life of [Marco’s] contemporary European serf.”  “Industrialization,” Man continues, “had not yet created the present contrasts and Polo did not waste words describing the commonplace.”  Man attributes Marco’s silence in this area “to the monotony of Asian life […where f]rom the Bosporus to the High Pamirs the lives of ordinary people have always been ruled by the common factors of climate and terrain.”  “The changes from one region to another,” he states, “are only very gradual, so that over the breadth of the Middle East everyday life is necessarily very similar […and f]rom Lesser Armenia to Badakshan the steady rhythm of existence lulls the slow caravan into unquestioning acceptance of the environment which makes comment seem trivial.”

Marco’s skills as an observer of daily life contrast sharply to those possessed by another great chronicler of ancient times, the Greek historian Herodotus, known as the “father of history.”  According to the historian Daniel Boorstin, Herodotus was born in Halicarnassus, which was a town in Asia Minor situated on the “periphery of Greek culture” which had been ruled by the Lydians and Persians.  “Far from the settled centers of Athens or Sparta,” Boorstin writes, Herodotus “was in daily touch with non-Greek peoples.”  He concludes that “[o]n the Peloponnesus, Greeks might look upon the ways of “barbarians” (i.e., foreigners) with amusement or contempt, but Herodotus, born under barbarian rule, hoped to learn from them.”

Innovation Thoughts – These two competing approaches to how to view society provide insights for the modern innovator faced with the never-ending search for new ideas.  The first approach, which leverages Marco’s view of the lands and peoples he experienced during his journey, calls for the innovator to look across a large dataset of diverse components to filter out these diverse items so that only the most significant data elements stand out.  By not bogging down his narrative in the myriad details of the hundreds of places he passed through on his voyage, Marco could zero in on the stories of the places that were most meaningful and, although he probably did not intend it at the time, the stories he chose ended up being ones that remained relevant for centuries.  The second approach, as evidenced by Herodotus, flips the tables and sees value in the diversity of lands and peoples.  Had Herodotus undertaken Marco’s journey, he might have focused more on detailing the daily lives of the people he encountered.  For this approach, the innovator would need to distance himself or herself from the common assumptions and perceptions of the time and focus more on the diversity of the environment around them.  The best way to do this, as Boorstin notes, is to see the “outsiders” not as barbarians but, rather, as people possessing attributes from which one has a great deal to learn.

 

Bitter Bread

One interesting passage in Marco’s Travels concerns a specific type of food he encountered on his journey.  While in Southern Persia, Marco found a bread that was “so bitter that no one can eat of it unless accustomed to it.”  He attributed this bitterness to the poor quality of the water used in making the dough for the bread, as nearby water sources contained large quantities of sulfur.  The historian Tim Severin, when retracing Marco’s journey in the region, interviewed a local agricultural researcher about the phenomenon to see if it was an accurate depiction.  The researcher noted that the bitterness of the bread derived not from sulfur but, rather, from “small black grains of diseased wheat included in the harvest.”  He also noted that there was only one small region in the country where this strand of diseased wheat appeared, indicating that “caravans, both ancient and modern, followed trails which are decided by natural features and maintained by necessity or tradition.”

Innovation Thoughts – In the example of the bitter bread, Marco (perhaps unwittingly) leverages a particularly useful tool in presenting a concept to his readers.  It is likely that nearly all of his readers would understand the importance of bread, particularly those of his era, in terms of its ubiquity along the route of his journey and its importance in sustaining human life.  Easy to make and store and full of nutrition, bread was a key staple of anyone living in this era (just as it is today).  Marco creates a quite memorable concept by linking this beloved staple, renowned for the plainness of its taste, and ascribing to it a characteristic that one rarely associates with bread – bitterness.  Bitterness is typically used to describe a fruit or some kind of beverage, but is almost never used to describe bread.  By linking these two seldom-connected words, Marco is able to create a memorable concept for his readers.  The modern innovator can take advantage of this approach in combining rarely-linked ideas into a single concept in a way that forces the audience to make a mental connection that one has probably never made in the past.  This new connection will likely be more memorable than if one simply presented a basic concept without the contradictory juxtaposition.

 

Marco Polo versus Stephens and Catherwood

As I was reading about Marco Polo and preparing for a trip to visit ancient Mayan sites in Belize and Guatemala, I came across William Carlsen’s excellent book, Jungle of Stone.  Carlsen tells the story of two great adventurers, John L. Stephens and Frederick Catherwood and their 19th century explorations in Central America searching for ancient Mayan sites.  Stephens’ and Catherwood’s method of documenting their voyages in the 1830s provides an interesting contrast to Marco Polo’s Travels.  While it is not entirely appropriate to compare the intellectual sophistication of an explorer from 1271 to one from the Age of Enlightenment in the 1830s, there are aspects of the two voyages that warrant comparative analysis.

Mayan Site at Tikal, Guatemala

Prior to their multiple trips to Central America in search of ancient Mayan ruins, Stephens and Catherwood had honed their archaeological skills during explorations in the Mediterranean and the Middle East.  Stephens, an American, was famous for disguising himself as a Bedouin tribesman so he could secretly visit the Nabatean city of Petra, which was closed to foreigners in his era.  Stephens received acclaim in England and America for a work he wrote about his adventures titled Incidents of Travel in Egypt, Arabia Petraea, and the Holy Land.  Catherwood, for his part, was a practicing architect in London who exuded a great passion for creating art illustrations of great ancient sites and structures.  Like Stephens, he explored the Mediterranean and the Middle East and managed to talk his way into surveying the Dome of the Rock in Jerusalem, which was strictly off-limits to non-Muslims (on penalty of death).  Catherwood designed and published a highly detailed tourist map of the old city in Jerusalem, which Stephens likely saw in London and made the connection to his future traveling companion.  Stephens thus sought to combine his ability to document in detail his findings (as evidenced by his successfully published travel books from his trips) with Catherwood’s astounding ability to draw precise pictures of his surroundings with an architect’s eye for detail.  The two would combine forces for multiple voyages into Central America and would be the first Westerners to document in detail the key sites of the ancient Mayan civilization.

Mayan Site Covered by Jungle

When the amazing Mayan stone edifices (pyramids, temples, stelae) were first discovered, Westerners believed that the local native populations could not have built them because the natives were inferior in their skills and capabilities to other civilizations.  Stephens and Catherwood, on the other hand, correctly surmised that these were the works of ancient civilizations and descendants of the native populations who continued to live in the region.  As Catherwood notes in one of his works on the Mayan sites:

Mayan Site at Caracol, Belize

It is obvious that in the construction of these stupendous works, at a period when the mechanical resources of facilitating labour were imperfectly known, immense numbers of artisans must have been employed . . . that there must have been a supreme, and probably despotic power, with authority sufficient to wield and direct the exertions of a subordinate population to purposes subservient to the display of civil or religious pomp and splendor, – that, for the sustenance of the masses of people thus brought into contact, a certain progress must have been attained in the agricultural and economic sciences, – that many experiments must have failed, and many attempts made, before the degree of proficiency in building, sculpture, and painting, which we now see, was reached, – and that, in a country where only the rudest means of transmitting knowledge from one generation to another was employed, it is probably the traditional facts acquired by experience would be preserved by a sacred caste or tribe of priests, by whom, and for whose use, many of the buildings were undoubtedly erected.

Mayan Site at Tikal, Guatemala

As Carlsen notes, “[t]he next 170 years of discovery, excavation, and research would prove each of Catherwood’s observations prophetically on point.”  At a time when others dismissed the ability of the native populations to build these magnificent cities of stone, Catherwood saw that what the Mayans had achieved was quite remarkable and how “improbable” it was that the civilization they created “emerged at all – rising on thin topsoils in dimly lit rain forests – and that it had reached the heights of refinement that it did.”  In fact, the accomplishments of the Maya were particularly stunning given that they did not have large domesticated animals to contribute to moving construction supplies (or as food sources), nor did they have any wheeled carts or other means of transporting stone.  The Maya also did not possess metal tools (except for soft gold for ornamentation), so their work was done using other pieces of stone.

Mayan Stelae at Nimli Punit, Belize

Innovation Thoughts – The approach to exploration and documentation taken by Stephens and Catherwood differs from that of Marco Polo in several respects.  First, Stephens and Catherwood were responsible for their own writing and did not enlist the services of someone who had not been on the journey to perform writing duties, as was the case with Marco and Rustichello.  For the modern innovator, this serves as a reminder of the dangers of involving a person in an innovation project late in the project cycle.  Bringing in someone who does not have a full understanding of the history of the project, while it may sometimes yield interesting critiques of the project, runs the risk of derailing the project’s momentum and taking it in a direction that was not intended.  As John Man observes, “Marco and Rustichello have different agendas [in that …] Marco wants to give the objective if selective truth – as geographer, explorer, businessman, Christian – whereas Rustichello would be happy with marvels and good stories.”  Man writes that “[f]or much of the journey as Marco recalls it, the truth is tedious, and he has forgotten the details, and his notes are not good enough, and there is no juicy story […s]o Rustichello improvises, embroidering Marco’s scant information with romantic embellishments.”

While some of these embellishments are intriguing to the reader, they detract from the overall merits of the work and have opened Marco up to criticism from scholars throughout the ages.  We also see the importance of documentation by a firsthand witness in the form of the Italian gentleman-adventurer Antonio Pigafetta, who sailed along with the great Portuguese Explorer Ferdinand Magellan.  According to Boorstin, Pigafetta was “[p]ersonable, with a voracious appetite for facts and a boundless admiration for Magellan,” and his detailed journal of the expedition became the book Primo Viaggio Intorno al Mondo, “the most vivid of the eyewitness accounts of the great voyages of that age.”

A second difference between these two works concerns Stephens’ clever use of Catherwood’s visual representations of the Mayan sites in their book, whereas Marco relies only on Rustichello’s prose to describe the various scenes in the Far East (along with some limited but quite accurate maps).  The drawings by Catherwood, with his architectural savvy and attention to detail, bring to life the Mayan sites that Stephens and his workers hack out of the jungle.  Comparing some of Catherwood’s drawings to modern photographs, as Carlsen does in his book, show the amazingly precise details of Catherwood’s work and helps to explain why their work was so successful in the marketplace.  Had Marco been able to sketch out an image of Kublai Khan’s massive tent, his work would have been even more amazing.  However, including drawings might have limited Marco’s (and Rustichello’s) ability to diverge from the facts from time to time in their work.  For the modern innovator, this reminds us of the importance of relying on visual aspects when presenting or explaining one’s innovation to a new audience.  No matter how exquisite one’s words might be in describing an innovation, a detailed drawing (or an actual scale model) of the innovation is an extremely valuable addition to the presentation.

A final difference between these two works of travel writing concerns the way in which the authors analyze what they have seen.  Marco shows great insight in pointing out innovations such as paper money, asbestos, coal, and the quanaat water wells, but he does not apply a scientist’s scrutiny to any of these concepts by asking the critical question of “why.”  In other words, he presents these technologies to his readers, but does not perform detailed analysis of why or how these concepts work.  This contrasts quite sharply with the detailed analysis that Stephens and Catherwood perform in their assessment of the Mayan sites, in which they think about how an ancient civilization could have constructed these edifices, what challenges they likely faced in their projects, and what type of governmental structure might have been needed to complete such monumental tasks.  While it is not a fair critique to challenge Marco Polo for failing to use Enlightenment-type thinking hundreds of years before the actual Age of Enlightenment, it nonetheless shows the importance of the questioning mindset that the innovator must have in order to be successful.

 

The Place of Fallen Stones

While visiting ancient Mayan sites in Belize and Guatemala, I encountered one site with an interesting story for the modern innovator.  The Mayan site “Lubaantum” in Southern Belize is known as “the place of fallen stones.”  Located in the foothills of the Mayan mountains, this site was once filled with religious buildings and grand plazas that were likely used for various ceremonial festivals and marketplaces.  The site was active from around 300 AD to 900 AD then was abandoned to the dense jungle.  In the late 1800s rumors swirled about a lost city in the area near the Rio Grande River and in 1903, the amateur archaeologist Thomas Gann, Belize’s Chief Medical Officer, began excavating the lost city using methods that ended up causing great damage to the site. To speed up their work, Gann’s team used dynamite to blast open the tops of temples, resulting in piles of fallen stones all around the site.  While his intentions at the time were to reveal the city and remove the jungle and earth covering the ruins, he ended up causing more harm than good with his destructive techniques.

Mayan Site at Lubaantum, Belize

Innovation Thoughts – When one visits the Lubaantum site today and compares it to other Mayan sites where archaeologists performed careful excavations of the ruins, one is struck by the sheer brutality of the dynamite-enabled methods utilized by Gann in 1903.  Piles of stones abound at the site and one is left wondering what many of the structures actually looked like before these destructive techniques were applied over a century ago.  From an innovation standpoint, this reminded me of one of the pitfalls of our field.  We are taught to embrace Joseph Schumpeter’s concept of creative destruction, in which innovation often comes in a disruptive form as new products and services upend the existing marketplace in favor of approaches that are more efficient or more effective.  Innovators search for these disruptive ideas and sometimes have a tendency to advocate a new method merely because it is new without thinking through all of the consequences of the change.  Gann almost certainly believed that his new method of excavating ruins quickly using dynamite was a faster and more efficient way of removing the overgrown jungle from the site and getting into the interiors of the stone structures.  Yet hindsight now tells us that his methods which may have been seen as “innovative” at the time were actually so destructive that they resulted in damage that can never be remedied at the site.  Innovators must be careful when trying out new approaches not to embrace a change simply because it is something new and different.  Our value as innovators lies in our ability to apply our knowledge and expertise beyond simply serving as advocates for merely trying something “new.”

Mayan Site at Lubaantum, Belize

A modern story with interesting parallels concerns the failed medical device company Theranos.  Founded by Elizabeth Holmes, who dropped out of Stanford University at age 19 and raised billions of dollars from various investors for her company, Theranos claimed to have developed a technology that would perform a range of medical tests simply by taking a single drop of blood from a patient.  This would have revolutionized medical testing, but over the course of several years it turned out to be an impossible task and the company is now charged with falsifying test results and defrauding investors.  As relayed in a recent BBC World Service Business Daily podcast, the author John Carreyrou notes that Holmes charmed her investors by likening her mission to that of the Silicon Valley technology startups where she would “move fast and break things” and apply technology to solve the world’s problems.  She tailored her financing pitches to unsophisticated but wealthy major investors and scrupulously avoided the medical device industry investors who would have been able to see through her proposal.  She appealed to those with a mindset focused on moving fast and abandoning the ways of the past and for years was seen as a true innovator, but in the end the true innovator is the one who knows how to leverage industry expertise in making sure that what is new is truly better and not just “faster” or “different.”

 

Conclusion

Perhaps the best summation of Marco Polo’s Travels appears in the Epilogue of the work itself:

[t]here was never any man yet, whether Christian or Saracen, Tartar or Pagan, who explored so much of the world as Messer Marco, son of Messer Nicolo Polo, Great and Noble Citizen of the City of Venice.

Marco was ahead of his time not just in terms of the extent of his journey across Asia, but also in his ability to recall intricate details from his trip.  Although some historians understandably express frustration at the fantastical elements of his story (the diamond-filled ravines mined by swooping eagles) or his failure to mention key landmarks along the journey (the Great Wall), one cannot help but be impressed by the amount of detail that Marco is able to embed into his work given the circumstances in which he wrote the work.  The factors conspiring against him were several-fold: he was in prison while dictating the work, he relied on a scattered set of notes and his memory from a 20-year journey, for an entire year of the journey Marco was reportedly quite ill (when he traversed Afghanistan), he had to collaborate on the work with a novelist with a penchant for exaggeration and embellishment, and he did not have illustrations to help convey the images from his journey.  Given these myriad challenges, perhaps the greatest accomplishment of the Travels is that it was written at all and has survived over the centuries.

Historians have analyzed in detail every word of the work and have found remarkable accuracy and cleverness in his writings.  For instance, John Man notes, “Marco identified five different types of cranes as well as many other birds, and 20 years after the event he was able to recall them in detail to Rustichello.”  “Modern ornithologists,” he continues, “have taken Marco’s notes and searched for birds in the regions of China where he was traveling and concluded that his descriptions were very accurate.”  A final lesson that the modern innovator can derive from Marco Polo rests in this attention to detail that is all too often missing from innovation work given the rapid pace at which this type of work occurs.  Like Marco, we often face numerous challenges when putting together our innovation projects and we know that, like the historians critiquing Marco’s work today, our proposed innovation will have to withstand great scrutiny to receive the approvals it needs to proceed through the development process.  It is my hope that in thinking about how Marco put together the Travels, a modern innovator can develop creative approaches to solving some of these same challenges.

 

Sources:

Photos provided by the author

John Man, Marco Polo: The Journey that Changed the World (New York: Harper Collins, 2009)

Tim Severin, Tracking Marco Polo (New York: Peter Bedrick Books, 1986)

Manuel Komroff, Editor, The Travels of Marco Polo 1271-1295 (New York: The Heritage Press, 1934)

Daniel J. Boorstin, The Discoverers: A History of Man’s Search to Know His World and Himself (New York: Vintage Books, 1985).

https://en.wikipedia.org/wiki/Kubla_Khan

William Carlsen, Jungle of Stone: The Extraordinary Journey of John L. Stephens and Frederick Catherwood and the Discovery of the Lost Civilization of the Maya (New York: HarperCollins, 2016).

https://www.bbc.co.uk/programmes/w3cswglv

John Carreyrou, Bad Blood: Secrets and Lies in a Silicon Valley Startup (New York: Knopf, 2018)


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Innovation in the Caucasus – Part III – Azerbaijan

GUEST POST from Scott Bowden

This is the third and final article in a three-part series that focuses on innovation in the three countries of the Caucasus – Armenia, Georgia, and Azerbaijan.  This article begins with an examination of innovation in Azerbaijan and provides a conclusion to the series.

Azerbaijan Flag and the Caspian Sea

Azerbaijan

The name Azerbaijan means land of fire, derived from the Persian word for fire – azer.  Since ancient times, Azerbaijan has been a land of abundant oil and natural gas, and oil for various purposes has been extracted from the area dating as far back as the 9th century A.D.  For centuries the land around Azerbaijan was seen as synonymous with fire, with entire hillsides burning endlessly as natural gas seeped up through the earth’s surface and ignited.  Ancient chronicles of ships in the Caspian Sea record seeing terrain on fire around the spot that is now the capital, Baku, and the area became a center for the ancient fire-worshipping religion known as Zoroastrians.  Today one can see examples of this in a constantly burning landscape at Yanar Dag (Fire Mountain) near Baku, as well as at the fire temple of Baku (the Ateshgah), a former Zoroastrian Temple that is now a museum with a structure in which an eternal flame still burns.

Yanar Dag

The great city of Baku blends two other earthly elements into its profile in addition to fire.  Wind is a constant companion in Baku, and the city itself derives its very name from the Persian word for wind.  Baku is also perched on the deep blue Caspian Sea, which is actually an enormous, saltwater lake with no outlet to any ocean that sits below sea level.  For a city blessed with abundant petroleum supplies, one would assume that the automobile would reign supreme in Baku, yet Baku is actually one of the most pedestrian-friendly capital cities in the world.  The waterfront area of Baku is spanned by a 16-kilometer-long pedestrian-only zone known as the Bulvar (Boulevard).  Unlike some other waterfront walking areas, the Bulvar contains multiple sets of parallel walking paths, with some immediately next to the sea while others are slightly inland and sheltered by trees to provide shade from the intense Middle Eastern sun.  Between the Bulvar and the other parts of Baku runs a busy ring road, but there are numerous pedestrian tunnels that allow one to cross back and forth easily between these areas.  In the central city part of Baku, one finds even more pedestrian-only areas, with parks, fountains, shops, and restaurants that are all easily accessible on foot.

Pedestrian-Friendly Bulvar in Baku with Flame Towers in Background

One might imagine that much of the innovation surrounding Azerbaijan centers around the oil industry, though in my explorations around the country I found several other examples of innovation.

Oil Wells outside Baku

Sheki Khan Palace

Given its proximity to modern-day Iran and what was once the Persian Empire, Azerbaijan over the centuries has absorbed a great deal of influence from its southern neighbor.  In the late 1700s, the Persian Empire ruled over all of what we now call Azerbaijan and extended its influence into modern-day Georgia as well.  In the northwest corner of Azerbaijan, about 100 kilometers from the border with Georgia, sits the historic town of Sheki.  Today it is known for its extremely sweet dessert treat called halvasi (Azerbaijanis will drive for hours to get a genuine Sheki halvasi), but in the past Sheki was the site of the summer palace of the Sheki Khan (Muhamed Hasan) who ruled over the region.  Originally built in 1797, the palace was restored several times in the 20th century and is a masterpiece of Persian architecture.  The most stunning characteristics of the palace are the stained glass windows, which project an array of beautiful colors on the interior floors and walls of the palace as the sun strikes them at different angles throughout the day.  The palace architect used stained glass to provide light to the various rooms of the palace without allowing in much heat (like a tinted window in the modern era), thus serving a dual purpose (decoration and temperature control).  The clay floors in the palace were also designed to keep the palace rooms cool in the summer and warm in the winter.

Sheki Khan Palace

 

Sheki Khan Palace

Innovation Perspective – A quick way to engineer innovation into a product is to create a single item that has multiple functions.  In other words, if a product can prove useful for several different functions without requiring any changes, then that product will certainly be considered more innovative than something that only serves a single purpose.  The stained-glass windows at the Sheki Khan Palace serve a decorative function, rendering the rooms of the palace sufficiently magnificent for the ruler of the region while also regulating temperature in the typically hot climate of the area.  Likewise, the clay flooring proved to be warm in the winter and cool in the summer, thus meeting the needs of the residents of the palace.  When designing a new product or solution, an innovator should always search for ideas that generate multiple uses.  One of the most intriguing dual-use items I found in Azerbaijan was in a place where one does not often expect to find innovation.  At the Yeddi Gumbaz mausoleum and cemetery in central Azerbaijan, there are numerous gravestones in a field surrounded several mausoleums from the early 1800s.  Sculptors designing the gravestones cut round shapes in the top of the stones so that when it rains these indentations fill with water.  It is thought that wild animals living nearby in such a dry climate would be able to use these small pools of water to drink, which allows the gravestone to serve a larger purpose than simply showing the location of a buried loved one.

Tombstone

 

Yeddi Gumbaz Mausoleum

Sheki Caravanserais

As with the other countries of the Caucasus region, Azerbaijan was a key point on the ancient Silk Road trade route.  As caravans of traders with their camels and other beasts of burden passed along the Silk Road, an important support facility for these voyagers was the caravanserai, which is Persian for “Caravan palace.”  The town of Sheki at one point had seven different caravanserais spread throughout the town, signifying the importance of this town on the Silk Road and the large number of caravans passing through the area at any given time.  A caravanserai was laid out basically as a large traveler’s inn but it was designed with very specific requirements.  First, the structure required a large central courtyard with an entrance sufficiently wide to allow fully-laden camels to enter, but small enough so that it could be closed at night for protection.  Within the courtyard would be sources of water for the animals on the ground level, as well as open areas where the animals could take forage.  The caravanserai also needed lockable areas on the lower level where a trader could secure his goods while staying at the facility.  On the second level of the structure, one would find the rooms for the traders to rest, obtain news, and recharge before heading back along the Silk Road.  Caravanserais appear all along the Silk Road, and one of the best preserved is in Sheki and is now used as a hotel.

Sheki Caravanserai

Innovation Perspective – An innovator working on a longer-term innovation project has some similarities to a trader traveling along the Silk Road.  The innovator’s journey is usually a long one, as major breakthroughs often require the investment of a large number of resources and a great deal of time to accomplish.  An innovator should think about his or her journey on the project in the way that the Silk Road trader worked with the caravanserai to obtain support along the way.  An innovator needs to have an idea of a place to stop along the journey in the sense that one cannot work 24 hours a day, 7 days a week on the same project.  One always needs a break from the intense focus on the project, and often times this break will allow one to refresh one’s thinking and possibly come up with even more creative approaches to solving problems on the project.  When taking a break from the project, the innovator also needs to think about his or her colleagues or teammates and ensure that they, like the camels in the caravan who are so instrumental to carrying the burden on the journey, are able to take a break and refresh themselves.  The innovator should also be careful to protect the intellectual capital of the project while on a break, just as the trader secures his wares in locked rooms in the caravanserai.  Threats to the project may come from competitors who obtain information from a team member while one’s defenses are down during a lull period on the project, or may come from internal forces who see the delay as an opportunity to convince senior management that resources could be better spent on other efforts.

Sheki Caravanserai

Alfred Nobel in Baku

Today Alfred Nobel is best known for the endowment he created in his will in 1895 that awards annual prizes in six categories (Physics, Chemistry, Physiology or Medicine, Literature and Peace) to esteemed individuals working in these six fields (a seventh category, Economics, was added in 1968 by Sweden’s central Bank).  One often hears that Nobel’s primary source of wealth was derived from his patent on dynamite, but Nobel was also one of the world’s earliest oil barons.  One of Nobel’s first business ventures was in gun manufacturing for the Russian Tsar, with factories in Sweden and in Russia.  In 1873, Alfred’s older brother Robert first visited Azerbaijan in search of sources of walnut trees, which would provide hardwood for the rifle stocks needed in the factory.  While in Baku, Robert noticed that speculators were buying up plots of land outside of town as part of a nascent oil boom.  Robert bought a parcel and hired a worker to dig a well, and the well soon struck oil.  Robert telegraphed his brothers Alfred and Ludwig and suggested that they stop focusing on the rifle business and move to Baku to join in the oil boom.  The Nobels would go on to buy up many wells and establish a small village, known as Villa Petrolea, in the Black City area of Baku (named as such because of the presence of oil nearby).  They then built an oil production company named Branobel that at one point in time was the second largest oil company in the world, just behind Rockefeller’s Standard Oil company.  The logo for Branobel featured the famous Zoroastrian Fire Temple in Baku, highlighting the brothers’ respect for local religions and traditions.

Oil Derricks in Baku during the Oil Boom

Innovation Perspective – Although they experienced the typical ups and downs of the armaments business (high production rates when a country is at war or gearing up for war, low production rates during peacetime), the Nobel brothers nonetheless were successful with their armaments company, Bofors, that remains a key weapons manufacturer even today.  Yet the Nobels were willing to change their focus quickly once they saw the opportunities presented by the nascent oil industry in Baku, and poured their attention and resources into the new endeavor.  They could have simply obtained walnut trees and returned to their armaments factories in Sweden and Russia, but they took a chance on a new industry and were rewarded handsomely.

Alfred Nobel’s Office in Baku

For the modern innovator, this type of willingness to make quick changes in direction is an important trait.  An innovator may be in the middle of a project in which he or she has invested a great deal of time and energy, only to stumble across a completely new opportunity while working on the other project.  If the new opportunity is sufficiently promising, then the innovator needs to have the courage to shift resources and attention towards the new endeavor.  The old project may not need to be completely abandoned, but work on it can be delayed or slowed down so that one does not miss out on the small window of the new opportunity.  One should look at the old project as a stepping stone towards the new idea, even if the two concepts do not seem to be related at first glance.  The Nobels might not have discovered the boom town of Baku had they not been in the armaments business searching for wood supplies, even though guns and oil are not related industries.

Nobel Company Logo with Fire Temple

Mendeleev in Baku

In addition to the Nobel brothers’ sojourn in Baku, another famous Baku resident was the Russian scientist Dmitri Mendeleev, who would go on to invent the famous periodic table of the elements – one of the greatest scientific discoveries of all time.  Mendeleev’s periodic table identified the known elements in the universe in 1871 and successfully predicted the existence of elements that scientists would only discover decades later.  Yet Mendeleev did not devote his efforts solely to the study of esoteric scientific phenomena, he also spent time working on the economic and industrial needs of Russia.  Mendeleev researched the coal and petroleum industries and traveled to Baku where he worked in a small laboratory for one of the oil barons.  His lab happened to be right next door to the famous Zoroastrian Fire Temple, just outside of town.  In 1880, Mendeleev proposed and designed an oil pipeline that would run from Baku to Batumi, a distance of over 500 miles through varied terrain.  Batumi, a port on the Black Sea on Georgia’s coast, had ports where tankers could load petroleum and transport it through the Bosporus Straits and into the Mediterranean Sea to the rest of the world.

Fire Temple in Baku near Mendeleev’s Laboratory

Innovation Perspective – As innovators we are often torn between the worlds of searching for practical solutions that are easy to implement versus trying to find truly groundbreaking concepts that can disrupt marketplaces because of their novelty.  While the latter are the most valuable and would help cement our place in corporate lore, these types of innovations are extremely difficult to come by and may only happen once in a career, if at all.  More practical innovations, that may be smaller in scale and less impactful, are easier to identify and implement.  The example of Mendeleev shows that it is important to place emphasis on both items.  One can imagine that a mind as powerful as Mendeleev’s, able to ferret out never-before discovered secrets of all of the elements in the universe, would be ill-suited to invest time in developing an oil pipeline.  Yet Mendeleev did just that, and also seemed to relish his work supporting Russia’s industrial development perhaps as much as the pure scientific work that would make him famous.  According to Bernadette Bensaude-Vincent, Professor of the History and Philosophy of Science at the University of Paris X Nanterre in France, Mendeleev “may have devoted more time to questions of national economy than to pure chemistry [and …] was able to combine his lifetime interests in science and industry and to achieve one of his main goals: integrating Russia into the Western world.”

Oil Industry Infrastructure in Baku – During Mendeleev’s Era

The example of Mendeleev focusing on economics and not just pure chemistry has interesting parallels to a recent assessment of Quantum Theory in physics by Professor Simon Jolly, a Lecturer in the Department of Physics & Astronomy at University College London.  Speaking on the BBC Radio 4 program In Our Time, Jolly asserts that a good scientific theory should be able to do two things well.  First, it needs to be able to generate predictions based on a set of variables.  Second, the theory needs to be able to explain why its prediction was or was not accurate.  Jolly posits that Quantum Theory performs the first task quite well, as its complex mathematical models are extremely precise and can generate testable hypotheses and predict outcomes in a reliable manner.  However, he continues, Quantum Theory does not excel at the second task because of the measure of uncertainty in its explanations of predictions, such as a particle not really being a particle, but, rather, acting as a wave.  As innovators, this dichotomy is a good one to remember as it is not sufficient just to come up with a great idea.  An innovator needs to be able to translate that great idea into something that can be implemented in the real world, whether that is as a process change or a new product.  Perhaps Mendeleev stayed grounded in his work because he did not limit himself to only working on theory but also found ways to work on tactical-level projects that had an immediate benefit to those around him.  This is an excellent model for the innovation practitioner to follow.

Oil Industry Infrastructure near Baku Today

Palace of the Shirvanshahs

Baku is a city of contrasts, as one can see in one direction gleaming, modern glass skyscrapers in the shape of flames (the Flame Towers) and in the other direction the ancient city walls of the Old City of Baku.  The most prominent structures in the old city are the Maiden’s Tower and, at the top of a hill overlooking the area, the stone edifice of the Palace of the Shirvanshahs.  The palace was first constructed in the 15th century A.D. by the Shirvan Shahs who ruled the area from the 9th century A.D. to the 16th century A.D.  The palace itself consists of a main palace building, a mosque for the Shah himself, a mausoleum, a reservoir, and a bath house.  Located on high ground inside the city’s walls, the palace has seen its share of conflict over the centuries, and bullet holes are quite apparent in the exterior walls near the entrance.  The palace has undergone several renovation efforts, starting in the 1920s during the Soviet occupation, followed by a conversion of the ruins into a museum in 1964.  The most recent renovation occurred in 2006 along with a UNESCO World Heritage designation.  Many parts of the palace were rebuilt, and the interior contains an odd mix of museum exhibits and a throne-room multimedia experience that, according to some critics, does not suit the structure.

Bullet Holes in Palace Walls

The renovation of the Palace of the Shirvanshahs highlights a larger debate in the field of archaeology in terms of whether ancient sites should be rebuilt using modern technology so that visitors to the old sites can experience them in a similar way to how their ancestors would have visited the location hundreds of years ago.  Some scholars want every stone to be either left in place on the ground after a destructive event (such as an earthquake) or, if reconstruction takes place, only the original stones should be used in the edifice.  In other words, no newly-quarried stone or modern steel supports should be used to re-create a structure from the past.  Others see the value of reconstruction because it brings these sites alive to the modern visitor in a way that a pile of stones cannot provide.  Having visited the Palace in Baku, it seems as though the reconstruction, despite some minor flaws, was the best way to demonstrate to modern visitors the power and faith of the Shirvan Shahs and gives the visitor the ability to walk briefly in the steps of the Shah in his palace and mosque and get a sense of the size and scope fo the Shah’s power.  Nearby the Palace are ruins of ancient bathhouses that, while interesting to see from afar, do not provide the same experience as one cannot walk through them given their deteriorated state.

Palace of the Shirvanshahs

In neighboring Armenia there is an excellent example of the two different approaches to conservation of ancient sites.  In the village of Garni, a short drive to the east of Yerevan, sits an ancient structure that looks like it was either deposited into Armenia by aliens or Hollywood producers.  The site is the Temple of Garni, a small temple perched on a steep cliff that overlooks the Azat River with the soaring Gegham mountains in the background.  The Temple, built around 77 A.D., surprises visitors because it is constructed in Greco-Roman style, with a triangular roof, rectangular proportions, and Ionic stone columns.  Scholars believe the temple was dedicated to the sun-god based on its solar alignment.  At the solstice, it is believed that a hole in the roof permitted the sun’s-rays to strike a pool of water in the center of the temple which would then reflect onto a statue of the sun-god at the back of the building.  The temple collapsed in an earthquake in 1679 and lay in ruins for centuries until 1975, when Soviet officials decided to rebuild it (they liked the classical attributes of the building despite their distaste for religion).  Where particular pieces of stone could not be found, the architects used local stone of a different color so visitors can clearly see which parts are original and which are newly restored.  The end result is a site that is heavily visited by tourists and one of the most amazing ancient temples in the region.

Garni Temple, Armenia

The magnificently-restored Garni Temple contrasts sharply with another Armenian Temple located to the west of Yerevan.  The Zvartnots Temple was built in the 7th century A.D. and was used until the 10th century A.D., though no sources exist to describe what happened to the temple at that time (it likely succumbed to one of the region’s frequent earthquakes).  Archaeologists first discovered the ruins of the temple in 1901, and a few years later the Armenian Architect Toros Toramanian assembled a handful of columns at the site to create a partial reconstruction of what he thought the building would have originally looked like.  The site is open-air, with maybe a dozen columns and a few arches on display on a large pedestal, though the majority of the stones from the structure can still be seen laying on the ground, covered in grass and dirt.  Images of the original design of the Zvartnots Temple are quite important to Armenians and appear on one of their banknotes.  The Temple was also the inspiration for the design of the control tower at Armenia’s Zvartnots International Airport, which is just a few miles away from the site.  Unfortunately, the ruins of the Zvnartnots Temple do not provide the same impact as one would feel in a more thoroughly-restored site.  While the size of the structure would make it difficult and expensive to restore, one cannot help but think that such a structure would be a magnificent and inspirational edifice for the people of Armenia and foreign visitors.

Zvartnots Temple, Armenia

Innovation Perspective – The lesson of these three temples: two full reconstructions and one partial reconstruction, serves as a reminder to the innovator of the importance of physical demonstrations when trying to convey information to decisionmakers or other influencers concerning one’s innovation work.  For innovation work involving a new product, there is no substitute for a physical prototype where possible.  In the case of a digital innovation, one should be able to produce a hands-on demonstration version of the solution.  Building attractive charts that explain what one is going to accomplish is quite different from providing some form of the solution.  It may not be possible in all instances to create highly-complex versions of one’s ultimate innovation, but any steps one can take in the direction of a tangible solution will make that innovation project more likely to succeed.

Reconstructed Tiles in Palace of Shirvanshahs

 

Innovation in the Caucasus – Conclusion

I left these three countries pondering what attributes they possessed that had allowed them to emerge as independent nations while surrounded by powerful empires on all sides.  All three countries had a brief taste of independence just after World War I (in 1918), but this independence was short-lived as the Bolsheviks invaded and incorporated these countries into the Soviet Union, where they would remain under outside control for over 70 years.  It was interesting to observe that all three countries commemorated this brief independence period even though it only lasted a couple of years.  It was as if the people of this region had a taste of freedom and knew that they would have it again at some point in the future.

Thinking about the characteristics that these three countries shared which helped them to survive occupation and emerge as free countries in 1991, I recognized that innovators could benefit by thinking about these same attributes in their programs:

Common Culture

Each country has a strong sense of nationhood that is manifested in their culture, language, religion, and outlook.  Each country defends its unique national language with tremendous pride.  The complex alphabets of the Armenian and Georgian languages, as well as the complexity of the grammar of these languages, make them very complex to learn but the countries defend their languages with a great deal of effort.  Azerbaijan revels in its unique language, with the mix of Persian words and Roman-like alphabet.  Each country also places cultural figures in revered positions.  Poets, artists, writers, composers, architects, and others figures who played a role in establishing or sustaining the unique culture of one of these countries were honored with statues or had streets named after them.  Although a handful of military figures and politicians were included in the national pantheon, for the most part these countries focused on those individuals whose contributions were to the nation’s cultural heritage moreso than its political or military heritage.  The most famous street in Tbilisi, Georgia, for instance, is named after their national medieval poet, Shota Rustaveli.  Rustaveli Avenue was originally named Golovin Street, after the Russian Governor-General of the Caucasus Region, Yevgeny Aleksandrovich Golovin.  During the Soviet era, Georgians used an informal word of mouth campaign to change the name to Rustaveli, despite Russian desires to keep the name as Golovin.  Eventually the authorities relented and allowed the name change to be formalized.

Rustaveli Avenue, Tbilisi

For the modern innovator, honoring those who generate new ideas would be the equivalent of nations honoring their cultural contributors.  Rather than solely recognizing achievements in terms of achieving sales quotas or winning new contracts, a company should also consider honoring those workers who come up with new ideas to make processes work more efficiently, or who devise modifications to products that allow the company to deliver a new offering to the marketplace.

Pride in Mission

Each of the three countries in the Caucasus has a clear sense of national mission and takes pride in that mission.  That mission is maintaining independence and surviving in a tough neighborhood while protecting their national heritage.  Residents of these countries take that mission seriously, and I never encountered anyone who spoke negatively about their country’s mission.  This is quite a contrast from what an innovator might experience in a corporate environment in which executives set stretch goals that seem impossible for the average worker to comprehend or attain.  In the case of a stretch goal, one needs to ensure that there are numerous achievable steps along the way that can be attained to give all of the team members a sense of accomplishment and a level of confidence that the group is moving in the direction of achieving the larger objective.  For the Caucasus countries, this happens every day.  Every day that a resident walks past Freedom Square in Tbilisi, or sees Mother Armenia in Yerevan, or sees the Flame Towers in Baku, he or she knows that the country is surviving and even thriving in a challenging world.

Freedom Square, Tbilisi

Resilience

During my time in the Caucasus I never heard a complaint from any residents of these countries lamenting the geographic position into which they had been placed.  No one cursed their lack of natural resources or their proximity to enemies.  No one felt sorry for themselves because of the deprivations of the Soviet era.  No one wailed about a slow admission process to NATO or the EU.  Rather, they understood that they were in a unique period in their country’s history in terms of being independent and they were convinced that they would protect that independence against any threats.  When asked what they would do should the Russians try to advance further into Georgian territory via the already-occupied South Ossetia, Georgians responded that they would “handle it.”

This may be another reason why the Georgians decided not to tear down the Russian-Georgian Friendship Monument on the Georgian Military Road.  The monument is a stark reminder to all Georgians of the danger in trusting their security to a third party.  In that case, they received a pledge from the Tsar to defend them from attack yet when the Persian Empire invaded, Russia did not send troops to support the Georgians, who ended up being defeated and occupied by the Persian Army.  The closest thing I saw to a monument to real friendship in Georgia was a small statue of U.S. President Reagan in Rike Park in downtown Tbilisi.  The statue, unveiled in 2011, was accompanied by the opening of the Reagan Freedom Center in Tbilisi, which is dedicated to promoting democracy, democratic institutions, security, and Georgian-U.S. relations.

Reagan Statue in Tbilisi

Georgians, Armenians, and Azeris demonstrate a toughness and resilience that rivals the ferocity of any other nationality on the planet.  This reminds me of the mindset an innovator must possess when taking on an entire industry or marketplace with just a small team of individuals.  An innovator may not always have the most resources to complete a project, but with perseverance he or she can find a path to success.

Sources:

https://www.azer.com/aiweb/categories/magazine/ai102_folder/102_articles/102_oil_chronology.html

https://en.wikipedia.org/wiki/Yanar_Dag

https://en.wikipedia.org/wiki/Ateshgah_of_Baku

https://en.wikipedia.org/wiki/Palace_of_Shaki_Khans

https://en.wikipedia.org/wiki/Yeddi_Gumbaz_mausoleum

https://en.wikipedia.org/wiki/Caravanserai

https://www.nobelprize.org/prizes/facts/nobel-prize-facts/

https://en.wikipedia.org/wiki/Alfred_Nobel

https://www.aljazeera.com/news/2017/12/alfred-nobel-lesser-azerbaijan-connection-171209075210924.html

https://en.wikipedia.org/wiki/Branobel

https://en.wikipedia.org/wiki/Dmitri_Mendeleev

https://www.britannica.com/biography/Dmitri-Mendeleev

https://en.wikipedia.org/wiki/Baku-Batumi_pipeline

https://www.bbc.co.uk/programmes/b09zt3mr

https://en.wikipedia.org/wiki/Palace_of_the_Shirvanshahs

https://www.smithsonianmag.com/travel/whats-ancient-roman-temple-doing-armenia-1-180967756/

https://en.wikipedia.org/wiki/Temple_of_Garni

http://www.atb.am/en/armenia/sights/christ/zvartnots/

https://en.wikipedia.org/wiki/Rustaveli_Avenue

https://en.wikipedia.org/wiki/Yevgeny_Golovin

http://www.tabula.ge/en/story/70216-ronald-reagan-statue-opened-in-tbilisi


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Innovation in the Caucasus – Part II – The Republic of Georgia

GUEST POST from Scott Bowden

This is the second article in a three-part series that focuses on innovation in the three countries of the Caucasus – Armenia, Georgia, and Azerbaijan.  This article provides an examination of innovation in the Republic of Georgia.

Northern Caucasus Mountains

The Republic of Georgia

What it lacks in terms of the global diaspora of Armenia and the oil and gas wealth of Azerbaijan, the small country of Georgia makes up for with the intestinal fortitude of its inhabitants and a natural geographic beauty that is unsurpassed in the region.  Although all three of the countries of the Caucasus possess striking mountain scenery, the land in Georgia is definitely the most stunning.  Moreover, its inhabitants exude a pride of nationhood and a willingness to fight for their independence against the strongest of enemies.  Indeed, of the three countries, Georgia is the only one who has fought a recent war against a former and resurgent global superpower (Russia), and whose very existence is constantly under threat by its former occupier.  Today, twenty percent of Georgia’s territory is occupied by Russia (Abkhazia and South Ossetia), and Georgia is on guard on a daily basis to prevent further incursions.  Yet the country perseveres, and its history of highland irregulars fighting against incursions from all directions suggests that this country will not easily be subjugated by any outside power.  Given the warrior-like spirit of the Georgian people, not surprisingly many of its examples of innovation lessons are related to conflict.

Tbilisi, Georgia

King Erkele II

The eastern region of Georgia, known as Kakheti, is best known today for its winemaking but it also was the seat of one of the most influential kings in Georgian history, King Erkele II.  From 1744 to 1762 Erkele II ruled over eastern Georgia and although his initial kingship was granted by the Persian Shah, he evolved his regime into an autonomous region which unified and ruled over eastern Georgia for the first time in three-hundred years.  Erkele II modernized Georgia and sought an alliance with Russia in 1783, though his reign ultimately succumbed to a Persian invasion in 1795.

Young King Erkele II

In depictions of Erkele II, the Georgian King is shown wearing a Persian-style turban as his headdress rather than traditional Georgian garb.  Presumably Erkele II felt more comfortable in this type of hat than that worn by his fellow countrymen.  Legend has it that one day he was walking through a village in his Persian attire when a girl perched in a tree saw what she thought to be an invading foreigner below her (based on the Persian headdress).  The girl threw a plum and achieved a direct hit on Erkele II, not realizing that it was her sovereign and not an invader.  The villagers grew concerned that the King would vent his wrath on the girl and her family, but instead of striking back at them, the King gave the girl a medal of honor for her bravery in confronting someone she thought was an enemy.

King Erkele II with Persian Headgear

Innovation Perspective – An innovator should recognize that some of the most valuable feedback he or she can obtain is that which is critical of one’s efforts.  If one seeks feedback that is exclusively positive, one will miss out on the opportunity to identify flaws in one’s approach.  Those flaws will certainly be exposed at a later date, whether in subsequent internal reviews or, more ominously, in the marketplace.  An innovator should seek input from as many people as possible who can shed light on the flaws to one’s approach and should not be afraid of negative feedback.  As in the case of King Erkele II and the village girl, an innovator should award those who are bold enough to challenge the common thinking.

 

Churchkela

A frequent sight when traveling throughout Georgia are long, candy-like colored strings of fruit and nuts known as churchkela.  Given its history of winemaking, over the centuries Georgia has enjoyed bounteous harvests of grapes, though not all of the grape juice is needed for wine.  Georgian artisans developed a method to take their leftover grape juice, add flour, and form a thick substance that starts as a liquid but eventually hardens into a solid that is similar to a chewy fruit treat.  The artisans would then take a handful or walnuts, almonds, or raisins and thread them onto a string about a foot long and dip the string with the nuts into the grape juice and flour liquid mixture.  The resulting concoction would be left to dry while hanging from a rack.  Yet the churchkela was more than just a treat – it was a serious nourishment used by soldiers.  The snack was high in calories because of the grape juice and nuts, had vitamin C, and could be stored in paper for two years without refrigeration.  Soldiers could carry a lot of nutrition in a small space and did not have to take any steps to prepare the churchkela before consuming it.  Even today, one sees rack after rack of churchkela in the open air in cities and on the side of the road and one can safely eat these treats without any concerns about food safety.  The taste is excellent and can best be described as a fruit rollup with nuts inside.

Churchkela Stand

Innovation Perspective – A constant area of focus for innovators is the elimination of waste.  This approach received particular attention in the lean manufacturing movement of the 1990s, with engineers trained to engage in kaizen (continuous improvement) in their processes with a relentless pursuit of eliminating muda (waste) wherever possible.  While eliminating waste is an important goal in and of itself, an innovator should also think about how to divert waste products into alternative processes that can be used for other purposes, as would be the case with a landfill that converts its methane gas into an energy source (rather than flaring it into the sky).  In the example of the churchkela, the Georgians over the centuries have taken by-products of their grape harvests and combined these waste products into extremely useful snacks that enhanced the quality of life of their residents and soldiers.

 

Svetitskhoveli

Georgia’s capital was once located in the small town of Mtskheta, at the confluence of the Kura and Aragvi rivers northwest of the present capital of Tbilisi.  Mtskheta is home to one of the holiest buildings in the Eastern Orthodox Church, the Svetitskhoveli Cathedral, known as the Cathedral of the Living Pillar.  According to legend, the church was founded in the 4th century A.D. to commemorate the site of a series of amazing events that occurred in Mtskheta.  A Georgian of Jewish descent named Elias lived in Jerusalem at the time that Jesus was crucified.  Elias purchased the robe Jesus was wearing at the time of his crucifixion from a Roman soldier and brought the sacred relic back to his hometown of Mtskheta.  Elias’s sister, Sidonia, grasped the robe but was overcome with grief and died, whereupon Elias became unable to remove the robe from her grip.  Sidonia was buried with the robe and eventually an enormous cedar tree grew from her gravesite.  Many years later Saint Nino, the patron Saint of Georgia, ordered that a church be built on the site of Sidonia’s grave using the cedar tree to craft pillars for this new church.  Amazingly, one of the pillars made from the cedar tree levitated into the heavens and disappeared.  Saint Nino prayed through the night and the pillar eventually returned.  According to local lore, the cedar pillar emitted a liquid that cured people of diseases, thus the name of the church became “sveti” (pillar) and “tskhoveli” (life-giving).

Mtskheta

Over the years the church on this spot was rebuilt several times, though the current church has its origins in 1010 A.D. when King Giorgi I ordered the architect Arsakidze to build a large cathedral at the site.  The cathedral possesses an interesting design element.  To the right side of the altar sits a small room with two confessional cabins.  In the room there is a small door several feet above the ground who purpose seems a bit obscure.  According to historians, the door opens to a tunnel that leads directly to a chamber that the King himself would occupy.  The King’s chamber was as close as possible to the altar under the pretense that he wanted to be as close as he could be to the sacred space while contemplating the divine.  Yet the King was also motivated by a more secular purpose.  When his fellow courtiers or government officials went to confess to a priest in the room next to the altar, the King would ensure that the small door was left open so the sound from the confessional would echo into his chamber.  This permitted him to overhear what those around him were confessing to and could be useful in enabling him to blackmail an opponent or to detect a possible conspiracy before it began.

Svetitskhoveli Cathedral

 

Confessional Room with Secret Door

Innovation Perspective – Cyber security is of the utmost importance for anyone working in the innovation space.  The information that an innovator possesses would be extremely valuable to any competitor, whether that information provides details about a new product or plans to go to market.  When one is working in one’s lab or headquarters facility, one understandably has a tendency to let down one’s guard and converse freely with colleagues about sensitive matters.  Moreover, because an innovator is always working on innovations, each individual piece of information loses its significance.  In other words, since everything one works with is sensitive, it is difficult to consider one piece of information any more valuable to protect than any other.  When one is outside of the office, the dangers increase.  As a rule, innovators should not work on any aspect of their projects in public places, even if they have taken precautions with screen protective films or code words or using VPNs.  The lesson of Svetitskhoveli Cathedral is that one should assume that someone is always listening, even in a place that one should ostensibly feel safe, such as at a confessional.

Confessional Room at Svetitskhoveli Cathedral

 

Black Marks

As is the case with Catholicism, one of the most popular activities for Georgian Orthodox Christians when visiting a church is to light a candle and leave it burning in the church in memory of a loved one who has passed away, or in prayer for another individual in need.  During the Soviet era, in an attempt to remove the influence of religion on society, authorities closed the churches in Georgia, padlocking the doors and forcing religious practices underground.  The Soviets also whitewashed many of the beautiful frescoes on the walls of Georgian churches.  Yet during this period, many believers would find ways to enter the closed churches to continue to practice their religion.  Because there were no candle-holders available in the locked churches, the believers would light their candles and melt enough wax so that the candles would stick to the walls of the church.  Unfortunately, the flame would leave a black burn mark on the stone wall of the church.  Yet these black marks, as well as some of the un-restored whitewashed frescoes remain visible today, serving as a stark reminder of the past.

Candle Burn Marks in Cathedral

Innovation Perspective – Failure is a powerful tool for the innovator because it serves as a reminder that the innovator tried to accomplish something that, in the end, proved unattainable.  Failure can remind innovators that they need to push the boundaries of their field and try things that may not actually work.  Failure for an innovator is a badge of honor that signifies courage rather than a sign of incompetence.  Georgians understand that their hold on independence as a small country with powerful neighbors is tenuous and requires a constant diligence.  The burn marks and whitewashed frescoes on the walls of their prominent churches remind them of what can happen if they lose their freedom and their right to worship as they choose.

Damaged Frescoes

 

Russian-Georgian Friendship Monument

A similar reminder of the Soviet era sits high in the mountains alongside the Georgian Military Road.  This long, winding, and narrow mountain road runs from the Georgian capital Tbilisi to the Russian Border and follows the path that invaders and traders used for centuries to traverse from the Caucasus into Russia and then Europe.  In 1783, Georgia and Russia signed the Treaty of Georgievsk through which Russia guaranteed the territorial integrity of Georgia and promised to defend Georgia against future Persian and Ottoman incursions.  Over time, Russia became more involved with the Caucasus and recognized the importance of the Georgian Military Road as a means of transporting troops and supplies from the Russian heartland into the Caucasus.  When Tsar Alexander I annexed Georgia in 1801, Russia began a decades-long project to improve the road, with work culminating in 1876.  The Russians continued work on the road well into the 20th century, including using German prisoners of war from World War II to build numerous concrete tunnels to protect cars and trucks from avalanches in the winter.  Today the road has hardly changed from that period, consisting mostly of winding two-lane tarmac and iron or steel bridges crossing fast-running, cold rivers coming down from the steep mountainsides.  The route is heavily trafficked by lorries running between Russia and Armenia, and when one of these trucks breaks down it sits in the one lane of the roadway until it can be repaired or towed since there are hardly any emergency lanes to speak of on the Military Road.

Jvar Pass

The highest point on the roadway is Jvar Pass at 7,815 feet above sea level.  Just past this point sits an enormous concrete and stone monument perched on a hillside overlooking a deep gorge cut by a running river, with tall waterfalls in the background.  The monument is about 30 feet tall and in the shape of a semi-circle with colorful tile artistic illustrations on its inside.  The monument is known as the Russia–Georgia Friendship Monument or Treaty of Georgievsk Monument and was built by the Soviets in 1983 to celebrate the bicentennial of the Treaty of Georgievsk.  The monument commands a splendid view of the area, especially the Devil’s Valley over 1,000 feet below.  The colorful tile mosaics on the inside of the monument depict stories from Georgian and Russian history as well as examples of when the two countries worked together for a common goal (e.g., World War II).  Yet the monument itself is quite controversial and the Georgian government considered tearing it down after independence, especially given the hostile state of relations between Georgia and Russia.  Just a few miles away from the monument across a steep river gorge sits the Russian-occupied Georgian territory of South Ossetia, so as a symbol of Russian-Georgian friendship the monument rings quite hollow in the present time.

Georgian Military Road

Even the Treaty of Georgievsk itself is quite contentious because after the treaty was signed, Persian forces invaded Georgia in 1795 but Russian refused to send any troops to help Georgia, as the Tsar’s forces were busy fighting the Ottoman Empire in the Russo-Turkish Wars.  As a result, Georgia was defeated and occupied by the Persians.  When Russia finally came around to assist Georgia in 1801, it instead occupied and annexed Georgia, incorporating it into the Russian empire.  With this sordid history, one would think that an independent Georgia would remove the monument and replace it with something that solely focuses on Georgia.  Indeed, in Tbilisi one sees very few signs in Russian (most have been removed), whereas in Armenia the Russian-language signs are still easy to spot.

Friendship Monument

Despite all this negativity, the monument remains in place and is a heavily-visited tourist site.  Georgians say that the monument survived for two reasons.  First, they see it as a good source of education for the Georgian people to remind them of the Soviet era.  The mosaics on the monument are definitely in the soaring propaganda style of the Soviet Union, which is a sharp contrast to actual relations.  Tearing the monument down would destroy something that still has utility as a teaching tool to explain how propaganda worked and why it was so insidious.  Second, the Georgian Military Road is heavily trafficked by Russians, who can easily cross the border into Georgia to vacation in that country or Armenia.  As much as the Russians are disliked, they do bring in hard currency to purchase goods and services and help the Georgian economy.  All along the roadside of the Georgian Military Road one sees vendors selling Georgian wine (which is highly prized in Russia) as well as other Georgian specialties, such as the Borjomi sparkling mineral water that was the exclusive drink of the Politburo members in Soviet times.  Having the monument reminds the Russians who pass by (and stop for a photo), that despite current tensions these two countries do have a history of friendship.

Propaganda Art on Friendship Monument

Innovation Perspective – No matter how creative one’s ideas might be, an innovator is not immune to market forces.  An innovator should keep the end customer in mind in whatever one is working on, including periodic checkpoints with colleagues or others who can legitimately represent the customer’s point of view in assessing a new offering.  While diving deeply into a new innovation, one can sometimes get lost in the intricacies of the new idea and lost sight of the end goal, which is to create something of value that customers will desire.  No matter how brilliant one’s innovative solution might be, if it does not fulfill a customer need in the marketplace, then it will be of very limited utility.  The case of the Russian-Georgian Friendship Monument is a reminder that no matter what the externalities, in the end the customer will have a great deal to say about how one operates.

 

Pirosmani Paintings

Georgia’s most famous artist is Niko Pirosmani, who grew up a poor peasant in the Kakheti region and struggled throughout his life to earn a living as a painter.  Pirosmani took many side jobs painting houses and commercial signs for stores, but mostly lived a life of abject poverty and died of malnutrition and liver disease in 1918.  Pirosmani achieved prominence as an artist well after his death, with collectors piecing together around 200 of his artworks.  He specialized in primitive art, also known as naïve art, which is performed by untrained and unskilled artists but because of this lack of skill the art takes on an appearance that is unlike any other works of its time.  In other words, the art has a uniqueness to it that a more traditionally-trained artist might not be able to achieve.  Moreover, Pirosmani also took advantage of a simple technique to give his art an unexpected novelty – instead of a typical white canvas he frequently chose to paint on a black canvas.  The resulting works possess a depth that is strikingly different from what one is used to seeing in oil paintings and has likely contributed to his posthumous success as an artist.

Pirosmani Painting

Innovation Perspective – Simple inversion is a well-known technique for the innovator to develop a new approach to a problem.  Looking at something from a completely different perspective can provide the innovator with insights that might not be attainable by merely looking the same way for a longer period of time.  In other words, intense concentration and expenditure of resources while following the same pathway over and over is unlikely to yield new thinking.  Only by completely changing one’s perspective can an innovator open up his or her mind to alternative ideas.  Pirosmani demonstrates this quite effectively with his use of the black canvas, and when combined with his primitive art techniques, the results are visually stunning and truly innovative.

Pirosmani Painting

A good example of the benefits of simple theoretical inversions comes from the field of economics.  A new approach to monetary policy, known as Modern Monetary Theory (MMT), has a small number of advocates but is gaining momentum as a way of understanding the relationship between government spending, taxation policies and inflation.  According to traditional economic theory, governments collect taxes from constituents and companies then use that money to determine how much the government will spend in its annual budget.  If a government spends more money than it brings in from taxes, then the country can experience inflation, in which a larger amount of money is chasing a smaller number of goods, leading prices in the economy to increase.

MMT flips this approach on its head and proposes that the exact opposite is happening.  Government decides how much it is going to spend first, then collects taxes as a way of controlling inflation.  This suggests that government can spend more than one would think it can spend based on annual collected taxes.  Taxes in this model are not the source of government income but, rather, a means the government uses to control the supply of money in the economy by bringing back into its coffers some of the money it created in the first place in the form of government spending.  While traditional economists consider this approach to be a formula for undesirable inflation, the MMT alternative theory nonetheless provides an interesting, innovative way of looking at government spending from an entirely new direction.

 

Georgian Wine

Georgia lays claim to the tile of the world’s oldest winemaking region, and archaeologists hanve discovered winemaking materials that are over 8,000 years old in the area.  Throughout history, Georgian wine has been valued as one of its most lucrative exports and the quality of the wine exceeded anything else in the region.  Visitors to the Soviet Union during its heyday would seek out Georgian wine in Soviet restaurants, as Communist Party officials had decreed that Georgia should industrialize its wine production to supply the entire USSR with wine.  While this took advantage of Georgia’s excellent climate for growing grapes in the Kakheti region, it moved Georgia away from its past method of winemaking using underground clay pots.

Kakheti Wine Region

Worldwide there are basically two ways to make wine: the European method, which uses charred wooden barrels, and the Georgian method, which uses special clay pots (known as qvevri) that are buried underground for fermentation.  The vast majority of wine in the world is created using the European method, and the taste we associate with wine today comes from the combination of fermentation along with aging in the charred wooden barrels we see stored in vineyard cellars around the world.  The Georgian method involves pressing the grapes in a clay pot that is about five feet tall then placing this concoction above ground for about a month to begin the fermentation process.  Making the clay pots requires months of work by skilled craftsmen, as special types of lime-rich clay are required so the lime in the clay kills bacteria in the wine.  The qvevri method calls for the skins and pits to remain inside the pot, which is shaped with a point at the bottom where the solid sediments from the wine will settle and can be removed later.  After the first month above ground, the clay pot is then buried in the ground for an additional six months, where the earth provides a relatively constant temperature for continued fermentation.  After six months the wine is moved to a new clay pot and sealed again.  The entire process can be accomplished with no need for climate control (the soil maintains the temperature) and the result is a unique flavor or wine that is best described as “earthy,” but is very unique and quite good.

Clay Pot for Winemaking

Georgia’s traditional winemaking techniques came to the forefront in 2006 when Russian President Vladimir Putin, in the midst of the Abkhazian and South Ossetian conflicts with Georgia, implemented a ban on Russian imports of Georgian wine, falsely claiming that there were rampant health violations in the Georgian wine industry.  Since Russia was Georgia’s biggest export market, the winemakers in Kakheti suffered terribly.  Given the competitive nature of the global wine marketplace, Georgian producers had to come up with a plan to find new export markets for their wine.  They quickly realized that while they might not be able to compete with other wines made with the European method, they did have a unique advantage in terms of the clay pot method, as few other countries in the world had this capability.  Georgia leveraged this uniqueness to build new ties with foreign wine buyers and used the qvevri wine to open the door for their European method wine, which was improving in quality as well.  Russia revoked the Georgian wine ban in 2013 and now accounts for 60 percent of Georgia’s wine exports, but Georgia is now also firmly positioned in the global wine marketplace because of its unique qvevri winemaking skills and its exceptional European-style wines as well.

Qvevri Winemaking

Innovation Perspective – One of the last places that innovators tend to look for new thinking is in an old way of doing things.  Innovators assume that because of continuous improvement, one is always making positive changes to processes so that any information about how something used to operate is of limited utility.  While this might be the case in some instances, it does not mean that reviewing old materials will never provide insights into solving a new challenge.  After all, if one is not familiar with how things used to work in a process, then reviewing that “old” material will actually seem new to the innovator and may spawn new ideas about how to solve a problem.  It may be that the problem one is trying to solve is something that the company encountered years ago and solved in a certain way, but one cannot see that change now because it evolved into several different forms over the years.  This approach suggests the importance of maintaining historical information on business decisions and processes.  While this was difficult in the age of printed materials lining shelves in an office, in the digital era this is something that is much more achievable, and innovators simply need to add a step to their investigations in which they review old approaches and materials as part of their search for new solutions.  They may find, like the Georgian winemakers, that their older techniques provide a value that supersedes even that of their newer techniques given the right circumstances in the marketplace.

Alaverdi Monastery in Georgian Wine Region

 

Sources:

https://en.wikipedia.org/wiki/Occupied_territories_of_Georgia

https://en.wikipedia.org/wiki/Heraclius_II_of_Georgia

https://en.wikipedia.org/wiki/Churchkhela

https://en.wikipedia.org/wiki/Svetitskhoveli_Cathedral

https://en.wikipedia.org/wiki/Russia-Georgia_Friendship_Monument

https://en.wikipedia.org/wiki/Georgian_Military_Road

https://en.wikipedia.org/wiki/Treaty_of_Georgievsk

https://en.wikipedia.org/wiki/Niko_Pirosmani

https://www.npr.org/sections/money/2018/09/26/651948323/episode-866-modern-monetary-theory

https://www.npr.org/sections/thesalt/2015/06/08/412039092/georgias-giant-clay-pots-hold-an-8-000-year-old-secret-to-great-wine


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Innovation in the Caucasus – Part I – Armenia

GUEST POST from Scott Bowden

This is the first article in a three-part series that focuses on innovation in the three countries of the Caucasus – Armenia, Georgia, and Azerbaijan.  This article presents an introduction to the region and then continues with an examination of innovation in Armenia.

Although several geographic regions claim to be the “crossroads of civilization,” the three countries of the Caucasus region: Armenia, Georgia, and Azerbaijan, have a strong claim to that title.  When one thinks of the Caucasus the first thing that comes to mind are the Caucasus mountain range.  Formed 25 million years from tectonic forces when two great plates collided at the point we know now as the intersection of Europe and Asia, the rugged and dense Caucasus mountains run for nearly 700 miles from east to west from the Black Sea to the Caspian Sea.  While the Caucasus are not as tall as the Himalayas or Andes, they are nonetheless quite impressive.  Coming from the inter-mountain western state of Utah, I was not expecting to be overwhelmed by the Caucasus range but I found myself surprised by the abruptness of these mountains in the sense that they appear quickly as one approaches and, although they lack the sheer rocky precipices of the Andes, they appear to be quite formidable and go on for miles and miles with no respite for a weary traveler.

Mountains in the Northern Caucasus

The history of this region is replete with repeated incursions from empires from all directions, but visiting the Caucasus in person surprised me because the mountains seemed quite impenetrable.  Invading armies from any direction could operate for limited periods in valleys or plains between mountain ranges, but eventually they would have to pass over huge obstacles and expose themselves to attacks from defenders in the region, as many invading armies learned over the centuries.  On the northern border of the Caucasus sits Russia, whose empire has included these countries on several occasions, most recently when these three countries were unwilling Republics of the Union of Soviet Socialist Republics.  To the southwest lies Turkey, which has exerted influence over this region through the centuries as the Ottoman Empire, and its influence is felt in the region today in the architecture, cuisine, and culture in parts of the region.  To the southeast sits Iran, which in the past also invaded this area to incorporate it into the Persian Empire.

River Valley in the Caucasus

Another intriguing element of the Caucasus was the uniqueness of these three countries.  Each country has its own alphabet and language.  The Armenian alphabet, with 38 letters, looks nothing like any other language on the planet.  The Georgian alphabet has a slight resemblance to Greek, but is practicably indecipherable for an outsider.  The Georgian language, in fact, is considered one of the four most difficult languages on the planet to learn (along with Finnish, Turkish, and Farsi) because of its illogical and complex grammar.  The Azerbaijani alphabet is different from the other two and more amenable to understanding by English speakers because it is based on the Latin alphabet, but still is quite unique.

Statue of Meshrop Mashtots – Inventor of the Armenian Alphabet

One would assume that the similar geography of the area and the external threats would form some sort of bond among the inhabitants of this area, yet these three countries all have quite different languages, alphabets, culture, and religion, despite their shared experiences of fending off various invaders.  To this day, Armenia and Azerbaijan have very poor relations, having fought a war recently over the Nagorno-Karabakh region.  In fact, one cannot pass directly from Armenia to Azerbaijan, so any trip to all three countries of the Caucasus requires a trip through the intermediary of Georgia, which gets along with both countries but is recovering from a recent war with Russia over the Georgian region of South Ossetia, which Russia currently occupies.  The recommended path for travelers who want to visit all three countries is to start in Azerbaijan, then proceed to Georgia then Armenia.  Conversely, if one starts in Armenia then travels to Georgia then Azerbaijan, the Azerbaijani customs officer will see the Armenia stamp in one’s passport and seize any goods purchased in Armenia.

As one might imagine, the experience of these three small, individual countries trying to survive over the centuries with powerful empires on all sides is replete with tragedy, as wars, invasions, genocide, internal strife, and occupation appear in the historical records of these countries much more frequently than independence.  All three countries briefly gained their independence after World War I, but were soon unwillingly swept up into the Soviet Union where they had to survive under the iron fist of Stalin (who was born in Gori, Georgia) and his successors.  All three gained their current independent status in 1991 following the breakup of the Soviet Union and maintain a toehold on that status despite wars with neighbors in the 1990s and 2000s.  I traveled to the Caucasus to gain a better understanding of these newly independent countries and their current status as free entities trying to survive in a dangerous neighborhood.  None of these countries are economic powerhouses, although Azerbaijan could claim the title of the wealthiest Caucasus state due to its oil and gas industry.  Yet I did find a resilience that I have not seen elsewhere in the world and, not surprisingly, I found many cases where the history and experiences of these countries can provide interesting lessons for the modern innovator.

 

Armenia

Even though it is the smallest in size of the three countries of the Caucasus, most people have heard of the country of Armenia, probably due to the enormous Armenian diaspora scattered throughout the world.  Armenia has a proud history and was the first country to recognize Christianity as its official religion in 301 A.D.  Today Armenia’s population is about 3 million people (95% of whom are Christians), with most living in a broad, fertile valley between mountain ranges known as the Ararat plain.  Armenia’s capital, Yerevan, is situated in this valley and from nearly all vantage points in the city one can see the snow-covered, 16,804-foot-tall Mount Ararat in the distance, though the mountain itself is in eastern Turkey.  According to legend, Mt. Ararat is the place where Noah’s Ark came to rest after the Biblical flood, so this land has particular significance to Christians.

Yerevan Skyline with Mount Ararat in Distance

The Yerevan City Plan

Yerevan, one of the oldest continuously-inhabited cities in the world (its founding dates to 30 years before the founding of Rome), is the capital city of Armenia and contains an interesting mix of building styles, ranging from neo-classical Roman buildings with columns to English-style buildings and hulking Soviet-era monoliths.  One unique element of the city’s buildings is the use of the local volcanic stone known as tuff rock.  Tuff is formed when a volcano ejects magma, rock, ash, and other materials.  These components eventually fall to the ground and are compacted over time into a solid, rock-like structure.  This material can be used in construction and is easy to cut and carve but not very strong, so it is typically used for upper floors.  The tuff stone found around Yerevan has a pinkish hue due to how it was formed after the volcanic explosion, so Yerevan is known as the “pink city” due to the frequent use of this material by architects in the area.

Pink Tuff Stone Buildings in Yerevan

 

Statue of Alexander Tamanian in Yerevan

The architect who had the greatest influence on the layout of Yerevan is Alexander Tamanian, a Russian-born Armenian who transformed the city in the 1920s by razing many older buildings and laying out the new city in a circular design with functional zones, building new edifices made predominantly from the famous pink tuff.  Tamanian designed an overall city layout that was circular with distinct zones for various functions, including government, industrial, commercial, cultural (arts, museums, opera), universities, and other groupings.  While this was mostly a function of Soviet-style top-down economic planning, it created a sense of order in the city that persists today, as one sees similar buildings grouped together in various parts of the city, followed by an abrupt transition to a new set of buildings as one moves from one zone to the next.

Pink Tuff Stone Building in Republic Square in Yerevan

Innovation Perspective – From a modern innovation standpoint, it is possible to criticize the Tamanian city model because it reduces the likelihood or cross-pollination of ideas across different domains.  By concentrating the industrial entities in a single area, there is less chance that a person working in that area would have the chance to interact with someone in the cultural area, or the university area.  While we do not necessarily want chaos in terms of city structure, it is generally understood that diversity of thought can help develop new thinking.  As such, an innovator working in a large enterprise should be cognizant of the structure within which one is operating as one seeks to develop new thinking to solve problems.  If an innovator is constantly surrounded by people in the same organization or on the same team and one does not have the opportunity to interact with colleagues from other parts of the company, or even from other companies altogether, then one may have a propensity to a groupthink-like approach in which one encounters fewer and fewer new ideas.  Serendipitous collisions of ideas are quite popular in innovation today as a way to spur creativity, and the Tamanian model provides a reminder of the disadvantages of putting too many similar functions in the same place.

Yerevan Cityscape with Residential in Foreground and Industrial Sector in Background

 

Soviet-Era Armenian Economics

Although the Soviet Union consisted of 15 separate Republics, the command and control of the economy emanated from Moscow and was managed in a way that made it difficult for any of the Republics to operate independently.  In the case of manufacturing, individual Republics would build components of a manufactured good but would not produce it end-to-end.  For example, a tractor would consist of machine parts, tires, plows, and engines built in several different Republics with final assembly in yet another Republic.  When Armenia gained its independence in 1991, this system of massively-distributed manufacturing proved to be a problem because Armenia alone did not have the ability to completely build any complex manufactured goods.  As such, Armenia focused in the first few years after independence on agriculture, which was something that it could manage on its own.  Its other more complex manufacturing, such as electronics, required more time to develop, even though it possessed some of the best-educated scientists in the Soviet Union and was involved in manufacturing components of Soviet-era computers at the time (though not complete assemblies).  Today, Armenia has capitalized on its technical expertise and has produced its own smartphone, known as the Armphone, as well as a tablet, known as the ArmTab.

Soviet-Era Cars in Yerevan

Innovation Perspective – Dividing up production for reasons of political control made sense from the perspective of the Politburo in terms of making it more difficult for individual Republics to survive on their own.  Yet the impact on innovation was almost certainly quite severe, as many innovation practitioners would argue that workers who do not possess a complete understanding of the entirety of the value chain in which they are participating have little incentive or ability to make it better.  The isolated workers can only focus on their singular contribution to the product development chain and maximize the productivity aspects of that portion of the process, though they have no ability to make any drastic changes that would require coordination with downstream or upstream component makers, particularly those occurring in a completely different location.  For the modern innovator, this serves as a reminder of the importance of making sure all team members understand the entire problem that needs to be solved rather than simply focusing on a single aspect of it.

I previously wrote about this concept in terms of how the physicist Robert Oppenheimer faced a similar issue on the Manhattan Project at Los Alamos.  The U.S. Army, in an attempt to protect the top-secret information involved in the development of the atomic bomb during World War II, demanded that Oppenheimer organize his teams on a need-to-know basis, so scientists working in obtaining fissile materials would have no interaction with or knowledge of the work being done by their counterparts on the team developing nuclear triggers or other components.  Oppenheimer argued that this structure was inhibiting his team and worked against the open-nature of scientific progress, and the Army reluctantly agreed to permit him to hold a series of seminars with the entire team where each scientist explained what his team was doing and what challenges he was facing.  This open sharing of information among all team members is a key attribute of successful innovation.

 

The Matenadaran

In a land that has seen more than its fair share of invaders from all directions, it is amazing that Armenia could maintain one of the world’s largest depositories of rare books, manuscripts, and parchments.  The National Library in Yerevan, known as the Matenadaran, contains over 17,000 manuscripts and 30,000 other documents items in well-protected vaults, with a handful of items on display to the public.  Among the collection’s most important pieces are 2,500 Armenian illuminated manuscripts, which are intricately illustrated religious books produced by hand by monks centuries ago, including the Echmiadzin Gospel of 989 A.D. and the Mugni Gospels of 1060 A.D.  One of the largest books in the collection is the Homilies of Mush, an enormous book of 603 calfskin parchment pages weighing over 60 pounds.  The book was written in the Avak Monastery in 1200 A.D., was abandoned, and subsequently was discovered by two Armenian women during World War I.  The region at the time was in upheaval due to the war and the Turkish-led genocide against the Armenians, so the women split the book into two parts (it was too heavy to be carried intact) and took half of it to Georgia and buried the other half.  A Polish solider found the buried half a few years later and sold it to a collector in Baku.  Both halves were eventually reunited and secured in the Matenadaran.

Matenadaran Book Depository in Yerevan

By putting these rare books and parchments from different epochs on display side-by-side in the Matenadaran, one sees an interesting phenomenon.  Many of the documents have intricately-detailed scripting and illustrations.  In fact, it is difficult to discern how the monks who created these documents were able to do so with feather-tip pens and no magnification.  The precision in the lettering and drawings is stunning.  Yet the amount of color used in the illustrations varies from one document to another.  Some of the documents are illustrated with a veritable rainbow of colors, while others only have a couple of colors.  Although the drawings are similar in detail in terms of the letter scripting and drawings, the amount of color varies widely.  As it turns out, the use of color is a function of the location of the monastery in which the monks creating these documents were located.  Since all coloring at the time came from natural sources, some monasteries possessed more plants and minerals that could be used to create colors than others.  Where local sources did not exist, monks could leverage their proximity to trade routes to obtain more exotic materials to use in coloration, such as the blue-colored lapus lazuli from Afghanistan.  Monasteries that were closer to highly-trafficked trade routes, such as those of the Silk Road that ran through the Caucasus, could produce more colorful illustrations than the more remote monasteries in mountainous areas with fewer natural resources available.

Illustrated Ancient Book

 

Ancient Book without Color Illustration

Innovation Perspective – Innovators rely on a flow of ideas and information to maintain the effectiveness of their innovation programs.  This information can come from various sources and the variety of sources may increase the likelihood that the innovator can develop new approaches to solving problems.  An innovator should consider the hypothetical example of two monks from this era working on documents.  One monk might reside near a busy trading route and have access to a wide variety of sources for colors for his illustrations and produce phenomenally-colorful designs.  The other monk might reside in a more remote area and would only be able to produce intricate designs with only a few colors.  An innovator should aspire to be the former and perform periodic checks of the sources of information he or she is using to ensure that he or she is not becoming like the latter.  Information is one of the key components of innovation, and one should take steps to ensure that one is keeping up to date with new information rather than becoming isolated while working on a project.

Natural Sources for Colors in Ancient Books

Mother Armenia

For a country with 95% of its population adhering to Christianity as well as having the status of the first country in the world to recognize Christianity, Armenia’s forced absorption into the atheistic Soviet Union certainly came as quite a shock to its residents.  Marxism-Leninism viewed religion as the “opiate of the masses” and sought to establish a religion of adherence to the Communist Party rather than any other deity.  Churches and monasteries were closed and, in some cases, destroyed, as the Communists tried to remake the societies of the countries their conquered.  In most Christian cities, one expects to see a large cross or statue of Christ overlooking the town, as is the case in many South American countries.  On a hillside above Yerevan, the Soviets installed a huge statue of Josef Stalin instead, accompanied by a memorial to the soldiers who fought and died in World War II.  The statue seemed to glare down upon the city and reminded Yerevan residents on a daily basis of who was in charge.  After Nikita Khruschev’s denunciation of Stalin in 1956, the statue was removed and replaced by a statue of a female warrior known as Mother Armenia.  The statue holds a sword in her right hand, positioned across her body and serves as a reminder of heroic women of Armenia’s past.

Mother Armenia Statue

Yet the real story of the Mother Armenia statue is more complex and subtle than outward appearances would suggest.  When the original planning for the statue of Stalin began, the Armenian architect Rafayel Israyelian put together a design for an enormous basalt stone pedestal upon which the statue of Stalin would reside.  The pedestal looks like a typical ornamental foundation, though subsequent interviews with the architect revealed that he modeled the interior and exterior of the pedestal after the typical three-nave design of the Armenian church.  The three-nave design includes a public outer area where one first enters the church, a more sacred inner area where services are conducted, and a third, most sacred area where only the priests may stand, also known as the altar.  Israyelian commented that “[k]nowing that the glory of dictators is temporary, I have built a simple three-nave Armenian basilica.”

Base of Mother Armenia Statue Modeled after Armenian Church

For 10 years, Israyelian’s hidden Armenian church send a subtle message to the knowing population of Yerevan that religion was still the underpinning of their society, and when the order came to replace Stalin’s statue, another Armenian sculptor, Ara Harutyunyan, was engaged to design Mother Armenia.  The statue itself, made of hammered copper plating, stands over 167 feet tall and contains an equally clever bit of religious symbolism.  The way the statue holds her sword, in a manner that is parallel to the ground and perpendicular to her body, forms the perfect shape of a large cross.  Armenians looking up at Mother Armenia in 1962, while still living under the boot of the atheistic Soviet regime, would recognize immediately that what they were seeing was a huge cross positioned on top of a traditional Armenian church.

View of Yerevan from Location of Mother Armenia Statue

Innovation Perspective – Innovators sometimes think that in order to be successful in their craft they must create solutions that are bold and striking.  The more attention that an innovation receives, one may postulate, the more effective that innovation will be.  Yet as the example of Mother Armenia suggests, subtlety may imbue an even more powerful message than directness.  An innovator should not assume that the most direct and apparent pathway to a solution is the best.  Other, more subtle pathways are equally worth exploring and may, in the end, be more powerful that direct approaches.

 

Khor Virap

A short drive south from Yerevan leads one to the picturesque Khor Virap Monastery, situated in the Ararat plain just across the Aras River from the base of Mount Ararat.  The name Khor Virap in Armenian means “deep dungeon” because this was the site where King Tiridates III imprisoned Saint Gregory the Illuminator around 285 A.D. for the crime of spreading the Gospel to Armenians.  Legend states that when the King banished Saint Gregory to a deep cell, the King became cursed and after many years sought reprieve from the Saint, who subsequently cured him of his ailments.  This helped convince the King of the wisdom of adopting Christianity in Armenia.  The dank and oppressive dungeon where Saint Gregory lived for 12 years still exists today, and one can climb down into it via a steep metal ladder.  Gregory became the Patron Saint of Armenia and in 642 A.D., King Nerses III the Builder constructed a chapel at Khor Virap to venerate Saint Gregory.  Over the years various structures at the site were destroyed and rebuilt, and Khor Virap is now a primary pilgrimage site for Armenians, though it is extremely close to the tense border between Armenia and Turkey.  Indeed, from the site one can easily see the fencing and guard posts that delineate the Turkish border.

Khor Virap Monastery

 

Dungeon where Saint Gregory was Imprisoned

Of all the various structures at Khor Virap, one building just outside the main chapel is quite peculiar.  The building consists of a set of rectangular rooms that are enclosed on three sides (plus a ceiling) but open completely on one side facing the courtyard in front of the main chapel.  Archaeologists believe that these rooms were used as classrooms for monks who resided at the monastery.  The logic of an open-walled classroom in a non-temperate climate (Armenia is very cold in the winter and very hot in the summer) seems illogical, but the rationale for the design is to make sure that throughout the lessons taught to the monks, there is a constant reminder of the divine presence in the form of the chapel that is always within one’s line of sight.  The classrooms were situated so that students and teacher could always see the chapel while they were studying, which presumably helped the monks to maintain focus on the larger objective of their studies.

Outdoor Classrooms at Khor Virap

Innovation Perspective – When working on an innovation project, it is sometimes easy to lose focus on one’s core objective.  Exploring tangential ideas or approaches is exciting and interesting and, in some cases, may result in unexpected discoveries.  Yet these tangents also have the ability to distract a team from its original goal.  An innovator may invest a great deal of time working on an alternative approach only to find that while the new pathway might be interesting, in the end it does not advance the original goal of the innovation program.  Having a constant, visual reminder in place of one’s goal is important in these types of efforts, and the example of Khor Virap suggests that just such a visual cue is a powerful way to keep a team focused on its primary objective.

 

Noravank

In a country of photogenic monasteries surrounded by soaring mountains, the Noravank monastery in south-central Armenia is certainly among the most spectacular.  Noravank sits at the end of a curving mountain road that follows a gorge carved out by the Amaghu River.  Originally built in the 13th century A.D., the monastery is best known for its scenic location, with the soft tan stone of the edifices contrasting to the red of the sheer rock faces nearby, the green of vegetation, and permanently blue skies overhead.

Noravank Monastery

Of the various structures built at Noravank over the centuries, the most impressive is the Astvatsatsin (Holy Mother of God) Church built in 1339 A.D. by the sculptor Momik for Prince Burtel Orbelian.  The church is considered Momik’s greatest masterpiece, and he accomplished this, in part, by making simple yet fundamental changes to the way Armenian churches were designed.  The outside of the church is interesting because each of the four sides contains unique and delicate carvings and arches, as opposed to the symmetric designs of other Armenian churches of the era.  A second novelty in his design concerns the three traditional spaces (as discussed earlier) that are prevalent in every Armenian church: a public area, an area that merges the public and sacred (for worship), and a sacred area (the altar).  Most Armenian churches array these three spaces sequentially, so the person entering the church starts in the public area and moves deeper into the church to the worship space and then to the altar, all lined up in a row.

Astvatsatsin Church

Momik turned this idea on its head by switching from a horizontal plane to a vertical plane.  In the Astvatsatsin Church, Momik made the entire base level the public area, serving as the foundation of the whole building.  He then built a pair of steep stairs on the outside of the structure that led up to the second level, which was the combined public and sacred space, with the altar situated on yet another level in the rear of that space.  His design was ingenious in that it forced churchgoers to make an extra effort to reach the sacred space (the stairs are quite steep and narrow) and reminded them of how the public represents the foundation of the church, with the sacred spaces situated slightly closer to heaven.

Astvatsatsin Church

Innovation Perspective – In the search for new thinking, a simple approach that an innovator can take is to make an abrupt shift in perspective when approaching a problem.  If one tries to look at a problem the same way over and over again, it is likely that one will not be able to see a variety of solutions.  Rather, one’s mind will keep reverting to the patterns one saw initially when approaching the issue.  By inverting one’s perspective and trying a completely new angle of attack, such as one from a completely different direction, one has a better chance of coming up with a creative solution to a problem.  The reason Momik’s church design was so innovative was because he simultaneously accepted the convention of the three areas of the church while refusing to sequence them in the way that his predecessors and contemporaries had done for centuries.  This reminds me of the Palestinian/Israeli peace proposal made by U.S. President Bill Clinton in 2000 in which he proposed a vertical border for the Temple Mount in Jerusalem, recognizing the intractability of traditional horizontal borders.  As I wrote in Lines of Innovation – Part II, Clinton’s idea was meant to highlight the intransigence of the negotiators and force them to think about alternative approaches to solving the problem of peace.

 

Haghartsin

If Noravank is the epitome of a monastery surrounded by the beauty of a rocky landscape, then the 13th century Haghartsin Monastery is its doppelganger in a vibrant green, tree-covered, and mountainous landscape.  Located in the northern part of Armenia in the Dilijan National Park, Haghartsin is reached via a five-mile traverse up a winding mountain road following running streams and waterfalls that feed down to a larger river.  The site is typical of Armenian monasteries in that it is located a few miles from a main caravan route.  Typically, a monk would travel with a caravan along a normal trading route then would walk up the hill to the secluded monastery.  This allowed for long-distance travel, trading, and communications but still allowed the monks to live in a relatively isolated manner.

Haghartsin Monastery

At Haghartsin, the complex began with a single building perched on the eastern edge of a cliff and progressed toward the west.  Monastery complexes were always built in this manner, as the most important direction was to face the east and no new buildings were built to block view of the sunrise to the east.  Next to the first building of this complex sat an oak tree that dated back hundreds of years.  Supposedly the original builders of the monastery planted the tree and said that they would see whether the tree would outlast the buildings on the site.  Sadly, a few years ago, some hikers decided to camp under the tree while seeking shelter from the rain.  The campers lit a fire which grew out of control and burned the tree to its core.  Like Noravank, Haghartsin makes use of a novel approach to the three spaces of its church.  Rather than having a separate building for the public area, the St. Astvatsatsin Church at Haghartsin uses a slight rise in the floor to differentiate between the public and sacred spaces, forcing the churchgoer to step up to reach the worship area.

Haghartsin Monastery

Innovation Perspective – A recurring struggle for innovators is to balance between isolation and interaction.  On the one hand, isolation is valuable when one is concentrating intensively on developing a new idea or working out the details of a challenging problem.  On the other hand, interaction is valuable when one is seeking input from others, as this is often an excellent source of new ideas.  Too much isolation can render an innovation program stale in terms of its thinking, whereas too much interaction can bog down a program in a deluge of communications and parsing of ideas to determine which ones are worth pursuing.  The model of Haghartsin provides a possible approach to this dilemma.  An innovator should consider himself or herself like the monk who rides along with the caravan for certain periods of time, whether for transportation, trade, or communication.  The innovator should also have the ability to spend time alone to think through what one has learned through the interactions.  An innovator should ask himself or herself if he or she is spending too much time in the caravan or too much time in the monastery as a way of striving to seek a balanced approach.

 

Sources:

Charles King, The Ghost of Freedom: A History of the Caucasus (Oxford: Oxford University Press, 2008).

Tom Reiss, The Orientalist: Solving the Mystery of a Strange and Dangerous Life (New York: Random House, 2006).

https://en.wikipedia.org/wiki/Armenian_alphabet

https://en.wikipedia.org/wiki/Georgian_scripts

https://en.wikipedia.org/wiki/Azerbaijani_alphabet

http://www.bbc.com/travel/story/20170330-the-worlds-first-christian-country

https://en.wikipedia.org/wiki/Alexander_Tamanian

https://geology.com/rocks/tuff.shtml

https://www.smithsonianmag.com/travel/yerevan-armenias-pink-city-180961506/

http://www.matenadaran.am/

https://en.wikipedia.org/wiki/Matenadaran

https://en.wikipedia.org/wiki/Mother_Armenia

https://en.wikipedia.org/wiki/Khor_Virap

https://en.wikipedia.org/wiki/Gregory_the_Illuminator

https://en.wikipedia.org/wiki/Noravank

https://en.wikipedia.org/wiki/Haghartsin_Monastery


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The Headquarters Innovation Paradox

GUEST POST from Scott Bowden

Innovators often face the challenge of determining the optimal location for their work efforts.  For a large enterprise, the decision is often between a central location, such as a corporate headquarters, and a remote location, such as a manufacturing facility.  At first glance, one might think that locating an innovation program at a headquarters location would have significant advantages.  At headquarters, one would be close to key decision-makers across the entire corporate spectrum, all the way up the C-suite executives in the company.  Moreover, headquarters would also be the locale for other senior executives in charge of various divisions, departments, or other aspects of an organization.  In this environment, supposedly, decisions could be made quickly and input could be obtained easily from influential individuals in the company.  Rather than waiting for weeks to get a crucial go-ahead on a key item, a conversation to obtain approval could be held in an afternoon or, worst case, in a couple of days.  An innovator designing a new business process, for instance, would have easy access to the person who owns that process across the company.  Similarly, an innovator working on a new technology to deploy could have discussions about that new technology with the CIO or CTO.

An IT project from nearly 20 years ago provides an interesting test case of this and other innovation-location scenarios because various decisions resulted in innovation work taking place first at a headquarters location, followed by a remote site associated with customer operations, and finally with a remote, lab-type setting far away from either headquarters or operations.  What makes this example useful for analysis is that fact that in these three different locations, the core working team on the project remained the same.  In scientific terms, we can thus control for the variable of team contribution and test hypotheses against the outcomes of the work performed in the three different places.  The type of work – call center transformation via packaged CRM software implementation for a manufacturing company’s operations – remained the same as well.  Given the age of the legacy systems being used at the call centers at the time and the prominence of the project, there was a great need for innovative thinking in the initiative to ensure that the new system proved worthy of the investment of time and resources devoted to its implementation.

As is often the case with these types of efforts, the project started out at headquarters.  The team worked with client personnel and two external consultants to put together initial plans for the project and develop goals and transformation objectives.  Its offices were in a typical corporate building many floors above the ground with sweeping views of the nearby city and riverfront.  The view was inspirational, and the various executive owners of the different aspects of the call center operation were always nearby for consultations, popping in as needed to resolve issues and provide guidance.  Questions could be answered quickly and efficiently by senior management.

After a few weeks, external consultants recommended that the team move to one of the actual call centers that would be implementing the CRM solution.  The team agreed with this approach because that call center also happened to possess a complete, separate testing environment for telephony, and CTI (Computer Telephony Integration) was a key element of the solution.  Although the team could access all the systems it needed remotely from headquarters, the complexity of the CTI solution called for a more hands-on approach.  The team packed up and headed for the call center, where it went from working in a large space in a tower to a small conference room packed into the corner of a busy call center.  Space was at a premium and just running enough cables for power and networking (this was before WiFi was ubiquitous) was quite an endeavor.  The team went from having plenty of workspace for each individual to having tight quarters and having to work hard to concentrate on the tasks at hand.

Several months later, the team successfully completed its first production release of the application and were moved yet again at the client’s request, as the client needed to reclaim their conference room space for training.  The team once again packed up and headed to a new location to begin working on the next application release.  On this occasion, the team found space in an older development lab.  The room provided to the team was enormous, and each team member had a large workspace with high side walls and multiple smaller rooms where people could take phone calls or work on tasks that required intense concentration.  The noise level in the room was almost non-existent, as the lab was so big compared to the size of the team.  In addition, the team was working in a building with a great corporate cafeteria and an outdoor space with pleasant walkways around a pond for developing new ideas about the project.

 

Three Innovation Environments

This project thus presented three completely different types of work environments that an innovator can examine to determine their impact on innovation.  The first was innovation at headquarters, in a towering glass office building surrounded by key executives.  The second was innovation at a field operations office, in this case a call center, in tight confines but very close to the action, so to speak.  The third was innovation at a remote lab, with spacious facilities and areas to think and stroll.

In thinking about these three unique environments, I was struck by their similarities to three great historical sites where innovation, and indeed some of the greatest scientific discoveries of all time, occurred.  The three sites are Charles Darwin’s House in Downe, just outside of London, where he wrote On the Origin of Species; Bletchley Park, again just outside of London, where British codebreakers solved the puzzle of the German Enigma cipher machine and saved thousands of lives, and  Los Alamos in New Mexico, where Robert Oppenheimer’s team developed the first atomic bomb.  While there is no parallel in terms of historical importance in comparing these three scientific projects to a small-scale IT implementation, it is nonetheless interesting to think about how the locations of these innovation efforts influenced the outcomes achieved by the people involved in these work efforts.

 

Charles Darwin – From Innovation at Headquarters to Innovation in the Field

Down House – Home of Charles Darwin

After returning from his famous voyage on the HMS Beagle, in which he sailed around South America and the South Pacific from 1831 to 1836 and made fascinating discoveries about evolution in the Galapagos Islands, Darwin returned to Cambridge and London to much acclaim, benefiting from the fact that during stops in the voyage he had sent to his mentor John Stevens Henslow many of his findings.  Darwin also brought home a multitude of unique and stunning botanical and biological specimens from his trip, and was invited to numerous London institutions to discuss his trip with noted zoologists.  Darwin met with the famous geologist Charles Lyell in October 1836 as well as the anatomist Richard Owen, with whom he discussed fossil bones found during the voyage.  Darwin’s paper on the geology of the South American landmass was read by Lyell at the Geological Society of London in December 1836, followed by interactions with the noted ornithologist John Gould in early 1837 in which the latter concluded that Darwin had discovered as many as 12 separate species of finches in his work in the Galapagos.

British Museum, London

As his fame increased, Darwin’s intellectual circle continued to grow and included the polymath Charles Babbage, who would first develop the idea of a digital programmable computer.  Surrounded by these intellectual powerhouses, Darwin continued to work on analyzing and writing about the results of his findings in various fields.  In January 1839, Darwin was elected as a Fellow of the Royal Society.  One can imagine that Darwin’s life in London was a whirlwind of intellectual activity, such as discussing Thomas Malthus’s thesis on population growth, and this environment almost certainly helped him develop his theory of natural selection.  London in the Victorian Era, as it is today, was perhaps the best place for an intellectual person to be located, particularly one working on a world-changing revelation about the workings of nature.  As the British writer Samuel Johnson quipped in 1777, “when a man is tired of London, he is tired of life; for there is in London all that life can afford.”

St. Mary’s Church at Downe, England

Yet in 1842, Darwin chose to move about 20 miles outside of London to the town of Downe.  Darwin suffered from many ailments throughout his life but the impetus for him to move to the countryside was primarily his cramped living quarters in London, the constant noise of the city, and the foul air from coal smoke.  The house he bought, known as Down House (Downe is the name of the nearby town in the London Borough of Bromley, while Down House is the name of the manor home that Darwin purchased in Downe), was not easy to reach, as it required a 10-mile train ride followed by an 8.5-mile carriage ride over hilly terrain and winding rural roads.  The house itself proved to be a sanctuary from the outside world, situated as it was atop a slight rise and surrounded by trees and gently rolling fields bisected by numerous walking paths.

Fields Across the Street from Down House

Darwin noted that “[t]he charm of the place to me is that almost every field is intersected (as alas is ours) by one or more foot-paths— I never saw so many walks in any other country.”  Visiting the site today, one sees these footpaths everywhere, and one can leave the Darwin property in any direction and find a walking trail network that goes for miles through the countryside.  The walking paths were of particular interest for Darwin as every day he set out for a walk around the grounds of his estate, traversing a circuit he created known as the Sandwalk Path in which he set up small stones that he could kick to the side to count the number of times he completed the circuit without having to interrupt his train of thought to think of the exact number of loops.  It was on these pathways that Darwin did some of his best thinking.

Walking Path Behind Darwin’s House

When I visited Down House recently, the puzzle I wanted to solve was why Darwin chose to live so far outside of London.  Although modern trains and roads make it a relatively quick trip today (about a 45-minute drive from central London), in the 1840s the trip was not an easy one.  For a scientist of Darwin’s stature with a growing reputation, the move to Downe seemed illogical.  Moreover, I also wanted to understand whether there were any aspects of Down House that helped Darwin develop his thinking about evolution.  Darwin published On the Origin of Species in November 1859, fully twenty years after he returned from his voyage on the Beagle.

Darwin’s Office at Down House

I discovered several aspects of the house that rendered it more suitable for Darwin’s work than one might imagine.  The lack of noise and coal smoke certainly was beneficial to Darwin’s work.  The house was quite spacious and his office was well-equipped with bookcases and a fine desk for writing.  This is quite a contrast from the cramped, dark space he worked in on board the Beagle, which is reproduced in full scale on the upper floor of the house today.  Likewise, the amazing walking paths around the property and throughout the entire countryside were certainly beneficial, particularly for someone who liked to use a vigorous walk to think through problems.

Gardens Behind Down House

The house also gave Darwin an enormous laboratory space in which to explore some of his ideas, including large patches of garden to grow various plants, a sizable greenhouse for all-season horticulture, numerous fields in which to plant trees, grasslands on which to observe and measure precisely the work of earthworms (via a stone set on the ground with brass measurement rods, which one can still see today), as well as sufficient interior locations for working and thinking (even his bedroom windows were situated in a way to overlook his gardens and trees so he could always be thinking about his plants).  I also learned from the docent that mail service during Darwin’s era was exceedingly efficient, with multiple deliveries of letters daily from London.  This meant that Darwin could engage in a rapid correspondence with the intellectual giants in London with short response times, allowing him to exchange ideas with academics almost as efficiently as if he were in the city.  The importance of this latter attribute of the site cannot be overestimated, for it addresses one of the biggest problems with a remote location – the challenge of communications.

Darwin’s Greenhouse

One could argue that when Darwin returned from the Beagle voyage, his initial work occurred at the equivalent of a headquarters location (in London and Cambridge), as he was surrounded by many of the most important minds of his era and could interact with them on a regular basis to exchange ideas and make decisions about where his research should go.  Yet the adulation of headquarters soon proved to be insufficient to overcome the downsides of working in that environment, which in Darwin’s case were the cramped working conditions, noise, and coal smoke of London, which negatively impacted his health.  Darwin traded his headquarters location for a more remote spot where he could be more closely aligned with the actual topics about which he was writing.  Down House gave him fresh air, walking paths, and a giant outdoor laboratory to test his hypotheses and refine them as he worked over the course of many years to complete his seminal work, On the Origin of Species.

Sundial and Gardens at Dawrin’s House

 

Worm Stone Experiment – Still In Place from Darwin’s Time

 

Bletchley Park – Innovation at a Remote/Field Location

Bletchley Park Manor House

In August 1938, a small group of people from London visited the grounds of a mansion in Bletchley Park, England, ostensibly to enjoy a nice weekend of hunting and dining about 50 miles northwest of the capital.  Despite outward appearances, these visitors were actually intelligence agents from MI6 and the Government Code and Cypher School and their mission was to identify a location outside of London that could be used as a hub for codebreaking endeavors in the impending conflict in Europe.  The site needed to be far enough outside London (about 50 miles, but not so far as to make it difficult to communicate with the central government in the capital) and to the west (since German bombers would come from the east and would have to pass over target-rich London and its air defenses before reaching Bletchley, thus rendering it unlikely that any aircraft would ever reach this area).

Bletchley Park – Train Station is a Short Walk Away Across the Street

The site would also ideally be located next to a train station (today one walks about 5 minutes from the train station to the museum).  As it turns out, the site was only bombed once, in November 1940, when Hut 4 was hit by three bombs that were likely intended for the Bletchley Park railway station.  The rail line operating through this station went on to Oxford and Cambridge, and MI6 expected to enlist many of the students and teachers from those universities in the codebreaking efforts.  Another useful attribute of the site was the fact that high-volume telephone and telegraph communication lines were also nearby in the town of Fenny Stratford.

Pond at Bletchley Park

Satisfied with their site survey, the group returned to London and awaited word from their superiors concerning when to return to the site in earnest to begin their work.  The work that these intelligence agents and government workers expected to perform at the site was the age-old work in the area of cryptography.  From ancient times, armies had communicated in coded messages in an attempt to protect their secrets from the prying eyes of enemies.  Over time, these cyphers evolved from simple shifting of letters in the alphabet to extraordinarily complex, machine-assisted endeavors.

German Enigma Machine

At the outbreak of World War II, the German military used a particularly sophisticated coding machine known as the Enigma device.  The device looked like a typewriter and consisted of multiple rotors and plugs that could be set in a large number of precise configurations.  When an operator configured the device’s rotors and plugs in a certain way, he or she could then type a message on the keyboard and each key pressed would highlight a different cypher key to use in the coded message.  Each press of the keyboard would force the rotors to turn one notch, meaning that the cypher changed continuously as the message was typed.  In other words, on one occasion A might be Z, but on the next keystroke A might be coded as R.  The resulting message would appear to be gibberish to anyone reading it, so the text could be transmitted safely via radio waves.  Even if the British intercepted the message, the Germans though, the jumble of letters would render the message unintelligible.  The German recipient, on the other hand, would be able to set up his or her Enigma machine with the identical rotor and plug settings as the sender, and by typing in the scrambled letters one by one, the recipient would see the true letter in the message light up on the Enigma machine, thus resulting in a clear text message.

The technology behind the Enigma provided 159 million million million possible settings, which the Germans thought rendered the system unbreakable.  Each day the Germans changed the rotor and plug settings, thus any progress made on cracking the code during a single day would be lost when the new settings were entered in the morning.  The British set up radio monitoring stations all over the world staffed around the clock with operators whose sole purpose was to monitor German radio transmissions and carefully write out each Morse code letter they heard.  These encrypted messages were then packaged up and delivered to Bletchley Park.  Initially, the British set up a wireless listening station at Bletchley Park itself, but the long radio aerials drew unwanted attention to the site and the operation was moved to another town.

Hut 3 at Bletchley Park

With the outbreak of war in September 1939, 150 people descended on Bletchley Park and worked in numerous simple buildings that were set up on the grounds of the former mansion.  These buildings, known as “huts” with number designations for security purposes (in other words, rather than designating a building by the work underway inside, such as breaking German Navy codes, the building was simply known as “Hut 8”).  Famous scientists such as Alan Turing worked at Bletchley Park, as well as hundreds of other uniquely-skilled workers involved in all aspects of the operation, including linguists, translators, scientists, crossword puzzle champions, mathematicians, chess champions, historians, and numerous staff members to assist with the flow of information and paper through the site.

Alan Turing’s Office in Hut 8

The combined effort of this eclectic group of individuals led to a series of breakthroughs that enabled some of the German codes to be broken over the course of the war.  Some of this was due to flaws in operational procedures by German Enigma operators, such as always initiating messages the same way or forgetting to change their Enigma settings.  Turing and his colleagues also built one of the world’s first electro-mechanical computer-like devices, known as a bombe, that sped up the process of trying to determine the daily Enigma settings.  Another set of German encrypted messages, known as the Lorenz messages, were used for high-level communications between Berlin and field commanders and were even more complex than the Enigma messages.  The crew at Bletchley Park also developed the world’s first programmable digital electronic computer, known as Colossus, to break the Lorenz codes.

Electro-Mechanical Machine (bombe) used to Determine Enigma Settings

 

Colossus Computer used to Break the Lorenz Cypher

The work at Bletchley Park saved thousands of lives and shortened the overall war against Germany, possibly by as a much as a year.  Breaking German Naval codes allowed the British to track the location of U-Boat Wolfpacks, diverting Allied shipping and reducing losses.  Decryption of German Luftwaffe messages permitted the Royal Air Force to anticipate German bomber raids over England as well as enhance RAF counterstrikes against German territory.  Finally, the breaking of German Wehrmacht codes helped shorten the North African campaign, saving thousands of lives, and allowed the British to deceive German forces on D-Day, protecting the Normandy landings.

There is no doubt that the Bletchley Park site spawned innovative thinking as diverse teams of intelligent individuals worked together to solve problems under tremendous pressure.  Yet visiting the site today, one is struck by the austerity of the buildings in which these great minds worked.  Although the primary manor house at Bletchley Park was architecturally pleasing and a nearby pond afforded a place for the workers to take a brief stroll in the fresh air after their shifts ended, the actual buildings in which these great ideas were developed and tested were extremely drab.  When reading about the site, I had always wondered why the buildings were called “huts.”  Upon seeing the structures, it became clear why that name was chosen.  The buildings had siding- and concrete block-walls with metal roofs and low ceilings.  Although most of the rooms had windows, these were often covered by blackout curtains during the war to ensure no light escaped to provide a target for enemy bombers.  The furniture in the offices and workspaces was spartan and utilitarian.  The site was definitely a government/military operation, with little focus on aesthetics or setting up spaces in which some of the greatest minds of the era could develop their theories to solve the enemy ciphers.

Workspace in Hut 8

Another interesting attribute of Bletchley Park was its proximity to London.  Workers at the site, when given breaks from their intense, round the clock work (in three shifts), could take a short train ride to London and visit their friends and families who were facing the ravages of aerial bombardment on a regular basis.  The workers could see damage from previous raids and could not escape the fact that their country was engaged, in Churchill’s words, in a “mighty struggle” for its very survival.  The proximity of a warzone almost certainly focused the minds of the workers as they returned to Bletchley Park and continued their work.  Bletchley Park workers also almost certainly had siblings, relatives, or neighbors serving in the armed forces during the war, which brought home the need to do everything possible to protect the lives of their loved ones.  Likewise, the intense focus on the security of the operation certainly played a part in raising the pressure on the workforce, as there was great fear that if the Germans found out their codes had been broken, then they could take immediate steps to change their procedures and render months of British codebreaking work useless.

Workspace in Hut 8

One could argue that Bletchley Park was a remote/field operation in terms of its innovation strategy.  The location of the work was far away from Headquarters (for good reason, given what was happening in London), and the concentration of many different kinds of work and talented individuals in a single location likely created a spirit of cooperation that improved the ability of the team members to deliver the kinds of new thinking needed to overcome great challenges.  Although the advantages created by this diversity of work and knowledge were possibly counteracted by the austerity of the facilities, when combined with the sense of mission and purpose for the overall war effort, the resulting formula was something that likely spawned very innovative thinking at Bletchley Park.  Moreover, the fact that the site was far enough away from London for relative safety but also close enough to keep the workers in touch with the sufferings of their fellow citizens in the capital meant that, despite the grinding work schedules required by the war effort, the workers at Bletchley Park remained engaged and dedicated to the task at hand, which almost certainly helped to win the war for the Allies.

 

Los Alamos – Innovation in a Remote/Lab Environment

Perhaps the greatest scientific project in world history took place on an isolated mesa in northern New Mexico from November 1942 to August 1945.  The Manhattan Project, based primarily in Los Alamos, New Mexico, was led by the Berkeley Physicist Robert Oppenheimer and General Leslie Groves of the U.S. Army.  The project took an idea that had intrigued scientists for decades – splitting the atom – and rapidly developed two atomic weapons that were dropped on Hiroshima and Nagasaki, Japan in August 1945, leading to the surrender of the Japanese military and the end of World War II.

The story of how the United States ended up launching the greatest scientific project in history began with a, August 1939 letter from Albert Einstein to President Roosevelt which warned that it might be possible to create an atomic fission bomb with uranium that would be more powerful than any conventional explosive in our arsenal.  The letter stated that the German military might already be pursuing such a weapon and recommended that Roosevelt nominate a person to contact the key American physicists involved in research in this topic to coordinate and fund their research, as well as secure supplies of uranium ore as quickly as possible.

Einstein’s Letter to FDR

Physicists working at the University of Chicago in December 1942 soon initiated the world’s first uranium fission reaction in a makeshift nuclear reactor constructed underneath the bleachers of a sports field at the University.  The Army initially planned to build a large-scale uranium production facility nearby in suburban Chicago, but it soon realized that the project required much more space than could be found in the area, and was also concerned about engaging in hazardous activities in such a densely-populated region, though the Chicago area remained the site of an atomic research and testing facility.

In the early stages of the development of atomic weapons, one of the most difficult steps was obtaining fissile material.  While uranium ore can be found in various places on the planet, enriching that ore to the point where it is viable as fissionable material (or producing the entirely new element of plutonium) is extremely difficult to do and requires advanced scientific knowledge, precision industrial machinery, and time for completing lengthy processing steps.  This is why in the recent Iranian nuclear deal so much focus was placed on Iran’s thousands of centrifuges that were being used to enrich uranium.  With the intense pressure of World War II and the race to develop an atomic weapon before the Germans, the Army decided to hedge its bets in processing uranium and realized that it needed to set up multiple processing plants (gaseous diffusion, liquid thermal diffusion, and electromagnetic separation) to all work in parallel in case one of the methods proved to be unsuccessful.  As such, the Army needed an enormous amount of space.  The search for a larger facility for uranium production led the Army to the Tennessee River Valley, which met to a (surprisingly) specific set of Army requirements for such a site:

-Sufficient land for facilities and housing for thousands of workers

-Sufficient land so that one of the plants – the plutonium processing facility – could have a buffer of 2 to 4 miles around it (in case of radiation leakage)

-A remote site for security and safety but not so remote that workers could not be found, with adequate rail and road access

-A mild climate so construction could be done year-round

-Steep mountainsides should encase the site to contain accidental explosions, but should not be so steep as to make construction difficult

-Soil needed to be firm but not too rocky so excavation work would be easy

-The plants needed 150,000 kilowatts of electrical power and 370,000 US gallons of water per minute (which could be obtained with the Tennessee River and nearby hydroelectric plants)

-Munitions facilities should not be located west of the Sierra or Cascade Ranges, east of the Appalachian Mountains, or within 200 miles of the Canadian or Mexican borders

The area around Oak Ridge, Tennessee met these strict requirements and the Army began a process to condemn the properties in the area and evict the residents in late 1942/early 1943 to make way for the new plant.  The Army soon also began work on a plutonium production facility in Hanford, Washington, fearing that Oak Ridge was too close to the population center of Knoxville to work with such dangerous materials.

In parallel to working on producing fissile material, the Manhattan Project needed to set up a location for the scientists who would design the actual atomic bombs – a challenging scientific endeavor that required the creation of many new technologies from scratch.  Initially there was talk of locating this facility, known as Project Y, at Oak Ridge, where the scientists would be working essentially alongside the production processes for fissile materials that they had designed in the laboratory.  Yet the Army decided that in order for the scientists to be able to speak freely among themselves about their work and engage in the exchange of ideas needed for such a complex undertaking, Project Y could not be located in a place where thousands of workers were coming and going on a daily basis.  The Army knew it needed a remote site for Project Y, and although logistics were important in terms of access to the site, the more remote the location was for this work, the better the Army believed it would be able to protect the secrecy of the work undertaken there.

Sangre de Cristo Mountains

The task of selecting the location for the remote site fell to Oppenheimer and Groves.  Oppenheimer had spent a great deal of time in the Western U.S. and owned a ranch near Albuquerque, New Mexico.  He had spent his summers riding horses all over the area and knew its canyons and mountains well.  Oppenheimer thus recommended a site in the Sangre de Cristo mountain range near the old city of Santa Fe.  The site was situated on a mesa protected by deep canyons on several sides and access was easily controlled by a single, snaking road that followed along the edge of the canyon.  The Los Alamos Ranch School for boys was located at the site and its buildings could serve as a hub for the project workers.  Oppenheimer thought the amazing views of nearby mountains from the site would serve as inspiration for his team.  The Army bought the land in November 1942 and work began on building various facilities at the site that would be needed by the scientists and other workers who would start arriving there almost immediately.

Los Alamos Mesa

As I have written in a previous article on innovation at Los Alamos, the most striking aspect of the site is the immense natural beauty of the area.  The city of Los Alamos sits on a mesa that juts out like the prow of a ship, surrounded on all sides by deep, rocky cliffs.  In the distance, one sees the Sangre de Cristo mountain range, part of a nearby extinct volcanic caldera.  The terrain is sagebrush and pinyon trees, with some pines mixed in, and the soil is multi-colored, like a Georgia O’Keefe painting (she lived and painted in this region for many years).  In addition to its natural beauty, the site is also easy to secure, as the canyons and mountains form natural barriers to funnel anyone seeking access to the site to a narrow mountainside road, where the Army placed its primary guard post.  Even today this site remains a high security area, as the U.S. Atomic Energy Agency continues to conduct top secret work in nearby, though they moved their facilities across the canyon to another mesa that is separate from the modern town of Los Alamos.

109 East Palace Avenue

Workers coming to the original Los Alamos site in 1943 for the first time had an interesting experience.  For the most part, they had to tell their families and neighbors very little about why they were leaving town as they boarded a train to Santa Fe.  Upon arrival at the station, they would walk a short distance across the charming Santa Fe Plaza to 109 East Palace Avenue, a nondescript door that opened to a similarly unobtrusive office run by Dorothy McKibbin.  She alone would process the paperwork for the new arrival then arrange a car to take the worker to the Los Alamos site, known then as “the Hill.”  As the newcomer left Santa Fe and followed the winding mountain roads up to the site, it is unlikely that they were not moved by the natural beauty of the site, as well as the sense of isolation and tight security once they reached the gatehouse.

Los Alamos Project Gatehouse

The Los Alamos site was truly a remote installation, far from any large city.  Although some workers traveled away from the site during project (on rare occasions), they were traveling in a country that was not under threat of attack.  This was quite different from a worker at Bletchley Park hopping on a train to London and being immersed almost immediately in the horrific experience of the incessant German aerial attacks.  The Los Alamos site also had the advantage of being more like a camp than a military installation, despite the best efforts of the Army to render it into the latter.  Meetings were held in a series of log cabin buildings that had formerly been used by the Los Alamos Boys School, such as the Fuller Lodge, which was the main meeting and dining area for the school and subsequently for the Los Alamos workers.

Fuller Lodge

There were also six houses nearby that formerly housed the headmaster and teachers for the school.  These houses were known as bathtub row because they came equipped with much sought-after tubs.  Many of the scientists brought their wives to the base, and Oppenheimer did what he could to breed some semblance of normalcy to the site, at least as much as could be possible in a top-secret government weapons research facility.  As the number of workers at the site swelled, however, the Army had to construct a large number of spartan, military-style buildings all around the area, robbing it of some of the feel of a camp that the site initially possessed.

Oppenheimer’s House – Currently a Privately-Owned Residence

 

Physicist Hans Bethe’s House

Another advantage of the Los Alamos site was its proximity to a location where Oppenheimer’s team could conduct perhaps the most significant scientific experiment of all time – the Trinity Site.  The Army needed an extremely remote location that was far away from population centers to test their first atomic device.  After surveying several sites, the Army selected the Jornada del Muerto Valley near Socorro, New Mexico.  The site was already part of the U.S. Government-owned Alamogordo Bombing Range, and was dozens of miles from any populated areas and concealed by mountain ranges on all sides.

Jornada del Muerto Valley

Although the test site was only 220 miles away from Los Alamos, the plutonium core for the Trinity test device had to be carried (in a protective case) for what could be termed the most harrowing automobile drive in history, as it was transported in a basic 1940s-era sedan from the weapons lab to the test site in the heat of the New Mexico summer (on rough roads and certainly with no air-conditioning).  The test took place on July 16, 1945, representing the dawn of the era of nuclear weapons.  The US would go on to drop two atomic bombs on Japan, killing and wounding tens of thousands of civilians, hastening the end of World War II, and saving the lives of millions of American soldiers who would have been involved in an expected invasion of Japan as well as the lives of similar numbers of Japanese who would have been defending their homeland.

Trinity Site

 

The Impact of Location on Innovation

The examples of Down House, Bletchley Park, and Los Alamos provided an interesting contrast in approaches concerning the impact of location on innovation work.  Darwin’s strategy for researching and writing his world-changing monograph On the Origin of Species started first as a “Headquarters-Based” innovation approach followed by a “Remote/Field” model.  After returning from his voyage on the Beagle, Darwin spent time in Cambridge and London interacting with the country’s leading scholars in the various fields in which he gathered data (botany, zoology, geology, etc.) and was feted by colleagues in leading academic institutions in the country.  Yet Darwin eventually left London to seek more space and solitude, as well as a large functioning garden, in the village of Downe.  One could hypothesize that had Darwin not followed this pathway (Headquarters followed by Remote/Field), then it is possible that his publication of the theory of evolution might have been eclipsed by the work of another scholar who published a similar thesis before Darwin made his work known to the outside world.

In the summer of 1858, Darwin was hard at work at Down House documenting his thoughts on evolution.  He had arrived some years earlier at the conclusion that natural selection played a role in the evolution of species, but he had not taken any steps to publish his work to claim credit for the theory (as would occur a year later in November 1859 with his publication of On the Origin of Species).  On that fateful day of June 18, 1858, Darwin received a parcel in the mail containing a short manuscript written by the naturalist Alfred Russel Wallace that outlined a theory on the evolution of species based on observations Wallace had made while conducting research in the Malay Archipelago.  Darwin was crestfallen upon reading the manuscript, fearing that his life’s work on evolution was all for naught since another scientist had documented the theory of evolution before he could claim credit for it.  Darwin told his mentor, Charles Lyell, that he would willingly assist Wallace in getting the manuscript to the appropriate journal for publication and that Darwin would add his own thoughts to the work, though he realized that “all my originality, whatever it may amount to, will be smashed.”

Lyell and the renowned botanist Joseph Dalton Hooker (a close friend of Darwin’s), had another idea.  They decided that the best course of action would be for Darwin and Wallace to prepare a joint publication and present their findings at the same time in London to the prestigious Linnean Society.  This would allow both authors to claim credit for the work they had done to arrive at this new theory and would include documents written by Darwin in 1844 and 1857 that presaged these ultimate findings.  The joint presentation allowed Darwin to cement his place in history as one of the founders of the theory of evolution, and over time Wallace’s name receded into the background and Darwin became exclusively associated with the theory.  It is likely that by spending time in Cambridge and London after the Beagle voyage, Darwin solidified his previous network of contacts and established new contacts who would support him in the future, even to the point where they helped protect his primacy in the debate over authorship of the theory of evolution.  Had Darwin moved straight to Downe after returning to England, the outcome might have been different and Darwin may have faded into obscurity.

In the Bletchley Park example, the British leadership chose the Remote/Field model for their innovation work.  The site had to be remote for security reasons, both in terms of protecting the site from German bombers and to allow some isolation from the general public to protect the top-secret activities being undertaken at the site.  Yet the site also needed to be close enough to London to allow for workers to get access to the site, as well as near the train line so that academics from Cambridge and Oxford could be engaged to work on the project.  It is probably that this proximity to London created a unique sense of purpose and urgency that animated the work of the individuals tasked with the enormous challenge of decrypting enemy communications.  For the workers who toiled away in the huts at Bletchley Park, success in their work meant an immediate ability to save lives of their fellow countrymen as well as their country’s survival as a whole.  The reality of the precariousness of their situation would hit home every time they heard an air raid siren, or each time they returned to London to visit family and friends, or each time they drew the blackout curtains in their hut so they could work through the night without drawing the attention of enemy bombers.

Hut 8 Hallway

Looking at the site (albeit with inherent biases from a 21st-century perspective), one could argue that the facilities should have been oriented more towards individual workspaces with enclosed, quiet areas that would allow for intense concentration on the work at hand.  The enormous complexity of the puzzles that the workers were trying to solve would require a level of focus that one could imagine was difficult in an open workspace with dozens of colleagues shuffling paper, typing on typewriters, or debating approaches to problem-solving.  Winston Churchill required his secretary to use a specially-modified silent typewriter to capture his dictation so as not to disturb his concentration, and one could argue that Bletchley’s workers would have similarly benefited from a quieter work environment.

Churchill’s Silenced Typewriter

It is likely that each worker at Bletchley trying to solve a particularly puzzling cipher or analyzing a decrypted message might benefit from a cone of silence and peace.  However, the rigors of military security probably resulted in a need for open spaces, as a worker would be less able to engage in subversive activity (such as hiding a document inside one’s clothing to smuggle it out of the site) in an open floorplan.  In the end, the sense of mission resulting from Bletchley’s proximity to London and the seriousness of the war effort as a mission for the survival of the British people was strong enough to outweigh any logistical inconveniences of the facilities at the site.

Bletchley Park Workspace

In the Los Alamos example, the innovation approach was that of the Remote/Lab model.  The Los Alamos site was extremely remote, especially when compared to Bletchley Park.  This was needed both for security reasons and because the site was going to be working with radioactive materials and explosives.  Yet the site was set up in a laboratory model, with a scientific mindset of open discussions.  Oppenheimer believed that his teams would work better together if they understood each other’s work and challenges, and he fought against Army regulations that tried to limit the communication among scientists on the project.  The Los Alamos site also benefitted from a bucolic natural setting that, despite the horrors of war that the workers and scientists knew were going on elsewhere in the world, seemed very far away from northern New Mexico and the Sangre de Cristo mountains.  While the workers and scientists at Los Alamos did have the usual complaints about facilities and a lack of adequate housing, their posting was much less austere than Bletchley Park, and they knew that they would not hear the droning engines of enemy bombers over their buildings.  They did not need blackout curtains, and even had time for leisure activities to relieve the pressure of their race to build an atomic weapon.

Los Alamos Site Vistas

 

Conclusion

In the example above from the small-scale IT project, the team that in delivered the most innovative solution was the one that worked onsite at the call center.  Although working at Headquarters certainly made the team members feel more important, particularly in terms of the ease of interaction with the senior executives in that location, the impact on the team of being in the place where their work would come to fruition on a daily basis proved to be inspirational for team leads, developers, analysts, and testers, who were used to operating behind a computer screen and phone line hundreds or thousands of miles away.  The mere act of walking through the call center each morning on the way to the cramped conference room they had commandeered for a development lab reminded the team members of why they were there and gave them a sense of purpose.  If the team could build something that made these hundreds of hard-working call center agents better able to do their jobs, and that would make the customers calling into the site happier as well, then the late hours they spent solving problems with the system would all be worthwhile.  This is not to say that the team wouldn’t put similar efforts into working on the same solution if they were based at headquarters or in a remote lab.  Yet it is indisputable that there is a different feeling when there is a closer tie between a team’s daily work and clear outcomes emanating from that work.

For Darwin, the escape from headquarters allowed him to get closer to the land and conduct numerous experiments in his fields and in his greenhouse to test the hypotheses that he had been crafting so carefully for so many years.  Darwin knew that to understand how nature worked, he needed to be closer to it on a daily basis, rather than ensconced behind a desk in a noisy, crowded metropolis, however full of insightful colleagues London might have been at that time.

Bletchley Park was the closest to this paradigm of tying one’s work directly to an outcome, for the workers there could see and feel the threat to their country on a daily basis.  Moreover, they could see details in a successfully decrypted message about how an enemy was moving to attack their fellow countrymen or allies, and they knew that by getting this information to the right people they could have an immediate impact on the war.

Los Alamos had a similar connection between daily work and an outcome, though without the immediate threat faced at Bletchley Park and with more salubrious living conditions.  The sense of mission was still there for the brilliant minds gathered in remote New Mexico, but it is hard to believe that they felt the same pressure as their allies outside of London.

In all of these cases, the importance of field work resonates.  A good example of this is recent research into the guillemot egg, as reported on the BBC Inside Science podcast.  The guillemot is a sea-bird whose egg has perplexed scientists since the first eggs were discovered hundreds of years ago.  The eggs are about twice the size of a standard chicken egg and are shaped like an obelisk, with a tall point on one end and a flat base on the other.

Scientists over the years have speculated that these eggs are oddly-shaped so they will roll in an arc when placed on a flat surface, though analysis shows that if these eggs rolled in an arc, the arc would be about 18 inches and the typical guillemot perches on rocky cliffs sometimes as narrow as 2 inches.  Guillemots live in tight packs with fellow birds for protection from predators, so space is at a premium on the rocky ledges where they perch.  Modern scientists have created life-like replicas of these eggs using plaster and 3D printers but none of them have reached satisfactory conclusions about the reason for the peculiar egg shape, and many believe that the plaster eggs are not behaving in the same way as a real guillemot egg.

Research undertaken by Tim Birkhead, Professor of Zoology at the University of Sheffield, postulates an entirely new rationale behind the egg shape.  Birkhead decided not to use models and conducted extensive field research on the guillemots, performing close observations of their nesting sites and carefully procuring a few actual eggs for testing.  Birkhead positioned himself on a ledge with a 30-degree slope similar to the type where the guillemots like to nest and placed one of the real eggs on the slope.  The egg miraculously stayed in place, using its shape to maximize the amount of surface area touching the stone.  He then placed a more traditional bird egg on the same slope and it immediately tumbled down the hill.

He also noticed that guillemots tag-team in guarding their eggs, with the male and female taking turns sitting on the egg to protect it.  During the periods where one bird is leaving the nest and another is arriving, the two birds have to be very careful to keep the egg in place on their tiny perch while they swap places.  In this vulnerable transition period, the shape of the egg allows the guillemots to hold the egg in place with their webbed feet.  Birkhead observed this behavior on numerous occasions and immediately understood the importance of the unique shape of the egg.

When asked how he arrived at this conclusion that so many others had missed, Birkhead said that “one has to get one’s hands dirty – there is no substitute for field work.”  Rudyard Kipling said something similar in 1892, writing ”[a]nd what should they know of England who only England know?”  In both cases, the message to the innovator is to get outside of headquarters to make true discoveries.  This is the headquarters innovation paradox: while it is exciting to spend time in that environment, the best discoveries are often made elsewhere.

 

Photos Provided by the Author

https://en.wikipedia.org/wiki/Charles_Darwin

https://www.samueljohnson.com/tiredlon.html

https://en.wikipedia.org/wiki/Down_House

https://bletchleypark.org.uk

https://en.wikipedia.org/wiki/Bletchley_Park

https://en.wikipedia.org/wiki/Manhattan_Project

https://www.atomicarchive.com/Docs/Begin/Einstein.shtml

https://en.wikipedia.org/wiki/Clinton_Engineer_Works

https://en.wikipedia.org/wiki/Project_Y

https://en.wikipedia.org/wiki/On_the_Origin_of_Species#Joint_publication_of_papers_by_Wallace_and_Darwin

https://www.bbc.co.uk/programmes/b0bfx5mb

https://www.poemhunter.com/rudyard-kipling/quotations/page-3/

https://phys.org/news/2017-02-ponder-birds-eggs.html


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Innovation in China – Part II – Shanghai, Tongli, and Beijing

GUEST POST from Scott Bowden

This is the second article in a two-part series addressing innovation in China.  The first part addressed the archaeological treasure trove of the city of Xi’an and its surroundings.  This article focuses on the better-known cities of Shanghai – China’s financial capital – and Beijing – China’s political capital.  While both cities contain a wealth of modern innovation in terms of firms working on new technologies, this article focuses on what we can learn about modern innovation by exploring some of the great achievements and structures from China’s past and present.

Imperial Palace – View from Tiananmen Square

Shanghai

As China’s financial and commercial capital, Shanghai is a city that seems to move at a pace that is fast even for one of the fastest-growing economies in the world.  Shanghai is probably among the most Western-feeling cities of China, and provides an interesting contrast of modern buildings, colonial-era art-deco structures, tree-lined boulevards in the French concession zone, and a few ancient (hutong) areas that are rapidly being replaced with more modern buildings.  Like many cities in China, Shanghai has a tragic history, ranging from its occupation by foreign powers after the Opium Wars in the 1840s to the Great Leap Forward in 1958 which saw millions die from famine to the massive disruptions of the Cultural Revolution in 1966, which was launched in Shanghai.  Intended by the Communist Party as a way of transforming the country, the Cultural Revolution saw schools closed and fanatical Red Guards attacking what were known as the “four olds” – old ideas, old customs, old habits, and old culture.  The revolution devolved into anarchy and over a million died across the country.  Despite this sad history, the city of Shanghai today is vibrant and full of life and is growing at an astounding rate, with skylines transforming almost overnight with massive new office and apartment buildings under construction as far as the eye can see.

View of Shanghai and Pudong from the Shanghai Tower

 

The Bund

The focal point of Shanghai is the famous Bund, a magnificent waterfront pedestrian walkway along the Huangpu river that separates a series of preserved colonial-era buildings on one side and the massive, modern skyscrapers across the river in the Pudong district.  The Bund is full of life throughout the day, but is particularly teeming with energy in the evening when crowds of residents stroll along the waterfront and admire the lights of Pudong’s massive skyscrapers sparkling across the river (Pudong is the section of the city where most modern office buildings are located).  The Bund walkway is long and flat and has constantly-changing 360-degree views.  One can look to one side and see a stunning collection of colonial-era buildings that were magnificently preserved (and miraculously survived the upheavals of the 1960s).  In the other direction one sees the stunning modern skyline in Pudong.  The river itself is a beehive of activity, with cargo ships, ferry boats, tugboats, barges and all sorts of other watercraft plying the waterway on a seemingly nonstop basis throughout the day and night.  The path along the river runs for over a mile on the Shanghai side, while on the Pudong side the government has made a massive investment to build a similar walking path that runs even further.

Shanghai Bund Walkway

Innovation Thoughts – Walking on the Bund led me to think of another Asian city’s downtown area that is bisected by a great river – Bangkok.  The old city area of Bangkok is split in two by the Chao Phraya River and, like the Huangpu, the Chao Phraya is abuzz with activity throughout the day and night, though perhaps it is even busier than its Shanghai counterpart because of the more numerous long-tail boats that one sees in Thailand but not in China.  While it is quite enjoyable to take a ferry on the Chao Phraya or to sit on one’s hotel balcony and watch the myriad boats pass by, the experience is very different from Shanghai because Bangkok does not have the equivalent of a Bund walkway along its river.  Private properties abut the river all along the route, so the only way to travel along the river by foot is to venture inland and follow a series of winding, narrow roads then periodically turn back towards the river.  One can take ferry boats along the river, but that is a different experience than walking.

Pudong at Night – View from the Bund

For the modern innovator, the lesson here is the importance of connectivity or a systemic view of a solution.  An innovator might be faced with two competing approaches to a problem yet one may be better aligned with a broader solution than the other approach.  In general, one can assume that the solution that is better connected to other entities will have greater value than a more isolated or piecemeal approach.  Indeed, just as popping out periodically to see activity on a river is quite different from being able to stroll along the river for over a mile, an innovator should consider systemic or connectivity as a variable when assessing the value of a potential innovation.

Chao Praya River in Bangkok

A good example of this appears in the recent BBC World Service podcast People Fixing the World.  The episode, “Stopping Wildfires in Their Tracks,” highlights a non-profit organization in Spain that works with local shepherds near Girona, Spain to combine the shepherd’s need for forage for their goats with the community’s need for measures to reduce the amount of scrub growth that is highly prone to fire.  Shepherds in this region were suffering economically trying to raise their flocks in a traditional manner.  Rather than simply paying shepherds to move their flocks from one area to another to consume scrub vegetation and reduce kindling for fires, the non-profit extended their operation all the way to butcher and cheese shops in town to create a new, specialty offering of the products from these fire-suppressing goats.  This enables the shepherds and retailers to sell their products at a higher price because consumers are willing to pay more for a product that helps their community as a whole.  Individual elements of this solution, such as using goats to suppress fire-prone vegetation, have value, but the extension of the system as a whole increases its overall value even more.

Another interesting example of this phenomenon comes from the same People Fixing the World podcast and addresses the issue of unlicensed doctors in India.  With a population of over 1.3 billion, India is running neck-and-neck with China for the title of the world’s most populous country.  Given the huge number of people and the existence of thousands of isolated and poor rural villages, India faces a constant challenge of determining how to provide medical care for its people.  One traditional means that has survived for centuries is that of the unlicensed doctor, also referred to as “quack” doctor, who sets up shop in a village and provides care (of dubious quality) for the residents of that town, building relationships with the people over the years and charging very small fees for services.  India has as many as 2.2 million of these informal doctors.  These doctors even prescribe medications to patients, and as India has undergone a transition towards a more developed economy, many are calling into question the value of these fake doctors.

Two camps have emerged concerning how to deal with these unlicensed physicians.  One camp wants to shut them down completely and force patients seeking medical care to go to proper clinics or hospitals, with additional government funding needed to increase the capacity of these institutions to meet the demand.  Another camp recognizes that India’s existing medical infrastructure is wholly inadequate to provide these services (many hospitals are already disastrously overcrowded) and thus cutting off these services completely would cause more issues than they are trying to solve.  As a result, some licensed doctors in India have launched a program that provides basic training to these unlicensed doctors to teach them basic medical skills.  In essence, the program teaches the unlicensed doctors to understand the difference between medical conditions that they can handle with their limited education and those situations that require them to seek out additional expertise at a clinic or hospital.  Presumably, an unlicensed doctor would then be able to continue to help address basic medical problems while engaging professionals for the more challenging conditions.  In other words, the camp seeking to educate these unlicensed doctors wants to make them part of a larger system, seeing more value in integrating them into the overall system than cutting them off completely and continuing to allow them to operate outside the mainstream.

 

The Street-Side Kitchen

As one walks around some of the older, more traditional neighborhoods in Shanghai, one sees a number of tiny restaurants where the chef cooking the key offering of the restaurant is working in open air in front of the store, occupying part of the sidewalk space.  Inside the restaurant are a few tables for diners to sit, but most customers order and are served their food in front of the restaurant on the street.  It is a similar concept to the ubiquitous street food offerings that one sees throughout Asia, especially in Southeast Asia, though the latter are usually not fixed edifices.  In Shanghai and elsewhere in China, such as Muslim Street in Xi’an and Wangfujing Night Market in Beijing, these fixed-base street food stalls are quite popular with locals and tourists alike, serving excellent fare that the consumers eat on the street.

Street-Side Kitchen

Innovation Thoughts – Looking at these tiny restaurants from an innovation standpoint, the question arises as to what advantages the owner of one of these shops might receive from operating in a semi-fixed location but cooking in open air on the sidewalk.  By working in a fixed location, the restaurant provides a stable location for repeat customers who do not have to guess where a rolling food cart might be from one day to another.  By cooking on the sidewalk in front of the shop, the restaurant can take advantage of many the customers’ senses (sight, smell, hearing) and make it more difficult for someone to walk by and not notice the food being prepared, as would be the case with a traditional restaurant that could only present a menu and a glass window to pedestrians.  By cooking outdoors, the restaurant can also show potential customers exactly the quality of the ingredients in the food, rather than having the meal be something that is prepared invisibly behind a closed door in the kitchen.

Street-Side Kitchen

Although a more Western focus on sanitation makes one nervous about food being prepared outdoors, by allowing customers to see the exact ingredients, the chef provides a sense of confidence in what he or she is creating.  One could not use any expired food products in a kitchen in front of a restaurant in full sight of dozens of people on the sidewalk in the same way that one could work surreptitiously in a closed kitchen.  The street-front kitchen is also likely smaller than what would be needed in back of the store, so the overall footprint of the restaurant can be smaller, with lower rent.  A final benefit of this arrangement concerns the speed of ordering, paying for, and receiving the food.  The chef preparing the meal takes orders directly from customers and thus the customer knows he or she is getting a freshly-prepared product that is ready quickly.  Using China’s ubiquitous mobile payment 3D bar codes, one can also pay the vendor quickly without having to exchange any unsanitary currency.  Finally, when the food is ready it is delivered directly from the cooking surface to the customer, with no need to ring a bell and wait for a waiter or waitress to deliver the food to a customer.

As an innovator, one can see how many benefits can arise from a non-traditional structure for a restaurant, which lends credence to the well-known innovation strategy of turning a problem inside-out to find possible new solutions.  In other words, when faced with a challenge, the innovator should approach the problem from a completely different standpoint to search for innovative solutions.  This is often done by asking simple yet profound questions, such as why is a kitchen always in the back of the restaurant?  By asking these types of questions and changing one’s perspective (flipping the restaurant around so what is usually in the back is now in the front), one can find innovative solutions.

 

The Zig Zag Bridge in the Yu Yuan Gardens

Among the most popular attractions in Shanghai are the Yu Yuan Gardens (the “Gardens of Happiness”), located in the French Concession district.  The gardens contain numerous Ming Dynasty-era (16th century) structures and one of the more interesting pedestrian bridges in the world.  Known as the “Zig Zag Bridge,” this structure crosses a pond within the gardens and is renowned for its peculiar shape.  Rather than crossing the pond on a straight line, this 18-meter-long bridge consists of a series of right angle turns so that it resembles a repeated “Z” shape.  One often sees this kind of bridge in Chinese and Japanese gardens and although the shape allows for structural advantages (shorter lengths and spans, stability from non-linear placement of posts in weak soil [these bridges appear elsewhere in the world in unstable terrain, such as swamps]), the Chinese rationale for the structure has to do with the need to fend off evil spirits.  It is said that evil spirits must travel in a straight line, so by embedding a series of sharp turns in the bridge, one can assume that these spirits will be thwarted in their travels and will not be able to traverse the bridge.

Zig Zag Bridge

Innovation Thoughts – Although one benefit of the zig zag bridge is that it became an iconic structure in Shanghai that lasted hundreds of years because it was so unique (not to mention that it thwarted evil spirits), an innovation perspective on this bridge has more to do with other aspects of the bridge.  A popular area of research in innovation today concerns the importance of serendipity.  The author Pagan Kennedy, writing in Inventology: How We Dream Up Things That Change the World, observes that many of the great discoveries of the modern era emerged through what we would term as “accidental” discovery.  The innovators may have been working on a particular topic, but the key event that permitted them to find an exact solution may have come about haphazardly or even serendipitously.  Many cutting-edge companies are even engineering serendipitous interactions into their office spaces, with stairwells replacing elevators and hallway designs that force workers to cross paths frequently while transiting to various parts of the buildings.  Common areas, too, are being designed with the desire to produce inadvertent interactions among employees from different parts of the company.

Zig Zag Bridge and Tea House

As innovators we often seek the path of least resistance.  Stated another way, when crossing an open field we take the most direct route, which often is a straight line.  Straight lines are sometimes the best solution, as evidenced by architects who, in designing new hospitals, try to make their corridors as straight as possible so they are easier to clean in the battle against the spread of germs.  Yet just as there is value to a straight line, so, too, can there be value in zig-zag lines.  By taking a more circuitous route, we may stumble across an insight that we might have missed had we followed a straight pathway.  The zig zag bridge reminds us of the importance of exploring alternatives and following paths that are less well-trodden.  An innovator can leverage this perspective by not rushing to present a new solution to colleagues but, rather, taking the time to explore it from a different perspective.  Likewise, an innovator could seek out input on a solution from a person whose expertise lies in a different field from the area of the innovation.  Non-linear approaches can bear fruit in innovation, and the zig zag bridge reminds us that straight lines are not always the best routes.

 

The Threshold

When one enters an ancient Chinese temple or royal building, the first thing one notices is the threshold.  This is not the half-inch threshold that is typical for a modern doorway.  Rather, these old Chinese thresholds are often several inches high and require one to pay close attention so as not to trip over them.  The thresholds in Chinese structures serve three distinct purposes.  First, as was the case with the Zig Zag Bridge, the thresholds are designed to keep spirits out of the building, as in addition to not being able to make sharp turns, spirits are also unable to climb over thresholds.  Second, the threshold forces the person entering the room to always look down when picking up one’s foot to step up and over the obstacle.  This forces the person entering the room to tilt his or her head down, thus demonstrating respect to the owner of the building.  The third and final attribute of the threshold is more utilitarian, as its height above the ground level serves to keep out dirt, debris, water, or small animals, thus keeping the building cleaner than it would be with a flat entrance.

Typical Chinese Door Threshold

Innovation Thoughts – For the innovator, the threshold provides us with a possible technique to use in complex design.  Our goal in developing a new idea, product, or service is usually to incorporate multiple features or attributes into our design to maximize the utility of the creation.  Yet we sometimes forget to look beyond the basic characteristics of the product or service to expand into other areas.  The lesson of the Chinese threshold is that one can combine, in a single component, elements of the spiritual, temporal, and practical.  The innovative quality of the Chinese threshold design is that it does more than just keep dirt and water out of a building.  It provides spiritual benefits, in terms of keeping our evil spirits, and temporal benefits, in terms of ensuring that visitors to a structure show the proper respect when entering.

 

The Tongli Water Village

No visit to the Shanghai region of China is complete without a visit to a nearby ancient water town or water village.  This area of China is known as the “Venice of the East” due to the prevalence of canal-lined villages such as Zhouzhuang, Yongzhi, Xitang, Wuzhen, and Nanxun.  Although it is difficult to conclude which water village is the most attractive, Tongli is often seen as among the most interesting to visit due to its mingling of architecture and relics from the Ming and Qing Dynasties.  Originally built in Song Dynasty (960 A.D. – 1279 A.D.), Tongli is seen as once of the best-integrated sites with consistent canals, streets, small bridges, residences, and gardens throughout the village.

Tongli Water Village

 

The Retreat and Reflection Garden

Although much newer than some of the buildings that surround it, the Retreat and Reflection Garden in Tongli is listed as a UNESCO World Heritage sight and one of the highlights of Tongli.  Designed by the artist Yuanlong and built from 1885 to 1887, the garden and houses were owned by Ren Lansheng, an official from the Qing Dynasty who returned to his hometown after being dismissed from his government post.  The formal Chinese name of the home and gardens reflects Ren Lansheng’s employment status – “meditation over one’s previous faults when discharged from duty.”  The property contains 24 buildings, 12 steles (upright and engraved stone slabs), 15 valuable old trees, and 28 tablets and plateaus.  As one wanders through the grounds, one encounters a number of beautiful buildings, including the Lotus Blooms Pavilion, the Stone Boat, the Hardship Terrace, the Zizania Rain Brings Coolness Pavilion, and the Celestial Bridge.

Retreat and Reflection Garden

While the property is renowned for the beauty of its structures, what is more interesting to us from an innovation standpoint is how the structure is laid out.  From the outside, the entrance is a wall and small door, and when one crosses the first threshold and enters the complex, the initial courtyard and buildings are small and not imposing.  As one ventures deeper and deeper into the complex, the rooms and courtyards become larger and more imposing, culminating in the grand sweep of the main garden with its rocks, bridges, buildings, and trees.  The experience is almost like a show in which as one moves away from the public and towards the private, more and more impressive elements of architecture are revealed.  This contrasts with a more Western approach where we tend to see more ostentatious elements of design in the public-facing aspects of architecture, such as grand entrance ways, large curving staircases, and large doors and porches with tall columns.

Retreat and Reflection Garden

Innovation Thoughts – The effect of this reverse approach (a design that gets more impressive the deeper one enters the design), is quite interesting and offers a potential method for innovators seeking to impress a client or patron with a proposal.  We are often taught that we need to deliver our most important information very early in a presentation so that the information is absorbed quickly by the often time-strapped executives attending the briefing.  Our presentations become slightly longer versions of the ubiquitous elevator pitch, in which one has to deliver the core components of a proposal in the amount of time it takes to ride a few floors in a chance encounter with a key decisionmaker in an elevator.  While this can be an effective way to pique the curiosity of an executive, it is not always the best way to impart information to someone.  Perhaps the innovator should consider a design along the lines of the Chinese home and garden with a progressive build of impressive details as one goes from the start to the finish of a presentation.  By hinting at what is coming and ensuring that each step in the process rewards the viewer in an incremental way, the overall effect of the presentation can be enhanced.

Retreat and Reflection Garden

Rock Farming

When one thinks of rock farming, the first thing that comes to mind is the unfortunate state when a farmer is working to till a field where the soil is interspersed with lots of rock material to the point where after repeated plowings, it seems as though the best the farmer will be able to do with that field is find more rocks rather than crops.  In the past, farmers would have to remove these rocks by hand but could use them to build barrier fences and shelters around their farms.  Yet as one can see in the numerous gardens in and around the city of Suzhou, rock farming is a legitimate endeavor that is quite different from simply turning up the soil to find stones.  In traditional Chinese gardens, the elements of the garden are meant to represent on a small scale the larger world beyond, so a pond would equate to a lake or sea, small plants would signify trees, trees would equate to forests, and rocks would serve as mountains.  As such, designers place a great deal of attention on the shape of the stones they procure, particularly if they want to represent realistic mountain formations in their gardens and courtyards.

Water-Sculpted Rocks

To obtain the perfectly-shaped stone, rock farmers in Suzhou would search for certain pieces that possessed the correct basic attributes then cut and carve them to the appropriate form.  At this point, rather than placing them in a garden, they would submerge the rock into a river and allow the forces of nature to sculpt the rock, sometimes for over 100 years, in order to achieve the perfect design.  The rock sculpting would obviously outlast its original designer, who would have to teach an apprentice about the intended design and deliver it far into the future.  One can see these water-sculpted rocks in gardens around Suzhou, and they are rendered more impressive with the knowledge that they took multiple generations of craftsmen to complete.

Innovation Thoughts – In innovation today it is sometimes difficult to look beyond the next quarterly results, much less consider any project that would take multiple years.  The story of the Suzhou rock farmers is a reminder that sometimes the fastest path to a solution is not always the best path.  In some cases, a longer process is the better approach, particularly if one is dependent on slow-working processes to render changes that might not be achievable through faster methods.  One could argue that an astute innovator could develop a high-pressure water-jet machine that could sculpt the rock in a shorter period of time, but when one stands in front of these rocks in a Chinese garden, one sees the value of a non-artificial means of sculpting.  The random structure of the rock as a result of its decades of immersion in fast-moving water transforms the design into something that no human could achieve through technology.  For the innovator, this reminds us that sometimes there is more to the world than measurements, quick turnaround times, and application of modern technology to solve problems.  As Hamlet says in Act I, Scene V, “there are more things in heaven and earth, Horatio, than are dreamt of in your philosophy.”

An interesting example of the value of infinite patience comes from the field of archaeology.  In December 1998, a team of archaeologists led by Ron Clark of the palaeo-anthropological research institute of the University of the Witwatersrand, found an intact skeleton deep in a cave in South Africa in an area known as the Cradle of Humankind.  Rather than using typical methods of extracting bones from rock, such as hammering and blasting, the team decided to excavate the skeleton in a way that can only be described as exceedingly tedious.  The team used very gentle methods to extract each bone from the rock almost grain by grain, and this process took nearly 20 years to complete.  This attention as warranted, however, because the skeleton they found was nearly 3.5 million years old and is seen as the archaeological find of the century.  As reported in the BBC Inside Science podcast, Clark recently presented the fully-extracted skeleton and his findings, highlighting his finding as the best intact australopithecus skeleton and the oldest hominid in Africa.

 

Roof Tiles

The roofs of ancient and modern buildings in China leverage a simple but highly significant human invention – the clay roof tile.  Many observers are familiar with the sloping, curved roof of a traditional Chinese building, and this style through the centuries spread throughout the rest of East and Southeast Asia.  The general design of the roof provides for good luck by deflecting evil spirits away from the building while also serving the purpose of keeping rain out.  Yet this latter feat is accomplished primarily by the clay roof tile, an unheralded element of this structure.  Each tile is made of baked clay in a U-shape with a relatively small size.  This size allows for easy handling by the manufacturers of the tiles as well as construction workers who must carry the roof tiles up scaffolding and onto the roof for final installation.  What few people notice about tile roofs is the fact that the way the tiles are installed demonstrates an ingenious re-use of the exact same tile over and over again.  If one tried to build a roof that only had the U-shaped tiles in the inverted position (with the rounded part facing up like an upside-down bowl), the roof would leak water because it would be impossible to seal the seams between the different sets of tiles as one progressed across the roof.

Chinese Roof Tiles

The solution to this problem is to take the same tile and flip it over so the rounded part is facing down, then running a row of tiles with the round part facing up.  Water hitting the roof will flow from the rounded part of one set of tiles into the rounded part of the next set of tiles and flow via gravity down the roof towards the edge, avoiding any long side seams and keeping the structure underneath it very dry.  The brilliance of this design is in its simplicity, since the tile manufacturer can just keep cranking out the same design over and over and does not have to build one set of tiles for one purpose and another for a different purpose, and construction workers can simply grab the next tile in the stack and install it in the appropriate manner the complete the roof.

Innovation Thoughts – The clay tile roof is an innovation that appears throughout the world across many different continents and civilizations, and this is likely attributable to the effectiveness and simplicity of the design.  For the modern innovator, the lesson of the tile roof is that when one is seeking to create a solution, sometimes the best approach is to find a way to design a component so it can be reused with little effort to accomplish a slightly different task.  The roof tile both beads water and channels water downwards with just a single flip of the clay piece, and this design is infinitely more valuable than would be the case with an approach that created two different tiles for these different purposes.

Modern European Roof Tiles

From a manufacturing and installation standpoint, the design we see in numerous countries around the world is clearly superior to other approaches, though, interestingly, there were advanced civilizations that did not arrive at this solution.  The renowned Inca civilization in South America did not build tile roofs until after the arrival of the Spanish in the 1500s.  The Incas were capable of incredible feats of architecture and engineering with their stonework, assembling buildings with such tight tolerances between huge pieces of stone that even today it is impossible to slide a single sheet of paper between the rocks.  As I chronicled in a previous article on Incan Innovation, the Incas built earthquake-resistance into their structures and their buildings survived tremors that toppled nearby Spanish-constructed masonry buildings.  The Incas even excelled at the use of clay, as it is said that they would construct detailed clay models of cities they were building or battlefields where they were planning to meet their enemies.  Yet in any Inca structure during the peak of their empire, one would always find thatched roofs made of ichu straw, which proved susceptible to water inundation, housed rodents and insects, and were highly prone to fire.  The latter attribute worked against the Spanish invaders when, holed up in the Inca city of Cuzco, they were attacked by Incan forces who set the thatched roofs on fire with flaming projectiles during their attack.

Inca Thatched Roof at Machu Picchu

Interestingly, the existence of tiled roofs on Inca structures appears in the Yale University explorer Hiram Bingham’s search in 1911 for Vilcabamba, the famed Lost City of the Incas.  After he had introduced Machu Picchu to the world, Bingham continued his search for other Inca cities and found a large Inca complex near Espiritu Santu, Peru.  Although the city contained many interesting structures overgrown by jungle, Bingham concluded that this site was probably not the fabled Vilcabamba because he found clay roofing tiles next to one of the buildings, and he knew that the Incas only used thatched roofs.  Five decades later, in 1964, the amateur archaeologist Gene Savoy retraced Bingham’s steps in the region and found the same city, but he concluded that it was likely Vilcabamba because he was armed with an additional piece of information.  The Inca Emperor Manco, who fought unsuccessfully against the Spanish and is considered the Last Inca Emperor, at one point captured several Spanish prisoners of war and clergy and it is likely that they captives taught the Incas how to manufacture clay roof tiles for their structures.  As Savoy notes, “[t]he Incas would have been adept at making such tiles; they had worked clay for centuries.  [… and f]rom our findings it would appear that the Incas of Vilcabamba learned the art of manufacturing roofing tile and were utilizing it in their modern building; proof that they were experiencing a kind of transition, absorbing Spanish refinements while retaining their own.”

 

Beijing

When visiting China one is left with the impression that everything in the country is done on a large scale, as one would expect in a country of nearly 1.4 billion inhabitants.  The capital city of China is no exception to this rule, and it seems as though in Beijing everything is done on a vast scale.  Rather than a typical city with one perimeter highway, Beijing has six of them, with epic-sized traffic jams.  Beijing has the largest palace complex in the world – the Imperial Palace.  Tiananmen Square is one of the largest public squares in the world and can purportedly hold one million people, stretching so far that it is hard to see one end from the other.  Unfortunately, this mass of humanity also leads to air quality issues that appear not just in Beijing but also in many other cities in China.  Locals even refer to the color of the sky in the Chinese capital as “Beijing blue,” which is actually a grayish haze, as opposed to actual blue, which they rarely see.  Yet modern challenges aside, Beijing is a city that possesses amazing history and culture and is a location where innovation seems to be always just around the corner.

Beijing Ring Road

 

Headquarters of the People’s Bank of China

 

Woodblock Printing

Western-focused history dates the inventing of the printing press with moveable type to the year 1450 AD with the work of Gutenberg in Germany.  Yet printing via other forms existed in China well before this timeframe.  Printing via woodblock cut, in which an artisan would carve characters into a flat piece of wood then use ink and a roller to transfer the images to paper, dates back to the Tang Dynasty in China in the year 618 AD.  Printing flourished in China in the centuries that followed, with cheap printed books widely available through the Song Dynasty between 960 and 1279 AD.  In this period, some 200 years before Gutenberg, the Chinese invented printing via movable type, though woodblock printing continued as well.

Chinese Woodblock Print

Innovation Thoughts – It is clear that the Chinese mastered the art of printing on paper centuries before it became commonplace in the West.  One question, though, is why the Chinese continued to work in the woodblock format for so long rather than using movable type.  The answer lies in the complexity of the Chinese language, with over 2,000 characters required for printing.  The work effort for a typesetter to create one complete set of the 2,000 characters in small metal pieces for printing would be quite intense, and printing would require the typesetter to have more than one copy of many of the characters so that he or she could set them in a frame to print each page.  In other words, a typesetter would need multiple copies of thousands of characters, creating an enormously complex set of requirements for printing via moveable type.  This is in stark contrast to the relatively simple 26-character alphabet used in the West.  The Chinese also were printing the same books over and over again for hundreds of years, so a reusable woodblock cut method would be very economical in this scenario.  Although the Chinese eventually developed the ability to print works using moveable type, they were hamstrung by the complexity of their language.

For the modern innovator, the lesson here is when one is searching for innovative solutions, one should zero in on areas of a product or process that are particularly complex and determine if there are ways to simplify that complexity with a new approach.  There is almost always a simpler way to perform a task, and the role of the innovator is to apply different techniques until he or she comes up with a new idea to simplify the project.  In the case pf printing, movable type was limited by the complexity of the Chinese character set more so than any intellectual limitation on the part of the innovator seeking to find new ways to print.

 

Security and the Imperial Palace

The Imperial Palace dominates even the gargantuan city of Beijing.  When one enters the palace grounds, the buildings, courtyards, plazas, and stairways continue as far as the eye can see, and just when one thinks one had reached the end of the palace grounds, one passes through a portal and another massive courtyard and set of buildings appears.  The palace is surrounded by enormous walls and in addition to communicating the message of authority to the population of Beijing, the palace also sends the message of security.  The palace integrates numerous security measures into its design.  In its foundation, there are 15 layers of brick to prevent an enemy from tunneling into the complex.  While inside the walls, one sees hardly any trees or plants (except in the designated garden areas), in order to avoid providing a place for an enemy to hide.  The Mong Emperor’s bedroom contained 27 different beds based on the presumption that any assassin who was able to get inside the bedroom would not know which bed to attack to find the real emperor.  In addition, the moats between the palace wall and the public parts of the city were 53 meters wide, which was based on the distance an arrow could travel at that time.

Imperial Palace

Innovation Thoughts – Given the large number of threats faced by the typical information technology organization today, Information Security is topic that receives a great deal of attention.  Some of the security techniques leveraged by the Imperial Palace merit examination to determine if they can provide insights for innovators working in this area.  The 15 layers of brick in the foundation could be seen as a non-traditional approach to securing a facility.  Typically one focuses on the outer walls, assuming an attacker would arrive via a traditional route.  The architects of the Imperial Palace took this one step further and thought about how to protect the space beneath them as well.  As such, a modern innovator should consider all possible directions in which an intruder could approach a target (insider access), not just the most obvious approaches (external firewalls).

Imperial Palace Courtyard

The lack of foliage in most parts of the palace harkens to an approach whereby a company would limit the number of places where its systems are exposed to the outside world.  The fewer exposures that exist, the fewer chances an attacker would have to breach a system.  The 27 different beds serve as a reminder of the power of confusion in thwarting an attacker, particularly in terms of ensuring that an attacker’s chief objective is not easy to find once the attacker breaches outer defenses.  One of the purposes of the 27 beds was to force an attacker to reveal himself or herself and provide the Emperor with time to escape or for his guards to seize the attacker.  An innovator could similarly figure out ways to lure an attacker to a point where the attacker would have to reveal himself or herself without obtaining anything of value from the system.  Finally, the 53-meter-wide moat is a reminder that technology is always evolving and that one has to be careful not to focus too much of one’s attention on the current state of technology (the distance an arrow will fly) and design defensive solutions that are better able to evolve as offensive technology evolves in parallel.

 

Firefighting at the Imperial Palace

With the large number of wooden buildings in the Imperial Palace, the outbreak of fire was a constant threat.  As one walks around the grounds of the palace, one sees numerous large stone urns that, while they appear to be decorative, are actually there to provide ready access to large amounts of water in case of a fire.  There was one problem, however, with this approach to firefighting in the palace.  Beijing suffers from extremely cold winters, so the stagnant water in these urns would freeze in cold weather, rendering them useless for firefighting.  The solution to this problem was for the designers to create small openings in the back of the urns where workers could build and maintain small fires throughout the winter to prevent the water from freezing.

Firefighting Urn at Imperial Palace

Innovation Thoughts – At first glance, it seems counter-intuitive that the best way to maintain one’s firefighting capabilities in winter would be to bring fire – the very element that one is trying to keep at bay – inside the walls of the palace.  In other words, the solution to the problem consists of leveraging elements of the problem itself.  The solution designed by the palace architects is an elegant and simple one in that the same urn can be used for all seasons, as opposed to letting the water freeze and trying to come up with some other approach for wintertime.  The concept leveraged by the designers, which can also be used by modern innovators, is to transform a vulnerability (fire) into a strength (melting ice).

A great example of this is the use of the double gate in a castle or fortress, as one sees in the city walls of Xi’an.  When building a fortress, the most secure section is an uninterrupted wall, which is usually tall and made of stone.  Gates, on the other hand, must be made of lighter materials and rest on hinges so they can be opened and closed.  The double-gate consists of one outer gate which opens to a courtyard within the wall but still surrounded by walls on two sides plus another gate that must be breached before an attacker can reach the actual city or palace that is being defended.  The idea behind this is that once enemy forces get through the first gate, they will be delayed in a confined space while working to get through the second gate, which gives the defenders time to attack the invading forces.

The double gate thus creates a vulnerability in terms of an opening in the outer wall, but uses that same vulnerability to increase the overall security of the structure.  A more modern example of this is reactive armor used by various militaries around the world.  When one sees a picture of a tank with reactive armor, the normally-smooth, metal surface of the tank is covered by small square blocks of material.  These blocks consist of explosives that, when hit by an enemy shell, will explode and counteract the force of the incoming round.  This prevents the shell from penetrating the armor of the tank and protects its occupants.  Just as it seems counter-intuitive for someone riding in an armored tank to be safer when that tank is surrounded by explosive blocks, so, too, would the inhabitants of the Imperial Palace be safer from fire in the winter when they are surrounded by fire-heated urns bearing water.

 

The Number Nine

As one explores any building that is part of the Imperial legacy in China, one notices a remarkable consistency in the exterior doors to these structures.  The doors are always large and red and, curiously, have a number of round, brass knobs on the door arrayed in a symmetrical pattern.  The knobs are not used to open and close the door.  Rather, they are geometrically aligned and one can count nine knobs across and nine knobs down on each and every door.  The doors are red because that is the color that the Chinese associate with good luck.  The brass knobs, however, communicate a deeper message.  For the Chinese, the number nine is seen as the largest number (because ten is a combination of one and zero, therefore nine is greater).  Nine times nine is thus the greatest combination of the two greatest numbers and represents the infinite power of the Emperor.  By looking at the door, a Chinese person at a glance would immediately appreciate the immense power of the Emperor.  The number nine also plays a role in the symmetrical design of the Seventeen Arches bridge at the Imperial Summer Palace outside Beijing.  The bridge has seventeen arches because the Emperor wanted the central arch of the bridge to be the ninth arch (eight smaller arches on each side, with one in the middle, equals seventeen), again showing the infinite power of the Emperor.  The complex yet elegant design of the bridge thus communicates a more profound message to the observer simply by its number of arches.

Imperial 9×9 Doors

Innovation Thoughts – As Hamlet states in Act 2, Scene 2, “brevity is the soul of wit.”  There is an art to the ability to communicate rapidly a complex idea in an extremely simple format.  Innovators should take heed of this concept and search for ways to share their thoughts and insights in the most concise manner possible.  This may run counter to current trends in various fields in which we believe that the more data we are able to gather, the more valuable our revelations about a subject will be.  Speaking in the BBC Business Daily podcast, Teppo Felin, Professor of Strategy at Oxford’s Said Business School, points out the fallacy of relying on more and more data, noting that “there is a sense that more data will give us greater insight [. . . b]ut the history of science tells us that is not always the case, that in fact very small observations gave us very fundamental insights about the nature of reality.”

As innovators we should be on the lookout for the simple observations that can reveal these insights we are searching for, and we should also seek to devise simple means of communicating our conclusions to others.  While walking around in Shanghai I fell prey to the subtlety of messaging when I noticed a large electronic ticker board showing stock prices.  The majority of the stock numbers were in the red and I immediately wondered what financial issue was occurring that was causing the Shanghai stock exchange to suffer losses.  Yet when I looked closer at the numbers, I began to notice that the red numbers were positive (indicating gains) and the green were negative (indicating losses), signifying the Chinese predilection for red as a way to communicate positive outcomes.  Innovators should remember that simple messages can communicate a great deal quickly.

Shanghai Ticker – Red Numbers are Positive

Another good example of the power of concise messaging to deliver complex information appears in the Long Corridor at the Imperial Summer Palace.  Built in 1750 by the Qianlong Emperor, the Long Corridor is an architecturally-stunning covered walkway that spans a distance of nearly 2,400 feet (almost half a mile).  The Emperor ordered the construction of the covered walkway so his mother could walk from the palace to her gardens under shelter.  Years later, the Dowager Empress Cixi enjoyed taking walks along the corridor and liked to be entertained by her eunuchs with fables from Chinese history along the way.  As such, the interior surfaces of the corridor are decorated with nearly 14,000 small paintings depicting episodes from classical Chinese literature (such as the Tale of the Peach-Blossom Land), folk tales, historical figures, nature scenes, and other images.  The eunuchs used these small visual clues to remind them of stories with which to regale the Dowager Empress.  This likely proved to be easier than trying to remember 14,000 stories on the fly during repeated long walks along the corridor.  The innovation parallel that struck me at the time was the scenario where one is walking a client or executive through an innovation lab or workspace and one needs to share details about each innovation without necessarily having the author of that innovation present.  In this scenario, an innovator needs all the simple visual clues he or she can obtain to be reminded of key elements of the innovations under discussion.

Summer Palace Long Corridor

 

Long Corridor – Detail

 

The Large Stone Carving

In a compound of amazing buildings, courtyards, and carvings in the Imperial Palace at Beijing, one piece of stonework stands out among all the others.  Known simply as the Large Stone Carving, this is a single, massive piece of stone that originally weighed over 330 tons and sits between two sets of steps to one of the Palace buildings.  The stone itself came from a quarry over 43 miles away from the Palace, which raises the question of how the workers were able to transport such as huge and heavy object over vast distances.  Scholars originally thought that the stone was transported using massive wheeled carts, since the Chinese had been using the wheel since 1500 BC.  However, recent scholarship suggests that the Chinese had an alternative method for this transportation feat.  Jiang Li, from the Engineering Department at the University of Science and Technology Beijing, recently discovered a 500-year-old document that indicated that workers in the winter of 1557 AD hauled a 135-ton stone slab from the quarry to the Imperial Palace using sleds over a period of 28 days.  The workers dug wells about every 1,600 feet along the route to extract water which would then freeze along the surface of the ground, allowing the sled to pass.  Li performed detailed calculations on the engineering aspects of this endeavor and concluded that moving such a sled across ice would have only required 50 workers and would have slid at a rate of 3 inches per second, which would be more efficient, faster, and cheaper than building and pushing/pulling a massive wheeled cart to accomplish the same task.

Imperial Palace – Large Stone Carving

Innovation Thoughts – Sometimes as innovators we are faced with the challenge of naysayers who argue that existing technologies suffice for a task at hand and thus it does not make sense to invest time and money in searching for a newer solution.  In the case of the transportation of the Large Stone Carving, the tried and true technology of the wheeled cart probably would have sufficed to move the stone the 43 miles from quarry to palace.  Yet someone involved in the project probably uttered the famous phrase, “there has to be a better way,” and began thinking about different mechanisms for hauling heavy loads.  This is the role of the innovator, and this example reminds us that no matter how well-refined existing technologies may be (wheels had been in use for thousands of years at the time this rock was hauled by sled), it is always worthwhile to explore alternative approaches to find better solutions to problems.

 

The Marble Boat

At the Imperial Summer Palace, the Marble Boat is a 118-foot-long pavilion that juts out into the water of an enormous lake at the complex.  The building is made of a stone base with a wooden boat-like superstructure painted gray to resemble stone, but it is not a boat in the sense that it does not float (it sits on the ground beneath the water).  The Marble Boat was first built in 1755 by the Qianlong Emperor then renovated in 1893 by the Dowager Empress Cixi, who used it as a place to sit and look out over the water without fearing the instability of an actual boat.  The construction of the boat may be associated with a Chinese proverb from Wei Zheng, a Teng Dynasty Chancellor, who stated that “the waters that float the boat can also swallow it.”  This saying was interpreted to mean that the people (the water) can support the Emperor but they, like the water, can also overturn him.  As such, the Qianlong Emperor built the Marble Boat on a solid foundation of stone, indicating that the Qing Dynasty was so stable that it would never be overturned (alas, this did not hold to be true).

Summer Palace – The Marble Boat

Innovation Thoughts – The story of the Marble Boat is an excellent analogy for the work of the innovator.  In this case, innovation for an enterprise is like the water around the Marble Boat.  Innovation has the ability to support a company and keep it afloat amid the turbulent seas of the marketplace.  The more stable and long-lasting an innovation program, the more stable and long-lasting a company is likely to be.  However, innovation can also overturn an enterprise if one’s competitors innovate and disrupt the marketplace.  Alternatively, internal innovation that is costly and fails dramatically (such as a “bet the company” initiative), can also overturn a company and lead to catastrophe.  Just as the Qianlong Emperor built his Marble Boat on a stable foundation, a modern enterprise should consider the same technique to ensure that innovation in part of their strategic planning.

 

The Temple of Heaven

Just to the south of Tiananmen Square lies an imperial compound known as the Temple of Heaven.  The compound consists of several beautiful buildings and a large stone platform that was used by the Emperor in the annual process of ensuring that harvests were successful in the country.  This complex consisted of numerous buildings dedicated to these endeavors, such as the Hall of Prayer for Good Harvests and the Imperial Vault of Heaven.  First built in 1406 by the Yongle Emperor and used by successive Emperors until the 1900s, the key events that took place at the complex were directed by the Emperor and often focused on precipitation.  If there was a drought, the Emperor would send one of his officers to the complex to pray for more rain.  If this did not work, the Emperor himself would go to the site and pray.  If too much rain was falling, then the same process would be repeated but the prayers would ask for less rain to ensure good harvests.

Temple of Heaven

Innovation Thoughts – Visiting this stunning complex with a modern perspective, it is hard not to scoff at the unscientific nature of the activities that took place here for hundreds of years.  With the power of our modern instruments of observation (satellites, rain gauges, anemometers, barometers, etc.) and our analytics engines (computers, databases, artificial intelligence), we possess a knowledge of atmospheric events that would have boggled the minds of our ancestors.  Yet from an innovation standpoint, the lesson from the Temple of Heaven is not a simple reflection on the value of using modern technology to observe nature.  Rather, there is a valuable innovation process that can be discerned from this example.  Today, when we look at the Temple of Heaven and imagine the Emperor there is all his grandeur praying for rain, our reaction is to think about how silly this process was.  We cannot believe that the people of an entire Empire would be naïve enough to accept that what happens in that Temple complex could actually affect the weather.

This skeptical mindset is a powerful tool that we can use in our day-to-day innovation work to uncover new areas to explore.  In other words, as we go about our daily activities, we almost always encounter things that make little sense in terms of how they are functioning, as would be the case with, for instance, an employee onboarding process that takes three weeks to procure a laptop for the new worker when one knows there is a cabinet full of unused laptops in a storage room, or a week-long process to get a new ID card for an employee when the ID-making machine is in the next room.  A recent example of this the ubiquitous Microsoft Office product suite.  Many of us remember the first Office tools (Word, Excel, PowerPoint) and appreciated the productivity improvements these tools offered, but it was always puzzling why these applications had so many toolbar buttons, particularly so many buttons that seemed to be used on an infrequent basis.  Over time we were given the ability to move these around and add/remove them as needed, but the core complexity of the application still existed.  Perhaps this simple observation from so many years ago is finally being addressed.  In a recent review of the new Microsoft Office suite in the Wall Street Journal, David Pierce lauds the fact that Microsoft has finally built an application that simplifies the screen and contains buttons for only the most popular tasks:

When I think of Office, one image always comes to mind: the ribbon at the top of every app, chock-full of every option and feature anyone could possibly need, blocking out a third of the screen.  Microsoft has simplified the space, shrinking the ribbon into something smaller and more legible.  The ribbon now displays about a dozen popular actions, relegating everything else to a three-dot button on the right side. You can pin actions you like, and remove ones you don’t.  This simple change makes a big difference.  There’s more room for content; every app looks lighter and more modern. If you love clutter or just miss having all those buttons around, you can always go back to the way things were: Just click the arrow on the right side of the toolbar.  But seriously, don’t.  It’s better this way.  I’d prefer Microsoft go even further and condense the menu to a single line.  If you really need the footnote tool for your 1,000-page novel, you can search for it.

An innovator at Microsoft armed with the example of the Temple of Heaven could have asked the simple question of why there are so many buttons on the screen when so few of them are actually used.  That innovator may have even been armed with user data showing exactly which buttons were being pressed and how often (perhaps this became easier to obtain when the Office applications moved to the cloud).  An even better innovation to the product would be to start with the full toolbar then after a period of time of measured usage, the application would redesign itself to align with the needs of a particular user, removing those buttons that are never used and re-positioning those that are used most frequently.

An innovator should always be prepared to ask the simple question of why everyone is doing something a certain way, and should always be prepared to investigate new approaches.  There is one caveat to this, however.  At the Imperial Summer Palace, there is a stone sculpture of an ox next to the lake, known as the Golden Ox.  The statue was cast during the reign of Emperor Qianlong in 1755 AD.  It is said that the purpose of this ox is to prevent flooding.  One day the sculpture was removed from the lake and soon thereafter there was flooding nearby, so the locals decided to put the ox back in its original place.

Summer Palace – Golden Ox

 

The Great Wall

With a total length of over 13,000 miles, the Great Wall is an enduring image of China and perhaps its most famous tourist destination.  There are several different sections of the Great Wall that one can visit, and perhaps the most visually stunning section is near the town of Mutianyu, about an hour outside of Beijing.  Originally constructed in the 3rd century BC to defend the Chinese heartland against incursions from barbarians in what is now Mongolia, the Great Wall was a never-ending construction project, with the most famous and best-preserved sections built between the 14th and 17th centuries AD in the Ming Dynasty.  When one sees the Great Wall for the first time, on is struck by how the structure itself is not that tall (15 to 30 feet) and maybe 10 feet wide at the top.  What is amazing, particularly at Mutianyu, is how high up in the mountains the Great Wall was built.  As one stands in the town below the Great Wall, one sees a high ridgeline hundreds of feet above the valley floor, and perched on top of that ridgeline like a frozen snake is the Great Wall.  Once one reaches the Great Wall itself (via gondola or many, many steps), the other interesting aspect is how steep some of the sections of the wall are as one walks along the top of the structure.  In some places, the steps are so high that one almost has to ascend and descend on hands and feet to move from one section to the other.

Great Wall of China

Although the Great Wall appears to be a formidable defensive structure, it never accomplished its objective of keeping invaders out of China, as armies found other ways to bypass it and reach China’s interior.  One particularly astute military tactician visited the wall in 1878 and concluded that “[i]t is hard to see any practical use these walls can serve in the present age unless they should be converted into drives.”  The visitor was the former U.S. President and Union General Ulysses S. Grant, who embarked on a whirlwind tour of the world after he left office.  When Grant hinted at the idea of driving cars along the top of the Great Wall, however, he was inadvertently pointing out a practical use of the Great Wall that the Chinese had intended all along.

Great Wall of China

While the Great Wall was meant to deter invaders, it also provided transportation and communications capabilities that would not otherwise have been available in the mountainous regions of northern China.  From a transportation standpoint, Chinese soldiers could move easily along the top of the wall and traverse a large amount of rough terrain in a relatively short period of time.  An army moving on the ground in the areas around the Great Wall would have to stick to valleys and move along roads or rivers, as the terrain leading up to the Great Wall was often steep and covered with trees and other foliage.  Forces maneuvering on top of the Great Wall could move quickly and respond to incursions more effectively than enemy forces stumbling the rough terrain anywhere around the wall.  The Great Wall also consisted of a number of regularly-spaced guard towers that rose above the top of the wall and provided barracks and weapons stores for troops.  From these guard towers, Chinese troops could use simple smoke signaling to communicate information rapidly along the Great Wall concerning what they observed at their outpost, such as the size and location of an approaching enemy army.  The message could go from one tower to the next and, in a short period of time, traverse great distances to get crucial information to the military leadership located far away from the Great Wall.

Great Wall of China – Guard Tower

Innovation Thoughts – An under-appreciated aspect of innovation concerns the importance of creating innovations that have multiple uses.  The Great Wall is a marvel of ancient engineering and was built over the course of many centuries with hundreds of thousands of workers.  It is an awe-inspiring sight in and of itself, but it is more than just a physical barrier.  The designers of the Great Wall understood that they needed the give their troops the ability to move quickly in rough terrain to respond to enemy incursions and they also knew that they needed to be able to communicate information about the status of the enemy at a speed that was faster than the enemy could attack, thus giving themselves sufficient time to muster forces to counter the incursion.  The Great Wall’s design enabled these ancillary purposes without compromising its core function.  Modern innovators can heed the lesson of the Great Wall to focus their energies on finding ways to extract multiple uses from their creations.

 

Have You Eaten?

As a foreigner visiting China, one quickly begins using the Chinese greeting of “ni hao,” which is the equivalent of “hello.”  Yet in Beijing (and in some other parts of China) there is another greeting that is used more colloquially by the Chinese, “ni chi le ma” or just “chi le ma,” which translates into “have you eaten?”  Asking if someone has eaten seems like a strange thing to say when one encounters a friend or acquaintance, as it is a much more specific inquiry as to one’s well-being than a phrase like “how are you?”  Indeed, the phrase may engender confusion if one thinks that it represents an invitation to share a meal, as it would if spoken in English.  The phrase may derive from an old Chinese proverb about the importance of food – “the common people regard food as heaven.”  A more modern interpretation ties in closely with China’s recent transformation into an economic powerhouse and its growing importance on the global stage as an emerging superpower.

Chinese Night Market and Food Street

For the last 200 years, China suffered a series of humiliations and devastating events, ranging from lopsided foreign treaties to military occupation to civil war to revolution and famine.  During these periods, millions of Chinese died and food was often difficult to obtain.  The contrast to the present era in China is astounding, as China’s middle class has exploded in size as workers migrate from rural to urban areas seeking their fortunes.  Although there is still poverty in China, its rapid economic growth of the last few decades is viewed as one of the most rapid and successful poverty reduction campaigns in world history.  Scarcity of food has been replaced by the challenges of obesity within a single generation.  As one walks the streets of China today and sees the abundance of prosperity, it is hard to imagine that just a few decades ago, China during the Great Leap Forward and the Cultural Revolution experienced a famine that saw millions die and many, many more suffer for years from hunger.  The Chinese greeting of “have you eaten?” is thus a mechanism for the modern-day Chinese to remind themselves of what they have been through in the recent past and what they have accomplished in such a short period of time.

Innovation Thoughts – One attribute of a good innovator is the ability to embrace failure.  After all, if an innovator never experiences projects that fail, then that person is probably not pushing the boundaries of technology to the point where he or she is trying something that is truly unique, but also truly challenging.  Although an innovator who fails repeatedly may need to spend more time assessing the viability of projects before launching those efforts, failure should be something that is always nearby when one is working in cutting-edge areas.

I wrote in Innovation in China – Part I that the innovation challenge for China will be whether a society organized around the concept of order can be innovative, as opposed to Western societies that are organized around the concept of individual liberty and freedom.  Liu Yadong, the editor in chief of the Chinese government-run Science and Technology Daily, recently admitted that it is “common sense” that “[t]here is a big gap between the science and technology of China and those of the United States, as well as other Western developed countries.”  An interesting perspective on China is offered by Lee Kuan Yew, the authoritarian leader of Singapore who led his tiny, resource-poor nation from poverty to wealth in just a few decades.  In 2013, Lee Kuan Yew sat down for a series of interviews with American scholars of international politics and provided his thoughts on the last two centuries of Chinese history:

Why did China’s technological advance slow down and halt, just when the Renaissance was beginning in Europe?  China’s stagnation was caused by its arrogance and complacency.  It refused to learn from the West.  When the British emissary Lord Macartney arrived in Beijing in 1793, bringing with him the marvels of the industrial revolution, the Emperor Qian Long was not impressed.  The great emperor told the English nobleman, “There is nothing we lack nor do we need any of your country’s manufactures.”  The price China paid for this arrogance was 200 years of decline and decay, while Europe and America forged ahead.  Two hundred years later, another Chinese leader, more thoughtful and practical, set out to undo the damage.  Deng Xiaoping opened up China to the world in 1978.

The Chinese greeting of “have you eaten?” suggests that the Chinese may understand the uniqueness of their position as a society in that they know intimately what it is like to fail and suffer.  As such, they focus their energies on finding ways to improve their lives and secure the successes that they have achieved.  Despite their emerging superpower status, the Chinese seem to exude an underlying humility based on their recent experiences.  The Chinese refuse to rest on their laurels to enjoy their accomplishments, cognizant of the fact that they have come a long way in a short period of time and that they must continue to be competitive to succeed in a challenging global marketplace.  This attitude is a key attribute of innovation, and the question for the future will be whether this kind of approach can spur innovation without the requisite freedom that is also a key ingredient to developing new thinking.

 

 

Sources:

https://www.wsj.com/articles/trade-war-punctures-chinas-pride-in-its-technology-1530186663

https://www.wsj.com/articles/china-mines-silicon-valley-for-chinese-tech-talent-1530028118

https://www.wired.co.uk/article/china-social-credit

https://www.globalresearch.ca/china-rise-fall-and-re-emergence-as-a-global-power/29644

https://en.wikipedia.org/wiki/Yu_Garden

https://www.visitourchina.com/shanghai/attraction/yuyuan-garden.html

https://en.wikipedia.org/wiki/Zig-zag_bridge

https://www.nytimes.com/2016/02/21/books/review/pagan-kennedys-inventology-and-adam-grants-originals.html

Pagan Kennedy, Inventology: How We Dream Up Things That Change the World (Boston: Mariner Books, 2016).

https://www.npr.org/sections/money/2018/06/13/619713983/episode-847-inventing-accidents

https://www.bbc.co.uk/programmes/w3csxgp8

https://www.bbc.co.uk/programmes/p06f923r

https://www.bbc.co.uk/programmes/p06g42mz

https://en.wikipedia.org/wiki/Tongli

https://www.chinahighlights.com/suzhou/attraction/tongli.htm

https://www.smithsonianmag.com/travel/explore-chinas-ancient-water-towns-180962834/

https://www.asiavtour.com/China_Jiangsu_Suzhou_the%20Retreat%20and%20Reflection%20Garden_Introduction_a522.html

https://gardencollage.com/wander/gardens-parks/suzhou-gardens/

https://www.mnn.com/lifestyle/eco-tourism/blogs/suzhou-china-unesco-world-heritage-gardens

https://www.sahistory.org.za/dated-event/second-biggest-archaeological-discovery-century-sterkfontein

Kim Macquarrie, The Last Days of the Incas (New York: Simon and Schuster, 2007).

https://www.computersmiths.com/chineseinvention/blockprint.htm

https://en.wikipedia.org/wiki/Tiananmen_Square

Andrew Dickson, Worlds Elsewhere: Journeys around Shakespeare’s Globe (New York: Henry Holt and company, 2015), p. 374.

https://www.bbc.co.uk/programmes/w3cswgvt

https://www.livescience.com/40924-how-china-forbidden-city-was-built.html

https://en.wikipedia.org/wiki/Long_Corridor

https://www.nationalgeographic.com/archaeology-and-history/magazine/2016/11-12/profiles-china-empress-dowager-cixi-emperor-guangxu/

https://en.wikipedia.org/wiki/Marble_Boat

https://en.wikipedia.org/wiki/Temple_of_Heaven

https://www.wsj.com/articles/microsoft-is-fixing-office-but-not-fast-enough-1529240400

https://www.history.com/topics/great-wall-of-china

https://www.neh.gov/humanities/2014/mayjune/feature/the-odyssey-ulysses-s-grant

Ron Chernow, Grant (New York: Penguin Press, 2017), p. 878.

https://blog.tutorming.com/mandarin-chinese-learning-tips/why-do-chinese-people-ask-have-you-eaten

https://www.wsj.com/articles/trade-war-punctures-chinas-pride-in-its-technology-1530186663

Graham Allison and Robert D. Blackwill, Lee Kuan Yew: The Grand Master’s Insights on China, the United States, and the World (Cambridge: The MIT Press, 2013), p. 143.


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Innovation in China – Part I – Shaanxi Province and Xi’an

GUEST POST from Scott Bowden

Imperial Palace, Beijing

The topic of innovation in China is receiving a great deal of attention lately.  As China’s economy continues to grow at a brisk rate and its GDP appears headed to surpass that of the United States, many observers are wondering whether China is poised to become the leading superpower of the 21st century.  Statistically, China is well-positioned to assume this title, with astounding annual GDP growth, an increasing focus on global engagement, and a huge population.  Earlier this year, according to Elizabeth Economy, the Director for Asia Studies at the Council on Foreign Relations, a Chinese official referred to his country for the first time as a superpower (chaoji daguo).

Indeed, many people forget that China is merely on track to resume a position it has held in the past – that of the world’s most powerful nation.  Between 1100 and 1800 AD, China was the most technologically-advanced civilization on the planet, with many of its cities serving as among the most densely-populated and sophisticated urban areas in the world.  During this period, China led the world in production of steel, textiles, agriculture, trade, paper, printing, firearms, tools, navigation, and many other areas, lasting up until the start of the Industrial Revolution in the West.  The question thus arises today as to whether China will resume its position on the top of the economic ladder or whether Western countries, especially the United States, can continue to maintain a leadership role.

Much of the focus on China today centers on its ability to innovate.  While China’s Xinhua news agency recently proclaimed that China’s innovative capabilities are manifested in four areas: dock-less shared bikes, high-speed rail, online payments and e-commerce; one could argue that all of these technologies were invented elsewhere.  While China may be a leader in the scale of the application of these four

Chinese Bullet Train

technologies (in terms of numbers of users), China was nonetheless heavily dependent on foreign technology when these four areas were first implemented.  I would add to this list a recent rather Orwellian innovation in China – the social credit score – in which the Chinese government gathers data to track of the behavior of its citizens and uses that information to determine if individual citizens are allowed to travel (internally or abroad) or engage in other social activities, such as using internet dating sites.  China may also be the world leader in another dystopian technology – the use of surveillance cameras in public spaces combined with facial recognition software to monitor its population.

Some would argue that the closed nature of the Chinese society, with its “great firewall of China” blocking access to some foreign websites and tight control over its people, renders the overall country less able to innovate and more likely to find ways to take intellectual property (both legitimately and illegitimately) from elsewhere and apply it internally.  In other words, studying Chinese innovation relative to the rest of the world means trying to decipher whether a society organized around the concept

Asia’s Largest Railway Station – Xi’an Bei

of order and assimilation can compete from an innovation standpoint with societies organized around the principles of freedom, liberty, and diversity.  One recent Wall Street Journal article noted that Chinese companies are recruiting heavily in America’s Silicon Valley, trying to lure US-based Chinese experts to return to China and pursue their technology dreams there, which suggests that indigenous innovation in China may not be adequate to sustain the country’s economic momentum, despite huge government investment in the development of new technologies, such as the Made in China 2025 program.

As we try to define what is truly innovative, one might ask whether the application of a new technology is as significant as the original invention of the new technology.  An innovator can also ask whether marginal improvements to an original technology are worthy of the imprimatur of “innovation,” or whether that term should be reserved for truly novel creations.  I recently traveled to China for the first time to investigate some of these claims and found an economy that was developing at a scale that was almost beyond comprehension.  On high-speed train trips from Shanghai to Xi’an and subsequently from Xi’an to Beijing, one could see construction underway on towering residential buildings and corporate office parks in quantities that were almost too numerous to count, with more construction cranes in use that I thought even existed on the planet.  While many of these sites were completely idle, raising the question of whether a property bubble is underway, the scale of construction is nonetheless impressive.

In China’s cities, where the scale of population and buildings dwarfs anything seen in the West, one can sense a vibrant and growing economy, filled with individuals plying their trades with a view towards a more prosperous future.  China is taking steps to position its industries at the forefront of emerging technologies (such as artificial intelligence), and also seeking to expand its global influence and access to raw materials and energy via the Belt and Road Initiative.  While I do not doubt that innovation is underway in modern China, I nonetheless found myself pulled towards

Endless Buildings in Central China

China’s past to find the roots of innovation in the Middle Kingdom.  I was unable to render a verdict on the current state of innovation in China, but I can say that innovation permeates China’s history and the past is often a sound predictor of the future.  In these examples from China’s past, the modern innovator can see threads, and apply lessons learned, to aid in the development of new innovations.

This is the first of a two-part series on innovation in China.  Part I focuses on the archaeological wonderland of Shaanxi Province and its amazing capital city of Xi’an.  Part II addresses the megalopolises of Shanghai and Beijing as well as the ancient water town of Tongli.

 

Xi’an

Some say that the shape of the country of China is similar to that of a rooster with the head in the northeast, the tail pointed west, and the feet in the south.  At the spot

City of Xi’an

where the rooster’s heart would be located sits the ancient city of Xi’an, which was once the capital of China during many of its most important dynasties.  Xi’an sits in the Guanzhong Plain in the province of Shaanxi and is the home of the world’s best- preserved ancient city walls.  Xi’an is certainly best known for one of the most amazing archaeological finds of the 20th century – the tomb of Emperor Qin Shi Huang and his army of life-size terracotta warriors.  Although home to over 12 million inhabitants, Xi’an augurs true to its ancient roots and does not feel like the megalopolises of Shanghai or Beijing.  Xi’an is also famous as the starting point of the ancient trade route known as the Silk Road, which ran from China across central Asia towards southern Europe.

 

Drum and Bell Towers

A common sight in ancient Chinese cities are two large, ornate towers inside the city walls, known as the Bell Tower and the Drum Tower.  Each tower had a different purpose and provided critical information for town residents.  The Bell Tower

Xi’an Bell Tower

contained a bell that was rung to communicate the time of day so residents, in the era before personal timekeeping devices, would be able to coordinate their work and life activities.  The bell could also be rung to indicate the imminent announcement of news.  The Drum Tower, on the other hand, contained a huge drum that would be struck repeatedly at the end of the day towards sunset to signify when the city’s gates would be closed.  A city’s gates needed to be closed on a nightly basis for security, and anyone caught outside the gates would have to fend for himself or herself until the next morning.  The number of beats of the drum was quite high (as many as 200) to allow residents outside the city sufficient time to return to the city walls and re-enter the city before the gates closed.

Innovation Thoughts – A modern innovator can benefit from thinking about the two organizing principles that pervade the Bell and Drum Towers.  The first principle is

Xi’an Drum Tower

that of a regular cadence that allows everyone within a defined grouping (whether a city, company, division, or team) to coordinate work and other activities.  An innovation leader should be aware of the communication techniques he or she uses to synchronize activities on the part of his or her team.  The messages communicated need to be clear, concise, consistent, and far-reaching, so that everyone on the team is getting the same information at the same time.  This reduces the likelihood of mistakes or duplicated work efforts by keeping everyone aware of the key activities underway in the organization.  Like the Bell Tower, the information provided should be very concise so that people are not overwhelmed with too much content.

The second principle is that of a defined operating radius or boundary within which a team is working.  The Drum Tower’s 200 beats represented a fixed amount of time and anyone working outside of the city gates needed to make sure that he or she would not be so far away that returning to the city would be impossible once the drumbeats began at the end of the day.  For the innovator, the parallel here would be a sense of scope of exploration, whether in an ideation workshop or in other investigative work on an initiative, to make sure that one does not stray too far from the original goal of the work effort.  Just as it was important for residents of a Chinese city to perform work outside the walls (such as farming, raising livestock, fishing, or other endeavors), so, too, is it important for an innovator and his or her team to expand their horizons beyond the base scope of an initiative and explore new ideas and approaches to solve a problem.  Yet at some point these exploratory efforts can get too far afield, so the concept of some sort of boundary that can be established in advance, like a Drum Tower, would be useful to keep a team focused on the original objective.

Zagreb Lotrscak Tower

Interestingly, the same two communication concepts appear in the Croatian city of Zagreb, though they are consolidated into a single edifice with slightly different notification techniques.  The Lotrscak Tower, also known as the Tower of Thieves, contained a bell that would be rung to notify residents of the closing of the town gates.  The “Tower of Thieves” name signified the fact that anyone caught outside the city walls after the gates closed could be prey to thieves or other nefarious individuals.  The Lotrscak Tower also housed the Gric Cannon, which is still fired precisely at noon even today as a means of communicating the exact time to the city’s various church bell ringers.

 

The Xi’an City Wall

The largest intact ancient city wall in the world surrounds the city of Xi’an.  First built in the 14th century and renovated many times, the wall itself is enormous with staggering dimensions of 39 feet in height, 40-60 feet wide, and 8.7 miles in total length.  The wall is part of a series of fortifications protecting the city, including a

Xi’an City Wall

moat, ramparts projecting out from the wall to provide for crossfire, watch towers, and double-gates with entry chambers to attackers breaching the first gate can be trapped and fired upon before breaching the main city gate.  While the size and scale of the wall are remarkable, one interesting facet of the wall is smaller but quite noticeable when one walks around the wall, a journey that takes about four hours on foot.  Each side of the wall is aligned with directions of the compass (north, south, east, and west), and each portion of the wall contains a series of lantern posts with metal sculptures of different animals.  The same animal appears on each lantern post along the sides of the wall.  When one is on the northern portion of the wall, one sees the turtle, while on the west side one sees nothing but dragons.  The other two sides contain the tiger and the phoenix, respectively, replicated dozens of times along that portion of the wall.

Innovation Thoughts – Although the fortifications of the Xi’an city wall contain several small innovations (double gates, cross-fire zones for archers), I was particularly interested in the appearance of these metal sculptures along the top of the wall.  While these animals are symbols of good luck for the Chinese, they may have had another purpose.  When one is on the wall, the appearance of an animal

Turtle Lanterns on Xi’an Wall

sculpture on a lantern provides immediate information concerning which portion of the wall one is on at that time.  As soon as one turns a corner and moves on to the next portion of the wall, the animal sculpture changes.  One possibility is that these animals were a means of simple communication for the defenders of the city so that in the midst of a battle, with arrow fire or gunfire, smoke, darkness, and chaos, one could quickly know where one is on the wall and move efficiently to other areas as needed for the overall defense.  The symbols may have been there for simple communication as much as for good luck.  For the modern innovator, this reminds us that it is not always necessary to over-engineer a solution when a simple option would suffice.  Rather than trying to come up with a different type of stone for parts of the wall, different patterns of crenellation of the towers, or other mechanisms, it could be that the Chinese simply decided to use symbols every few feet to provide basic location information to soldiers on the wall.

 

The Tomb of Emperor Qin Shi Huang and the Terracotta Warriors

In spite of its multitude of interesting sights (the Wild Goose Pagoda, the city walls and fortifications, Muslim Street, the Bell and Drum Towers), the city of Xi’an will probably always be best known for the tombs containing the terracotta warriors.  Indeed, the name Xi’an is basically synonymous with the warriors, and hordes of tourists descend upon the city throughout the year to see these amazing clay

Terracotta Warriors

warriors.  The terracotta warriors are a series of thousands of life-size and life-like sculptures that were buried in a series of pits near a mausoleum for the Emperor Qin in the year 246 BC.  In essence, the Emperor wanted to make sure that he enjoyed as successful an afterlife as he did in the current world, so he enlisted an army of 700,000 laborers to build a giant mausoleum for himself as well as an entire army of clay figures, set up in marching formation, along with wagons, chariots, and horses, arrayed just as an army of real humans would be arrayed.

All these clay figures were buried with the king when he died in 210 BC.  Scholars estimate that the various burial pits contain over 8,000 soldiers, 130 chariots, 520 horses, and 150 cavalry horses.  What is perhaps most interesting is how life-like the figures were, as they were not merely replicas of one single person over and over.  Rather, each clay figure appeared to be a different person, with slightly different facial features.  While I enjoyed seeing this world-famous archaeological site, I did not expect to find so many parallels to modern innovation in the terracotta warriors, yet it seemed that innovation was lurking everywhere I turned.

 

Accidental Discovery

After the burial of the Emperor in 210 BC, the site was covered with earth and although some speculate that parts of it may have been looted, its location was untouched for centuries.  The story of how the burial pits were discovered is a famous one in China, and the people involved in the discovery are seen as national heroes.  In 1974, a group of farmers in Shaanxi Province were drilling a new well to find a water source.  While drilling they came across a strange clay sculpture that looked human.  Concerned, they contacted local authorities who notified

Terracotta Warriors – Detailed View

archaeologists and one of the greatest discoveries in world history was underway.  Now that we know the layout of the site and the various burial pits, we know that had the farmers drilled their well a few meters towards the east, they would have missed the pit completely, would probably have found water, and would have gone on their merry way, with the site remaining undiscovered.  Likewise, had their other water source not run dry, they would not have been in the fields in 1974 digging a new well.

Innovation Thoughts – Many authors have written about the importance of accidental discovery in innovation, and it seems as though everywhere one turns one continues to see examples of this phenomenon.  For an innovator stuck staring at a blank sheet of paper trying to find a new idea, this could be discouraging, as one might think that if most innovation is through sheer luck, then the amount of effort one applies to innovation may not have much to do with whether one achieves a positive outcome.  Rather than fretting about the lack of accidental discovery, I would propose that the frequency with which inadvertent innovation occurs should remind us of its importance and ensure that we are attuned to the possibility that it might happen at any point in time while we are working (or doing other things unrelated to work that might still lead to a new discovery).  The proverbial notepad at one’s bedside so one can capture great thoughts one might have at nighttime is important, as is an awareness that when one comes up with a new idea or angle of attack on a problem, one should capture that information for future use.  Indeed, one of the reasons the Chinese farmers in this story are national heroes is because they didn’t just continue drilling their well but stopped and sought assistance after what they found.  It is said that luck favors those who are well-prepared, and innovators should be at the forefront of this concept.

 

Waiting for the Right Technology

Although the terracotta warrior museum complex is enormous, consisting of three huge structures built to cover and protect several of the burial pits that have been unearthed, there is still a huge amount of land around the Emperor’s burial complex that has not been excavated yet.  At first one wonders why, because there would certainly be amazing archaeological finds in these new excavations.  Yet the Chinese archaeologists have very sound reasons for leaving these areas undisturbed, at least for now.  Although the clay warriors all look to be uniform in color (basically the

Archer Sculpture Showing Preserved Color on Armor

color of the original baked clay), archaeologists have found evidence that the warriors were originally painted in bright colors, clothed with silk garments, and adorned with wooden arms.  Although the silk and wood did not survive centuries underground, many of the painted colors on the clay surfaces were preserved under the soil.  Unfortunately, when these pieces were exposed to air for the first time in centuries, the paint deteriorated almost immediately, leaving the warriors as the generic earthy, clay color they appear to be today.  Archaeologists have thus decided to leave some of the burial pits covered with dirt while they develop better excavation technologies that would allow them to preserve this paint.  Some recent progress has been made on this front to prevent oxidation and preserve paint on a limited basis, though not enough to allow for large-scale excavations.  This approach contrasts with the Egyptian excavations of tombs of the Pharaohs, which where exploited as soon as they were discovered in the early 1900s.

Innovation Thoughts – As innovators our mission is to find technology solutions to solve problems and the more daunting and challenging the problem, the greater reward we can expect to reap when we apply technology to solve a problem.  Yet there are sometimes cases where an innovator may have a general idea of how to solve a problem but the proper technology may not exist yet to do so.  The innovator may invest a great deal of time and money in trying to develop that new technology,

Terracotta Archer

but sometimes we find that the solution is too complex for one team to solve in a short period of time.  The solution may require a strategy of waiting for technological progress to occur outside of the scope of the innovation team’s work before one can attack the problem again.  Instead of implementing a partial solution that may not work at all, or spending a great deal of time and money to build something from scratch that may not work, sometimes it is best for the innovator to simply wait.  The willingness of the Chinese archaeologists in Xi’an to hold off on further excavations in certain areas provides an excellent example of this concept.  Rather than causing damage and impacting future discoveries, they are willing to wait until they have the right technology to solve their preservation problems.

 

Data to Support Hypotheses

As a student of history, one of the more fascinating aspects of the terracotta warriors was how much previously unknown information archaeologists have gleaned from this enormous site.  For lack of a better term, the site is basically a giant time capsule that significantly enhances our understanding of aspects of life in the Qin Dynasty in the 2nd century BC, over 2,200 years ago.  The best way to think about this is to imagine if one were a scholar of Chinese military history and the year was 1974, just before this discovery.  One might have gathered information from written records or artwork and hypothesized about how Qin Dynasty armies were structured and how they went to battle.  One might also have done research into whether their cavalry used stirrups on their horses, or what kinds of bows and arrows were used in battle.

In one fell swoop, with the discovery and excavation of this site, one obtained very precise answers to all of these questions.  The way the terracotta warriors were arranged in perfect marching order in the burial pits most likely shows exactly how

Terracotta Warriors in Formation

they would have operated in the year 200 BC, as it is unlikely that the Emperor would have wanted his afterlife army to be less well-prepared for combat than his earthly army.  One could also see that the cavalry horses had no stirrups (they would not arrive until many years later).  One could see how many horses were used to pull chariots, as well as the intricate details on archers, including the fact that an archer’s hair bun would be tied to the left of his head so he could reach into his arrow quiver with his right hand without interference.  The number of troops in formation could also be gleaned easily, as well as the number of generals in command of each division.  The amount of information arriving as a result of this archaeological find could be likened to a tidal wave of knowledge.

Innovation Thoughts – For the modern innovator, this case serves as a good example of the specificity that one needs to adhere to when identifying the type of evidence that one must collect to support a hypothesis.  All the speculation in the world about Qin Dynasty military formations, however well thought-out and supported by volumes of writing and research prior to 1974, was rendered less relevant by the discovery of these burial pits.  As an innovator, one’s goal in testing out whether a new innovation is successful should be to find evidence as powerful as what we see in the terracotta warrior burial pits.  While that may not always be possible, the key is to find evidence that leaves few openings for others to challenge one’s conclusions.  A key aspect of this strategy lies in the formation of strong, straightforward hypotheses that lend themselves well to supporting evidence.

 

Rivers of Mercury

As one approaches the area where the terracotta warrior tombs are located, one sees an enormous grass-covered mound in the near distance.  The mound is clearly man-made and is situated in a prime location in terms of proximity to the nearby mountains, a river, and the plains around Xi-an, which suggests excellent Feng Shui characteristics.  This mound is the main tomb of the Emperor Qin (the terracotta warrior pits radiate out from this tomb), and ancient writings suggest that the tomb

Emperor Qin Tomb – Earthen Mound in Distance

contains a magnificent palace complex surrounding the mausoleum containing the body of the Emperor.  Supposedly the ceiling of the burial complex mimics the night sky with pearls as stars and constellations.  Yet the tomb has never been excavated for several reasons.  First, the Chinese see the site as sacred and do not wish to disturb it.  Second, the site supposedly is protected by ancient booby traps, such as poisoned arrows or other devices that could harm anyone trying to reach the tomb.  Third, as was the case with the terracotta warriors nearby, the Chinese archaeologists want to ensure they have the right excavation technology in place before doing any work at the site.  Finally, the site supposedly contains rivers of liquid mercury, which the Emperor saw as a substance that was the key to eternal life.  Indeed, it is thought that one of the reasons the Emperor died at the age of 39 was because of his habit of taking mercury pills for longevity.  Interestingly, soil samples taken from the site today show unusually high levels of toxic mercury in the soil, suggesting that there may be truth to the speculation about what lies beneath the ground.

Innovation Thoughts – The example of Emperor Qin’s fascination with mercury led me to think about cases in which an innovator becomes too deeply involved in a single initiative.  However promising that program might be, there comes a point where one has to decide whether to continue investing resources in an effort or moving on to a different approach.  For the Emperor, the idea that eternal life sprang from consuming and surrounding oneself with mercury was just such an idea.  Although looking back on the Emperor’s decision-making through the lens of modern science is not necessarily a fair way to assess events that occurred over 2,000 years ago, the example is still worthy of consideration for innovators.  If one is spending a great deal of time on a project and unable to achieve a critical breakthrough, one could ask oneself if this project has become a “river of mercury” that is doing more harm than good to the innovator.  This demonstrates the value of forcing regular, peer-reviewed checkpoints into any program to ensure that one does not become caught up in the moment and fails to see that something that is supposed to be beneficial is actually hurting the organization.

 

Knowledge Preservation

In between downtown Xi’an and the Xi’an International Airport, one can see another large earthen mound that looks quite similar to the one near the terracotta warriors site.  This second mound is the tomb of the Emperor Jing of the Han dynasty, who followed Emperor Qin and sought to replicate what his predecessor had done.  As

Model of Emperor Jing’s Tomb

was the case with the terracotta warriors, this complex was discovered inadvertently, though in this instance the people who found the site were road crews excavating land to build a road from downtown to the airport around the year 1998.  What they found was remarkably similar to the terracotta warriors site, with large, long pits containing thousands of clay soldiers and horses arrayed in marching formations, as well as livestock and other figures of the Emperor’s retinue.

Besides the welcome relief of a lack of crowds at this second site, there is another key difference between this site and the Qin Dynasty site.  At the Emperor Jing site, the clay soldiers are not life-size.  Rather, they are only a couple of feet tall (as opposed to the five- to six-foot-tall terracotta warriors) and look more like toys than real soldiers.  They also did not have the intricate details of the Qin Dynasty soldiers.  Historians speculate that there were two reasons that Emperor Jing surrounded himself with what amounts to a toy army rather than a real one.  First, the Emperor was focused on a peaceful reign and eschewed warfare, high taxation, and forced labor, which meant that he could not engage the services of 700,000 workers to build his tomb as could his predecessor.  Second, Emperor Jing suffered from the fact that the knowledge required to create the terracotta warriors in the Qin Dynasty may

Smaller Warriors at Emperor Jing’s Tomb

have died when Emperor Qin had the skilled artisans put to death upon completion of his tomb complex.  It is also possible that the knowledge faded away as that skillset was not needed once the Qin tomb was completed.

Innovation Thoughts – The case of the loss of knowledge of how to create intricately detailed and life-size terracotta warriors reminded me of the Year2000 (Y2K) scenario faced by IT professionals in the late 1990s.  In the early days of computer technology, memory and storage were at a premium so developers tried to write code in as simple a manner as possible.  In the Y2K problem, coders in legacy languages such as COBOL or FORTRAN decided to indicate the year in their code using only two digits, such as “85” instead of “1985.”  The concern with Y2K was what would happen to these older systems when the year turned to 2000, which the computer would read as 00.  Would computer calculations that were date-dependent malfunction because the system would assume that the year was 1900?  Since these older systems ran critical infrastructure across the world, such as ATMs, power systems, air traffic control, and other necessities of modern life, a panic ensued in which companies sought out developers with knowledge of these older coding languages who could review the code line by line and implement patches to prevent disastrous outcomes.

In this situation, the companies with legacy systems who had an advantage over their competitors were the ones who had kept their legacy staff members and upskilled them with new technologies rather than laying them off and bringing in new resources.  The legacy-skilled professionals could quickly and efficiently go through the old code (particularly if they had written the code) and identify needed fixes at internal cost rates, as opposed to expensive contractors who would come in at higher rates and charge these rates for many hours to get up to speed on the systems they

Smaller Warriors and Horses at Emperor Jing’s Tomb

had to fix.  As innovators, we engage individuals with a wide variety of skillsets in our initiatives and because we work on so many different projects, we have a tendency to see these individuals as useful only for specific tasks and disposable once those tasks are done.  Perhaps the lesson of Emperor Jing’s tomb of toy soldiers is that it is important to maintain knowledge of all forms because one never knows when that knowledge will be useful in the future.  It may be better to upskill someone with knowledge of a legacy system than to bring in a new person each time we make a technological leap to a new platform.

 

The Stamp Seal

One of the more remarkable aspects of the burial pits of Emperor Jing is how much information archaeologists were able to collect in a short period of time, as the site went from discovery to museum in just a few years (1998 to 2006).  As it turns out, archaeologists were able to identify exactly what was in each burial pit and link this to written information from the period because of several very tiny objects that they

Stamp Seal

found buried in the pits.  The objects were small, bronze stamp seals that were used to mark official correspondence by different officials in the Jing government.  Because they were made out of metal, they survived underground for hundreds of years without deteriorating and could thus be analyzed in detail.  Archaeologists could identify the specific pattern created by the stamp and link it to documents that survived from the era that were located elsewhere, thus providing specific information about what official’s retinue was inside each of the burial pits.  For example, in the pit marked 15E, archaeologists found two stamp seals that belonged to an official named Dao Guan who managed the barns and livestock for the Emperor.  In pit 21E, archaeologists found a stamp seal for Dong Zhi Ling Yin, a junior official in charge of dying and weaving fabrics for the Emperor.  As a result of these pieces of information, archaeologists could better understand everything they found in the individual pits.

Innovation Thoughts – One of the challenges we face as innovators is how to sift through enormous amounts of information to make decisions concerning how to proceed on a given initiative.  The data may come from different sources and point in different directions, but as innovators we must develop an approach to manage this deluge of information.  In such a crush of findings, we may throw out ones that are tiny or seem insignificant.  Usually, we try to synthesize the data to develop conclusions about what we are observing, but the example of the stamp seal in

Stamp Seal

Emperor Jing’s burial pits reminds us that sometimes key insights can come from a single and imperceptibly small piece of information.  Synthesis is important, but one should be careful not to aggregate all of the individual bits of information into larger conclusions because sometimes great insight can come from individual data points that we may have overlooked.  The minute attention to details exhibited by archaeologists (we often think of them measuring very precisely in their dig sites and pushing away dirt with very small brushes) is a good reminder of the need for innovators to be aware of the importance of every piece of information we capture.

 

The Food Museum at Jingjian Square

After a full day wandering around archaeological sites outside Xi’an, one eventually succumbs to the need to find nourishment for the evening.  The most interesting place to eat in Xi’an is known as the Food Museum at Jingjian Square.  The Food Museum is an outdoor food court consisting of dozens of traditional restaurants of varying sizes offering food from different ethnic groups and villages around the Shaanxi Region, ranging from Chinese Hamburgers (pork barbeque on a bun) to

Entrance to Food Museum

spicy roasted mini-potatoes to sweet sesame cakes.  As is the case with any food purveyor in a city, one can sometimes judge the value of the food served by the length of the line of people waiting to get into the restaurant.  Yet this was not the case with the longest line in the Food Museum.  The longest line, consisting of 20-30 people, waited in front of a restaurant that did not serve any food.  The people stood in line at the Liquan Rice Wine Wheat store to pay a few Yuan to obtain two small clay mugs which were subsequently filled with rice wine.  The customers would then walk over to a brick wall by the store, drink the rice wine, say something in Chinese, then smash the clay mug on the ground, watching it shatter into pieces.  The result was an enormous and growing pile of clay shards, which presumably would be swept up at some point in the future.  According to legend, this act of drinking rice wine and shattering the mug gives the customer good fortune, so the line at this “restaurant” is always long.

Innovation Thoughts – Sometimes as innovators we stumble across an idea that seems promising but, upon more detailed investigation, we grow concerned that there is no market for that idea.  It may be a new product that we think that would appeal to very few people, or a process improvement that only works on a subset of the overall processes we are investigating.  The lesson of the Liquan Rice Wine

Liquan Rice Wine Wheat Restaurant

Wheat store in the Food Museum is that as innovators we should always assume that there is a market if only we can find the right niche for our products.  One can imagine oneself as the person who first came up with the idea of getting people to pay to drink rice wine and shatter a mug.  That person was likely laughed out of the room, but over time that idea became a real working concept.  As innovators we are the people who may be laughed out of the room at first, but it is our job to figure out how to keep working on our idea until it has legs to stand on its own.

A good recent example of this comes from the Nobel Laureate in Economics Richard Thaler from the University of Chicago, interviewed recently by Steven Dubner for the Freakonomics Radio podcast.  His field of study, behavioral economics, diverges from traditional economics in that it argues that humans are not always rational creatures whose actions can be predicted through complex mathematical optimization models.  In other words, people often say they are going to do one thing (an act that might be in their best interest), but often end up doing something else.  Thaler defines his field as the study of “supposedly irrelevant factors that, when it comes to how people actually live their lives, are in fact not irrelevant.”  Thaler wryly

Formal Name of the Food Museum

observes that his mother was surprised that he was able to earn a living from such a mundane insight, much less a Nobel prize.  At his toast to the Nobel Committee upon receiving his prize, Thaler said that “my fellow winners had discovered things like gravitational waves, and circadian rhythms. And I discovered the existence of humans in the economy.”

Thaler’s statements and research align with the Liquan Rice Wine Wheat example in two ways.  First, the economically irrational act of spending money for a sip of rice wine and destruction of a ceramic mug cannot be explained by traditional economics, thus the need for Thaler’s brand of behavioral economics.  Secondly, as Thaler’s mother would observe, one can create a market for anything, including seemingly common-sense assessments that people do not always act in their self-interest.  Thaler notes that his intellectual migration towards behavioral economics from the more quantitative approaches favored by most economists was due to his relatively weak skills in the areas of mathematics and econometrics.  He thus found a way to create a new market for his services rather than trying to adapt his services to an existing market.

 

The Banpo Ancestral Village

The lands around Xi’an have evidence of some of the oldest civilizations in China and, indeed, the world.  This is best exemplified in the Banpo Ancestral Village Museum, which contains archaeological sites showing how the Banpo people lived in the region in the years 4,500 to 3,750 BC.  As was the case with other sites in China, this location was discovered by workers in 1953 who were digging in the area to build

Banpo Semi-Subterranean House

a factory.  The site covers 20 acres and contains thousands of stone tools, hundreds of tombs, over 100 house foundations, and is one of the most important Neolithic sites in the world.

Three features of this site prove particularly interesting from an innovation standpoint.  First, the type of dwelling used by the Banpo villagers, known as the semi-subterranean house, shows an interesting middle ground in terms of design.  Archaeological evidence suggests that before they moved into the Banpo village, humans in the area lived in caves.  However, as any spelunker knows, caves can be quite wet environments, which fosters the growth of mold and can harm the inhabitants.  Houses built on top of the ground, on the other hand, solve this humidity problem but also hotter, more difficult to build, and less stable.  The middle ground between these two designs is the Banpo semi-subterranean house, which has a foundation dug into the ground with walls built up on the sides.  This design provides the cooling and sturdiness of a cave with the dryness of an above-ground home.

A second interesting aspect of the Banpo villagers was how they buried their dead.

Banpo Burial Pit

In the tombs found at the site, the skeletons were all facing west.  Since lifespans in the era were short (30-40 years) and living was likely quite a struggle, it is believed that the Banpo villagers wanted to follow the setting sun in the afterlife.  They assumed that things would be better wherever the sun was going, since it would provide heat and light to them.  Rather than facing the other direction to look for the rising sun (which could be seen as a sign of life returning), the Banpo wanted to follow the sun.

A final element of interest in the Banpo village was the large number of similarities between items found at this site and items we see elsewhere in the world.  Even though different human societies were thousands of miles apart and it is highly unlikely that they would have ever come into contact with each other, we see similar items in archaeological sites around the world, such as amphorae for storing

Banpo Amphora

liquids, bone hooks for fishing, ceramic bowls and pots, and bone flutes with which to play music.  It is fascinating to ponder how humans in these vastly different places ended up with very similar designs to solve the problems of their daily lives.

Innovation Thoughts – These three observations from the Banpo village offer modern innovators with three possible strategies for coming up with new approaches to solve problems.  The semi-subterranean house is a great example of striking the middle ground when faced with two competing approaches to a new idea.  Rather than trying to decide upfront which approach is better and investing time and resources into making an approach work in spite of its flaws, a better strategy may be to split the difference between two competing ideas and investigate the hybrid approach as a possible solution.  In the course of performing this task, one might even obtain insights that point to one of the original pathways as the best strategy.  Yet it is more likely that one will develop a synthesized solution that combines the best elements of both alternatives.

The practice of burial to follow the sun suggests that an innovator should consider adopting a strategy of going after what one knows best rather than spending time waiting on the possibility of something that might happen.  In other words, an innovator should focus his or her energy on pursuing options that are variants of things that one already knows will work rather than betting that an event will occur in the future that might prove beneficial.  A good example of this comes from the music streaming service Spotify and how it has transformed the marketplace for musicians.  In the past, a musician would build a touring schedule and hope that residents of those cities would attend the concert.  Now with Spotify’s streaming database, a musician can pinpoint precisely where customers are listening to his or her music in the greatest density and schedule concert events using that data.  The musician can follow the audience rather than setting up an event and hoping the audience finds the musician.

Finally, in terms of the similarities of tools and other characteristics of human civilization across the world, an innovator trying to find a solution to a problem should recognize that there are common human wants and needs that break the barriers of civilization, and this common human experience is key to understanding how to design things that can improve the quality of life for humans around the world.  When faced with a challenge of building something new and useful, and innovator may want to spend time thinking about how people in general would use the new solution rather than focusing too intensively on a particular type of person.  In examining the basic human elements of a new initiative, one might stumble across an approach that makes the idea even more valuable.

Sources:

Photographs courtesy of the author

https://www.wsj.com/articles/mr-xis-superpower-plans-1532013258

https://www.wsj.com/articles/trade-war-punctures-chinas-pride-in-its-technology-1530186663

https://www.wsj.com/articles/china-mines-silicon-valley-for-chinese-tech-talent-1530028118

https://www.wired.co.uk/article/china-social-credit

https://www.globalresearch.ca/china-rise-fall-and-re-emergence-as-a-global-power/29644

https://en.wikipedia.org/wiki/Xian

https://en.wikipedia.org/wiki/Bell_Tower_of_Xian

https://en.wikipedia.org/wiki/Lotrscak_Tower

https://en.wikipedia.org/wiki/Fortifications_of_Xian

https://en.wikipedia.org/wiki/Terracotta_Army

https://www.livescience.com/22454-ancient-chinese-tomb-terracotta-warriors.html

https://www.ancient.eu/Banpo_Village/

https://freakonomics.com/podcast/richard-thaler/


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Innovation in the Balkans – Part II – Dalmatia, Istria, and Bosnia-Hercegovina

GUEST POST from Scott Bowden

Split, Croatia

This is the second article in a two-part series on innovation in the Balkan region of southeastern Europe.  My previous article focused on innovation in the northern part of the Balkans, including northern Croatia and Slovenia.  This article directs its attention towards the south and west includes coastal Croatia (the regions of Istria and Dalmatia) as well as the independent country of Bosnia-Hercegovina.  These areas exhibit the influence of the Ottoman Empire to the south as well as Italy (especially Venice) to the west.  My travels in Bosnia-Hercegovina consisted of the tragic city of Sarajevo, which went from hosting the Winter Olympic games in 1984 to destructive warfare just a few years later, experiencing a military siege longer than any in World War II.  I also visited the city of Mostar, which saw fighting between Croatian and Muslim forces that resulted in the collapse of an ancient bridge that was the symbol of the city.  I also ventured to the Croatian coast, which included the regions of Dalmatia in the south, with the famous cities of Dubrovnik and Split, and Istria in the north, consisting of Rovinj, Pula, and Porec.  Like their brethren in the northern Balkans, these cities reflected the influence of many civilizations over the centuries, and in these areas we see a number of lessons for the modern innovator.

 

Yugoslavian Passport

Yugoslavian Passport

One of the things that surprised me about Yugoslavia was hearing that in the 1970s and 80s, a Yugoslavian passport was among the most valuable possessions in the world.  Yugoslavia was a leader of the non-aligned movement during part of the Cold War, which meant that the country pledged allegiance neither to the West (the US, NATO, and others) nor to the Eastern Bloc (the USSR, Eastern Europe, China, and others).  As such, the holder of a Yugoslav passport could travel relatively freely in almost any country in the world.  While an American could not easily cross a border into Russia or Vietnam, a Yugoslavian citizen could go to either place with little trouble.  Likewise, the Yugoslavian citizen could also go to Italy, Austria, or the US if needed.  Indeed, one Slovenian I spoke to said that as a child her family would go on trips to Austria and purchase large quantities of consumer goods (which were hard to find in socialist Yugoslavia).  One of the reasons that Yugoslavia won the rights to host the 1984 Winter Olympics, besides the beauty and accessibility of their mountains and other venues, was because the International Olympic Committee knew that by placing the games in a neutral country they would not see boycotts by the East and West as had occurred in the 1980 Summer Olympic Games.  Sadly, standing next to the Olympic Stadium in Sarajevo today one can see several fields of white gravestones where the residents buried the victims of the 1992-1996 Bosnian War and the Siege of Sarajevo.

Innovation Perspective – For the modern innovator, a Yugoslav passport is an ideal to which one should aspire in the sense that one should attempt to avoid being aligned with any part of one’s organization or a client’s organization.  An innovator should be a neutral party and should not come across as biased in support of one group or another.  Rather, the innovator should be able to move freely across groups.  This is important for several reasons.  First, the innovator needs to be able to communicate openly with people from various parts of the organization both to get new ideas from them and to obtain their perspective on existing innovation work.  Second, the innovator needs to be seen as someone working for the good of the company as a whole rather than to the benefit of one group or organization within the company.  Finally, the innovator needs to be able to garner support from all quarters for a project, especially one that significantly disrupts the status quo.  An innovator viewed as partisan or favoring one group over another will not be able to obtain widespread support for his or her innovation initiative, and it is this broad support that is needed to help an innovative project go from idea to fruition.

 

Sarajevo 1914

View of Sarajevo

It is unfortunate that a city as beautiful as Sarajevo has such a tragic history.  Surrounded on all sides by soaring mountains and a gently-flowing river, the city has represented an ethnic melting pot and microcosm of the crossroads of civilization for much of its history.  Sarajevo is one of the few places in the world where one can see an enormous Catholic Cathedral, then walk a few meters to a Serbian Orthodox Church, then walk again a short distance to an Islamic mosque and a Jewish Synagogue.  Yet this city of toleration and diversity has had a long and sad history.  Prior to the Bosnian War in the early 1990s, the city was mostly known as the site where one of the triggering events of World War I took place.

Assassination Historical Monument

On June 28, 1914, Austro-Hungarian Archduke Franz Ferdinand and his wife Sophie were visiting Sarajevo to review his Empire’s armed forces in the region (at the time Bosnia was part of the Austro-Hungarian Empire).  While driving through the city, they were attacked by a Serbian anarchist who threw a bomb at their open-topped motor carriage.  Luckily, the bomb missed its target and injured a nearby soldier, leaving the royal couple unharmed.  Later that day, while driving through another part of the city so the Archduke could visit the wounded soldier from the morning attack, the couple’s driver made a wrong turn down an alley which gave another Serbian anarchist a chance to shoot the royals at point-blank range, which he succeeded in doing.  The assassination set off a chain of events that led to declarations of war of European states against each other, mobilization of troops, and the start of World War I, in which millions of people lost their lives from 1914 to 1918.

Alley into which the Archduke’s Driver Turned

Indeed, this assassination in Sarajevo was one of the reasons that the Balkans had been considered a flashpoint for conflict in the modern era.  As far back as 1871, the German Chancellor Bismarck stated that “[o]ne day the great European War will come out of some damned foolish thing in the Balkans.”  After the breakup of the former Yugoslavia and the subsequent war in Bosnia, some of the opponents of Western intervention in the conflict cited the propensity for conflicts in the Balkans to lead to global conflagrations as a reason not to become involved in the fighting on either side.  I asked several Bosnians about this, and they said that they thought the inaction on the part of the US and EU was because the Western powers were trying to figure out who the bad guys were in the conflict.  My response was that we knew the people laying siege to Sarajevo in 1992 were the bad guys, but we were afraid at first to act because we feared triggering a wider war.  Tragically, I believe that if we had acted quickly and forcefully at the beginning, we could have saved thousands of lives in a war that did not need to happen.

View of Assassination Site from Across the River

Innovation Perspective – Since I first read about Sarajevo and World War I, I had always wanted to visit the site of the assassination of Franz Ferdinand not for macabre reasons but to understand better why this was such a momentous event in world history.  Indeed, few conflicts of such significance are linked back to a single event that can be located so precisely on the map.  The site of the assassination is on the Obala Kulina bana, next to the Latin Bridge that crosses the Miljacka River.  Today there is a small glass monument there and a plaque that discusses the event, though a larger memorial was removed from the site due to political tensions related to the significance of the site to the Serbian nationalists.  At that point on the main road, there is a tight alley formed by the road called Zelenih beretki.  The main road that runs alongside the river is two lanes wide with a sidewalk on each side and quite open and would be easily protected by soldiers riding alongside, whereas the alley is a tighter one-lane road.  A carriage could move quickly on the open road whereas in the narrow alley one’s movements would be constrained.  Standing at that corner, after I absorbed the historical importance of the site, my first thought was why did the driver turn down that alley?

After walking the streets of this area several times, I could come up with no logical reason why such a turn would have been made, though some historians speculate that the driver was a willing accomplice to the crime.  Although as innovators we do not face life and death situations of this nature, I could not help but think of the critical nature in important situations of making sure everyone is on the same page and reading from the same script in terms of a work effort.  For example, if we are presenting a new idea to a key decisionmaker, we need to make sure everyone involved in the effort understands the minute by minute choreography of the presentation with several rehearsals to make sure there are no mistakes, for simple malfunctions or sloppy presentation style can reflect poorly on the overall project, even if the idea is a great one.

 

Sarajevo Airport Tunnel

Building that Hid the Tunnel Entrance

After the death of the Yugoslavian Leader Marshall Tito in 1991, the former republic of Bosnia-Hercegovina declared its independence.  Shortly thereafter it was attacked by Serbian forces who sought to incorporate the Bosnian land into the new Republic of Serbia.  The Serbian forces viewed Sarajevo, which was the capital of Bosnia-Hercegovina, as the linchpin to the entire country.  By taking over Sarajevo, the Serbs believed they could control the country and dictate terms to the Bosnians.  The city itself, surrounded by mountains and easily surrounded, came under siege by Serbian forces from April 5, 1992 to February 29, 1996, for a total of 1,425 days.  This was the longest siege of a capital city in world history and fully a year longer than the horrific siege of Leningrad by the Nazis in World War II.  Walking around the city today one cannot escape its sad recent history.  Everyone one turns, one sees buildings with bullet holes and shrapnel damage from the war.  Cemeteries are a regular sight, with hundreds of white gravestones dated 1992 or 1993.  In some places one sees buildings that look more like they belong in war-torn Syria than in southeastern Europe.

Sarajevo Hillside Cemetery

During the siege, the Sarajevans devised an ingenious means of getting people and supplies in and out of the city despite the omnipresent Serbian forces.  Serb forces controlled all of the access points to the city except for one, the Sarajevo international airport.  Located to the southwest of the city, the airport was under United Nations control (for flights carrying relief supplies and diplomatic personnel) and on the other side of the airport (away from Sarajevo), was territory controlled by the Bosnian Army.  In the early stages of the siege, some Sarajevans ran across the runway to safety but this soon proved to be an impossible gauntlet due to Serbian snipers, so the Bosnians decided to tunnel under the runway.  They built disguised entry points to a tunnel on both sides of the runway and dug for nearly 1,000 feet.  The tunnel shaft was small, often flooded, unventilated, and dangerous at both ends once one emerged from underground.   Over the course of the war, the tunnel saw as many as 4,000 people per day transiting and as much as 30 tons of much-needed weapons and food for the city to survive the siege (the UN had placed an arms embargo on the conflict which meant that any weaponry to defend Sarajevo had to come in through the tunnel).  Over time this added up to millions of pounds of material the could move into and out of the city.  The Serbs suspected a tunnel was in operation (and a New York Times article mentioned it during the war) but they were never able to figure out its exact location and because it ran under the airport, they could not undertake a major military campaign to find it.

Building in 2018 in Sarajevo Near Sniper Alley with War Damage

Innovation Perspective – Although the Sarajevans proved quite ingenious in the construction of the tunnel without typical tunnel-building supplies (they had to work in secret with no loud machinery and had little concrete or wood since most of the trees in Sarajevo had been chopped down for firewood), the innovative aspect of this story lies in how the Sarajevans used a neutral third party to devise a solution to a problem.  UN control of the airport gave the Sarajevans a means of getting outside of their city without having to confront directly the overwhelming forces that were arrayed against them.  For the modern innovator, the parallel would be when we are faced with a challenge, such as a competitor’s product that is performing well against ours, and rather than confronting that product head-on, we find a different angle of attack that takes advantage of a third-party solution to put us in a better position to pursue our original competitor.

 

Coppersmith Street

Ottoman Quarter in Sarajevo

Not everything in Sarajevo speaks of the assassination in 1914 or the Bosnian War in the 1990s.  Some parts of the city, such as the old Ottoman Quarter (the Bascarsija), are timeless and make one feel as though nothing has changed in hundreds of years as one strolls from the modern Austro-Hungarian-influenced part of Sarajevo into the old town area that exudes a distinctive Turkish flavor.  I was even able to find my favorite Arabic dessert in this area – kunefeh – which I had last tasted in the city of Nazareth in Israel.  One particularly charming road in the old Ottoman Quarter is Coppersmith’s Street, where one can find any and all manner of copper goods.  One can see and hear modern-day coppersmiths busy at work plying their craft, hammering the soft metal into new works to sell to tourists.

Kunefeh Dessert

While walking down coppersmith street and gazing at the wondrous copper works for sale, I began to wonder about the competitive aspects of the retailers in this area.  Shop after shop was selling copper goods and many were selling the exact same items.  Prices on most goods were readily visible and very consistent from one shop to another.  I began to wonder whether a copper retailer would want to be on this street or if he or she would be better off in another section of the city where he or she could raise prices and get more attention from shoppers.  Indeed, the phenomenon of similar businesses clustering in the same location is an ages-old characteristic of cities around the globe (such as the diamond district in New York or the more modern example of new car dealers all on the same road in a city).  The concentration of sellers, presumably, also leads to a concentration of buyers, which is what the sellers are seeking in the first place.

Coppersmith Street

Innovation Perspective – Rather than dive into this from an economics standpoint, I spent some time thinking about how an innovator would approach this dilemma of whether to be close to one’s most immediate competitors.  While an innovator would always want to be careful not to reveal an innovation one is working on before it is ready to hit the marketplace, one should be extremely cognizant of what one’s competition is doing, both in terms of products and services as well as pricing.  While an innovator is focusing intensely on developing a new idea, a competitor might take a step to render that new idea obsolete before it is ready for the marketplace.  Thus the innovator needs to dedicate a certain amount of time to keeping an eye on the competition, almost to the point of making it a regularly scheduled activity.  An innovator designing a new mobile application, for instance, should periodically check on the competitor’s mobile app to see how it is progressing.  What this insight made me realize about the coppersmith street is that it provided more than a convenient way for customers to find sellers.  It also allowed the sellers to keep an eye on each other, as one would see quickly if a competitor rolled out a new product that proved popular with customers.  The proximity was as much about keeping an eye on the competition as it was keeping an eye on customers, and it behooves modern innovators to spend some amount of time making sure that they keep an eye on what their competitors are doing in the marketplace.

 

The Old Bridge in Mostar

Old Bridge in Mostar

Like Sarajevo, Mostar is a beautiful city with a sad recent history.  Ringed by mountains and pierced by a fast-running and cold river, Mostar over its history saw the peaceful coexistence of people of different faiths and ethnicities, but this diverse makeup proved to be a disadvantage when war broke out in 1992, with fighting erupting between Serbs, Croats, and Muslims in the city and its environs.  Today, Mostar is a quiet and peaceful place and the city as a whole is charming and quite pleasant to visit.  Like many other cities around the world, Mostar is one of the places that is best known for a single tourist attraction – the Old Bridge (Stari Most, from which the city gets its name).  This single attraction is so significant that busloads of tourists will alight from their cruise ships or hotel rooms in Sarajevo or Dubrovnik and ride over two hours to see this sight.  The Old Bridge is a magnificent pedestrian bridge that crosses the river Nevetna and connects the two sides of the old town of Mostar.  The stone bridge has a single arch and is 29 meters long, 24 meters above the river, and 4 meters wide and is stunning in its elegance and its simplicity.  Tourists who approach the bridge through the narrow, cobblestoned streets of the old Turkish quarter in Mostar are stunned when the bridge appears in front of them.  The best way to describe it is as a work of art, as if it is something that was painted on a canvas rather than an actual structure of beige-colored stone soaring above a blue-green river.

View of Old Bridge from Riverbank

When Mostar was part of the Ottoman Empire, the only river crossing at this location was provided by a swaying, rickety, wood-and-chain suspension bridge that was quite a challenge to cross.  In 1557, the Ottoman Emperor Suleiman the Magnificent ordered his architects to design a new bridge to replace the wooden structure.  According to legend, Suleiman wanted the shape of the bridge to resemble the curve of the eyebrows of his favorite mistress.  The task of building the new bridge fell upon Mimar Hayruddin, who was the student of a leading Ottoman architect, Mimar Sinan.  The penalty for failing to please the Emperor in this endeavor was death, and at the time no one in the Ottoman Empire had ever completed a stone arch bridge spanning a river as wide and soaring as high as this one would need to be.

Smaller Prototype Bridge Built Nearby

At this point, Hayruddin did what modern innovators do time and again today when faced with an intense challenge – he built a prototype.  If one walks a few hundred feet past the Old Bridge down the Jusovina Road towards the Black Dog Pub, one sees a smaller stone bridge spanning the Radobolja River.  This smaller bridge bears an uncanny resemblance to the huge Old Bridge, and as it turns out, this smaller bridge was a prototype built by Hayruddin in 1558 to confirm his architectural assumptions and construction techniques prior to working on the larger bridge, which was completed eight years later in 1566.  The smaller bridge allowed Hayruddin to work on his design on a smaller scale, as this river crossing was shorter in width and at a lower height than the one required for the actual bridge.  The prototype proved to be a success and continues to stand to this day, though it was damaged in an earthquake at one point and had to be repaired.  The larger Old Bridge survived for hundreds of years, making it through World War II (when Nazi troops drove small tanks over it), but ultimately fell into the river on November 9, 1993 in a shameful episode when Croatian forces shelled the bridge and destroyed it, even though it was of no military strategic value in the conflict.  The bridge was rebuilt using traditional building techniques with European Union funding using much of the original stone retrieved from the river.

Innovation Perspective – While it is interesting to see that as far back as 1557 innovators saw the value of building prototypes before undertaking challenging endeavors, what is most interesting about the story of the Old Bridge in Mostar is the nature of the prototype itself.  We often think of a prototype as something small and disposable in which the only purpose of the prototype is to validate assumptions one is making about the end product.  Prototyping is seen as just another extension of the testing process in that it is a slightly more intense test because it involves the physical creation of a solution that needs to be proven.

Hayruddin could have created a miniature bridge in a workshop-like setting to test the assumptions of his design and likely would have yielded useful information about the larger project.  Yet he chose to create an actual, working span that would be used by city residents for hundreds of years, spanning a small river that separates two parts of Mostar.  For this prototype the innovator chose to make something useful rather than something simply disposable, thus he accomplished multiple objectives at the same time.  We see this in many modern examples, such as in a recent BBC World Service podcast on using drone delivery for medical products in Malawi, Africa.  In the first test of the service, in which a pilotless drone would deliver critical medicine across rural Malawi to a small village, the team lead chose to risk a payload of actual drugs rather than simply a dummy load.  While this was more risky and costly if the endeavor failed, it was heartening to see that the prototype work resulted in actual positive benefits even before the full delivery program got underway.

 

Mostar International Airport

View of Mostar – Note Nearby Mountains

When one passes by the Mostar International Airport, the first question that comes to mind is why the airport is built so close to a mountain range.  Although the region in general is quite mountainous, there are several places in the area where there is sufficient flat land away from the mountains to accommodate an airport.  When one is designing an airport, the general idea is to have as much open airspace around the runway as possible to make it easier for planes to take off and land without having to worry about the mountains.  Although in some places, such as Cusco, Peru, this is impossible due to the terrain, in general the preference is for as much open space as possible around an airfield.  Interestingly, Peru is building a new airport near Cusco that is in a high plateau to allow for more open space and a less precipitous landing, as well as direct international flights to get tourists closer to Machu Picchu.

Another curiosity about the Mostar airport emerges when one examines a satellite overhead view of the airfield.  Running perpendicular to the runway are two taxiways that lead directly into the nearby mountain then disappear.  Upon closer examination, these roads lead to aircraft hangars built deep into the rock.  As it turns out, the Mostar airport used to be a key facility for the Yugoslavia air force and these tunnels deep into the mountain provided storage space and facilities to support dozens of aircraft.  The tunnels are tall and wide enough to house MiG jet fighters and other military hardware, and the tunnels also housed facilities for maintenance crews and storage for spare parts, armaments, and other equipment.  Presumably these facilities would be more secure than the typical aircraft shelter that is a single slab of concrete in a dome shape next to a runway.  These facilities would also be harder to see from the air in case of an attack.

Innovation Perspective – The location of the Mostar airport reveals an innovation strategy that is useful when faced with the challenge of coming up with a solution to a problem.  It is sometimes possible for an innovator to take an explicit weakness and convert it into an area of strength.  In other words, one can find innovative solutions by spending time thinking about one’s greatest weaknesses and figuring out how to transform those disadvantages into advantages.  The innovator can examine areas where his or her product or service is weak relative to the competition and dive into those areas to look for opportunities for transformation.  Situating an airfield so close to a mountain would at first seem like a weak strategy because of the impact such a placement would have on flight operations.  Yet that weakness begets a greater strength by giving the military ready access to a large system of underground tunnels to protect the key assets of the airfield.  In looking for areas to which to apply innovation, one can focus on weaknesses and determine how to convert those directly into strengths rather than trying to eliminate the weakness altogether.

 

Coastal Croatia – Dalmatia and Istria

Dubrovnik – Pearl of the Adriatic

While few tourists venture to northern Croatia, Slovenia, and Bosnia-Hercegovina, coastal Croatia is a globally-known vacation destination.  The two key regions on the coast are Dalmatia to the south and Istria to the north, and both consist of seemingly innumerable islands on the cool, clear blue waters of the Adriatic Sea.  Both regions reflect heavily the impact of nearby Italy, though the influences vary in shape and form, as Istria definitely has more of an Italian influence than Dalmatia.  The hands-down leader of the pack in terms of tourist renown is the walled coastal city of Dubrovnik, located at the southern end of Dalmatia.  Known as the “pearl of the Adriatic,” Dubrovnik is a city with hundreds of years of history and, not surprisingly, a fair amount of innovation lessons.

 

The Quarantine

Dubrovnik sits perched on a rocky promontory jutting into the Adriatic at the crossroads of trading routes across empires.  Vying for dominance with Venice to the northwest on the other side of the Adriatic, the city went through various phases of outside domination interspersed with self-governance, culminating with its current status as part of the independent country of Croatia.  The city itself is quite small, with only 1.2 miles of walls encircling the entirety of its environs.  One can complete a transit of the walls in about an hour, while one can walk from one entrance gate to the other side of the city in just a few minutes.

Lazzaretto Quarantine Building

Just outside the old harbor of the city one sees a large, long building with the same stone and orange tiled roof design of much of the houses in Dubrovnik.  This structure is the Lazzaretto and was used as a quarantine station.  Early in its history when the city was known as the Republic of Ragusa (in the 14th century and beyond), Dubrovnik existed in a world of plagues and epidemics that spread quickly through a world of sea and land travel, poor hygiene, and a lack of scientific knowledge of the vectors of disease transmission.  The city rulers decreed that any ship arriving from a region prone to plague or other epidemic had to wait in quarantine for 40 days before its passengers or cargo would be allowed to enter the walled city of Dubrovnik.  In fact, the term quarantine is derived from “quaranta giorni,” which means 40 days.  Originally the quarantine facilities were offshore on deserted islands, but in the 15th century they were moved closer to the city to the Lazzaretto structure that we see today.  Historians view this effort as generally successful in that epidemics were largely controlled in Dubrovnik.  When one sees how compact and densely-packed the streets and buildings are inside the city walls, one can understand the need for this program.  Other maritime cities around the world, such as Venice, also had similar quarantine techniques.

Innovation Perspective – Seeing the quarantine station outside Dubrovnik led me to think about how one controls the flow of ideas in and out of an innovation program.  One of the challenges of an innovation leader is how to strike a balance between working on advancing existing initiatives versus the need to always keep one’s eyes and ears attuned for new ideas that could impact current programs or be the source of new ideas.  With the plethora of media and information available to the modern innovator, this flood of new information can sometimes be unrelenting, and one could find oneself being constantly distracted in one’s work effort by the new information that keeps arriving.  Sometimes this new information is so important that it could be warrant stopping work on a major initiative, as we saw in Part I of my series on the Balkans in the Nikola Tesla visit to Zagreb.  Yet this situation probably occurs less frequently than the intrusion of new ideas that prove to be mere distractions.

One potential way to manage this would be to institute a quarantine for new ideas in one’s program, with a fixed amount of time one sets to wait to dive into a new idea.  While 40 days is certainly too long in today’s competitive landscape, 5 or 10 business days might work as a quarantine period.  The way this would work is that while one is intensely focusing on a project or initiative, one should periodically scan other sources of information to search for new ideas.  If a new idea is found either through this search or even inadvertently, the innovator could place it in a quarantine with a calendar reminder to revisit that idea in depth at some fixed period of time, so one maintains momentum on the current project but does not lose out on the potential value of the new idea.

 

Siege Resistance

The scourge of ancient walled cities was the siege, in which an enemy would surround a city, cut off all supplies, and try to starve the city’s residents into submission.  For an attacker, laying siege to an enemy town was less hazardous than attempting a direct attack, especially against a city protected by high walls and other fortifications.  The survival of defenders in the city depended on the quantity of resources they were able to store inside their defensive walls and their ability to outlast those who surrounded them.  The city of Dubrovnik was particularly resilient when it came to its ability to survive a siege.  Over the course of several hundred years, the city was only defeated once in a siege, in 1806, by the French Emperor Napoleon.  In the 1991 Yugoslavian Civil War, the city was attacked by Serbian forces but held out for several months until it was rescued by advancing Croatian troops who broke the siege.

Terminus of Aqueduct inside Dubrovnik City Walls

The resilience of Dubrovnik against sieges throughout history was due to three primary attributes.  First, the city had an excellent supply of water, provided via underground aqueducts that flowed from the nearby mountains into the city and were difficult to cut off.  Secondly, Dubrovnik had ready access to large supplies of salt in a natural formation that was only a few miles away and could be stockpiled inside the city walls in preparation for a siege.  That salt was useful in curing fish, which was abundant in the coastal region and could provide protein for the city’s residents.  A third attribute of the city that made it resilient was the existence of huge grain storage structures (in a building that today is called the Rupe Granary) that provided the appropriate temperature and humidity to allow the city to stockpile large amounts of grain over long periods of time.  The granary had one upper level space that was had the right environmental conditions for drying the fresh grain, then the workers could easily move the grain through holes in the floor to another area that was well-suited for long-term storage.

Grain Storage Facility

Innovation Perspective – The resilience of Dubrovnik provides a mechanism by which one can measure the resilience of an innovation program using the same three attributes: water, salt, and grain.  For the innovator, water represents the flow of new ideas into an innovation program.  Although it is important to make progress on existing initiatives and programs, the lifeblood of an innovation effort is the flow of new ideas from outside the program.  An innovator should keep metrics of how much time he or she devotes to focusing on new ideas and make sure that his or her innovation program is not stagnant and is bringing new approaches to its sponsors on a regular basis.  Salt for the innovator represents what one does to manage day to day operations in the program in order to maintain progress on initiatives.  Just as the residents of Dubrovnik would catch fresh fish and preserve their catch using salt, so, too, would an innovator undertake the work effort on current initiatives to make sure they progressed from idea to new product or service in a reasonable amount of time.  Grain in long-term storage represents the history of the innovation program, providing a detailed roadmap of where one has been over time in the program and what ideas have received investment in the past.  It is surprising how often innovators fail to track their history, believing that only new ideas are worth their time and focus.  Sometimes an old idea can become valuable again because of a change in the marketplace or a new technology might appear that enables that old idea to function more effectively.  Conversely, an idea that seems new may end up being very similar to something that the innovator tried and failed to achieve in the past.  By having a strong, well-documented sense of the history of the program, the innovator can avoid repeating those mistakes.

 

The Orlando Column

Orlando Statue

The main promenade in Dubrovnik is known as the Stradun, a wide, stone pedestrian walkway that runs East to West through the center of the city from the Pila Gate to the Ploce Gate.  This a charming street, full of sidewalk cafes, shops, and bars, is always full of people and serves as a hub for the entire town.  At one end of the Stradun, near the Old Port where ships used to enter the city, there is a plaza in front of the Church of St. Blaise (named for St. Blaise, the patron Saint of Dubrovnik) that contains a small column built in 1419 adorned by the statue of a knight.  This is the Orlando column, named after the Frenchman Roland (the spelling of his name was changed) who died in the service of the Emperor Charlemagne while fighting the Saracens in France.  The column was part of a series of statues built around the region that signified cities under the protection of the Emperor, symbolizing freedom against nearby hostile powers.

Pedestal of Orlando Column with Measurement Line

What is most interesting about the statue is not its larger meaning in terms of sovereignty but, rather, its measurements.  The forearm of Orlando in the statue represented a specific measurement used by merchants in the city – the Ragusan cubit.  This length, which is 51.2 centimeters, was also shown by a single line carved into the base stone of the monument.  Given its central location in the main square of the city and close to the port, this statue served the very pragmatic purpose of providing merchants in the city with an irrefutable means of measuring the products they wanted to trade in the city.  A merchant could measure a piece of fabric against the forearm of Orlando or the line on the base of the column, and this would permit both buyer and seller to be confident in what they were purchasing.

Innovation Perspective – Innovators sometimes forget to focus on the importance of metrics.  We may get carried away with a new idea or a potentially disruptive solution and may forget to focus on how we can measure whether such an innovation would be successful.  The Orlando Column reminds us that at the foundation of all our work should be firm and fixed means of measurement.  These measurements should be clearly visible to anyone involved in the project and, moreover, should be simple enough to understand that there can be no confusion about whether those metrics were achieved.  Sometimes we may think that our new solution is so innovative that it defies simple measurement.  That is rarely the case.  We should always be able to explain our new ideas in a way that can translate into the cold, hard facts of business sales or operations.

 

The Rector’s Palace

Rector’s Palace

In a city of beautiful buildings, many of which have a distinctive Venetian flavor, the Rector’s Palace in Dubrovnik stands out as an architectural gem.  Similar to the stunning Doge’s Palace in Venice, the Rector’s Palace housed the city government in Dubrovnik for hundreds of years and was the seat of the Rector, who ruled over the city.  The Rector’s Palace consisted of living quarters for the Rector as well as halls for city council meetings, an armory, a jail, a courthouse, and a powder magazine (which unfortunately exploded on two occasions).  The terms by which the Rector performed his role were quite interesting.  During his tenure, the Rector left his home and lived in the Palace continuously for one month at a time after being elected to the position, with the only excursions being to perform the duties of a statesman or other protocol-required functions.  The Rector could not interact with family and friends during this period of seclusion in the Palace.  The reason for this was to deter the Rector from engaging in graft or other types of nefarious activities that typically plagued politicians of the era.  Likewise, the short duration of the tenure in the Palace also ensured that the Rector did not become overtaken by the power of his position.  Above the doorway at the entrance to the Palace one can see the inscription “obliti privatorum publica curate,” which translates to “forget the private and worry about the public.”

Innovation Perspective – The one-month secluded sessions of the Rector remind me of the challenge faced by innovation practitioners in terms of how we interact with the larger organizations that surround us.  An innovator must strike a balance between being deeply immersed in working on a solution while still following other events and happenings at the company.  For example, an innovator participating in weekly status meetings for an organization might hear another department head talk about a specific challenge that department is facing, which may result in the need for more innovation work.  Conversely, an innovator discussing the status of his or her program might trigger a thought on the part of another participant in the meeting concerning an alternative approach to the problem, or perhaps a similar problem that needs to be solved.  The model of the Rector is an interesting one in terms of the duration it affords for the deep immersion in one’s work.  With the set period of time defined in advance, an innovator can know exactly how long one can dive deeply into one’s work before one needs to maintain those external interactions that are important to the long-term success of the innovation program.

 

The Foundry (Gornji Ugao Tower)

Volcanic Sand in Foundry

In one of the corner towers of the walled city of Dubrovnik sits a 15th-century industrial facility that sat unused for many years until 2003 when a local historical foundation decided to undertake archaeological explorations in the area. The archaeologists found what was, in essence, a medieval factory and decided to convert it into a museum.  The site was the location of a foundry used by the government of Dubrovnik to manufacture metal objects, especially weaponry such as cannonballs.  By having this plant inside the city walls, Dubrovnik was able to further enhance its self-sufficiency.  The factory sits in the Gornji Ugao Tower in the upper portion of the town and, interestingly, is located right where the aqueduct from the mountains first brings water into the city.  The plant channels the water through a series of small pipes and canals to provide the water for manufacturing, using gravity to keep the water flowing from the upper levels of the factory to the lower levels.

Pit for Sand Collection from Drained Water

One of the key ingredients in the process to manufacture metal objects in the foundry was volcanic casting sand, which was used to insulate and protect the stone casting molds for the metal objects.  Since the volcanic sand could withstand the tremendous heat of the foundry’s molten metal, this material was critical to the successful operation of the facility.  Unfortunately, the only known source of the volcanic sand at the time was from the region around Venice, which was not always on friendly terms with Dubrovnik.  As such, the operators of the foundry had to find a way to maximize the efficiency of their use of this material since they had no way to ensure a reliable supply from their competitor, especially in the case of an external siege of the city.  The designers of the foundry created a system in which as they used water to cool the casting molds in their factory, the water flowed through a series of channels and pools where the used volcanic sand would dissipate to the bottom of the tanks and could be captured and re-used for future casting work.  This significantly reduced the amount of material they had to import.

Innovation Perspective – Just like writers, innovators can periodically suffer mental blocks in which they stare at a blank page, screen, or whiteboard while trying to come up with a new idea to solve a problem.  While there are hundreds of recommended techniques for innovators to come up with new ideas, one of the approaches that seems to recur time and again is the basic notion of maximizing the use of scarce resources, often through recycling.  In examining a problem, an innovator can use the technique of identifying components of a product or steps in a process in which scarcity comes into play.  Where a resource is scarce, there is often opportunity to innovate because that scarcity usually means higher costs or a less efficient process (in that more work is required to move through that step in the process).  A simple solution to the former problem (scarce materials) is to find a way to recycle the materials used so the product consumes less.  A quick trick to solve the latter problem (an inefficient process) is to find another area of the process where excess work is used and determine if that effort could be applied to making the other portion of the process work better, such as having a human intervening in an automated process perform two tasks at the same time rather than intervening on two different occasions.

A recent example of the material scarcity situation comes from the Gaza Strip next to Israel, where a young Gazan entrepreneur invented a construction brick known as “Green Cake” that uses the rubble of destroyed building and waste ash from factories to create bricks internally in Gaza rather than having to import materials or completed bricks from the outside.  This increases the self-sufficiency of the Gazan people and means jobs for their workers rather than relying on imports from other countries to sustain their construction industry.  Another example comes from the United States in the form of the ubiquitous cream-filled snack cake known as the Twinkie.  As relayed in a recent podcast from How Stuff Works, the inventor of the Twinkie got his inspiration from trying to figure out how to use idle machinery in a snack manufacturing facility.  The company had a line of snack products that consisted of strawberry cakes with cream filling, but the expensive machines used to make the cakes and insert the cream filling sat idle during times when strawberries were out of season.  The inventor decided to try to make a snack cake that was not dependent on strawberries to better use his machinery and came up with the twinkie.  He thus replaced a scarce resource with something that was not scarce, resulting in the creation of a new, innovative product.

 

Diocletian’s Palace

Peristyle and Sphinx at Diocletian’s Palace

Up the coast from Dubrovnik, one finds the city of Split, the largest in Dalmatia.  Split is known as a key transit point for ferries that ply the Adriatic Sea, visiting enchanting islands such as Hvar, Korcula (reputed birthplace of the ancient explorer Marco Polo), Brac, Krk, Mljet, Vis, and many others.  Although Split possesses lovely beaches and a charming old town area, it is best known as the location of Diocletian’s Palace.  The Roman Emperor Diocletian ruled from 284 to 305 A.D and because he was born in Dalmatia, he chose to return to that region at the end of his rule to construct an enormous waterfront palace that befit a ruler of a huge part of the ancient world.  The palace was completed in 305 A.D. and consisted of his retirement home as well as large facilities for the troops who lived there to control the area and protect him.  Today the footprint of the palace covers about half of the old city of Split, and various remnants of the palace remain, such as triumphal entry gates, walls, and a main courtyard area known as the Peristyle, consisting of enormous Egyptian-style stone columns and next to an even larger mausoleum built for the Emperor.  Diocletian displayed several 3,500-year-old granite Sphinx statues from his stay in Egypt, and a couple of these statues remain on display in the city today.

Basement Foundation below Diocletian’s Palace – Note Holes in Ceiling

While the portions of the palace that have survived over the centuries are quite spectacular, another interesting part of the palace is subterranean.  When Roman engineers built the foundations for the palace, they dug deep underground and created an enormous substructure of stone and brick to provide support for the buildings at the ground level.  Some of this basement area is open as a museum today, and one can see the extremely elegant yet sophisticated pillars and arches that were used.  The Roman engineers were savvy enough to know that the lower part of their columns needed to be made out of stone while the upper portions were brick, which better controlled moisture in the damp basement.

Ancient Debris Piled up in Basement

As one walks around this basement area, with enormous arches and high ceilings, one sees a couple of sights that are puzzling.  First, one sees several holes punched into the ceiling that are covered today with wire grates.  The holes are at random locations, so they clearly were not part of the original design.  Elsewhere in the basement, particularly at the sides where excavation has not taken place, one sees enormous piles of debris heaped up from floor to ceiling, maybe 30 or 40 feet high.  These pieces of evidence provide clues as to what happened to this structure over the centuries.  After Diocletian died and the Roman Empire collapsed, the Palace fell into disuse and the citizens of Split started taking advantage of the structure to build their homes right on top of the Palace’s original footprint.  At some point around the 13th century A.D., a resident created a hole in the floor on the ground level and noticed a huge, dark, and empty space beneath his house.  The resident decided that this space would be a convenient garbage dump and began to throw debris into the hole.  Other residents followed suit and the result was that the basement of Diocletian’s palace became full of centuries of rubbish from residents of Split.  While this has proved to be a treasure-trove of information for modern archaeologists who would go on to analyze the debris to determine how people lived over the centuries, it was a disturbing way to treat an architectural wonder.

Innovation Perspective – As I contemplated this amazing subterranean space and saw the various holes in the ceiling, I thought about how an innovator would approach this situation.  One way to think about the role of the innovator is to put oneself in the position of a resident of the old town of Split after the fall of the Roman Empire and the decay of the palace.  An innovator’s mindset, upon seeing that an enormous, dark cavern exists under his home in Split, would call for further examination of why this existed.  Rather than tossing garbage into the void, the innovator would want to shine a light into the space and figure out exactly how large it is.  The innovator would seek input from neighbors to determine if they, too, had this same phenomenon underneath their homes, and would try to determine the extent of the space.  For example, the innovator could determine if people further away in other parts of the city also had a void below their homes, or if they simply dug to see solid ground.  The innovator would ask questions, whereas a non-innovative mindset would simply want to use the space for a rubbish bin.  Although the action of the latter could be deemed as innovative in the sense that it was a new idea about how to use a space, was efficient, and was economical, the true innovative mindset calls for a more investigative approach to problem-solving.

 

Diocletian Aqueduct

Diocletian Aqueduct

Just outside the city of Split one can see an architectural gem of a structure that is prevalent enough in Roman lore to almost be worthy of the term “ubiquitous.”  This arched structure with a gentle downward slope is the Diocletian Aqueduct, built at the end of the 3rd century A.D. to bring water to Diocletian’s Palace on the coast from the inland Jadro River.  By Roman measurements this aqueduct is not a grand one, stretching only 9 kilometers in length with a grade difference of 13 meters from start to finish.  Other aqueducts in the region, such as the 40-kilometer-long structure supplying water to the city of Zadar, were much grander.

Innovation Perspective – An aqueduct itself, no matter how large or small, is a marvel of ancient engineering and precision.  From an innovation standpoint, however, the lesson one learns from looking at an aqueduct is not from its structure but from the process that is required to build it.  One can imagine serving as a water engineer at the time of Diocletian.  Faced with the demand from the Emperor to provide bountiful water to his palace in a relatively dry region, one immediately begins the search for a nearby water supply.  Sometimes this is easy, as was likely the case in Split where the bountiful Jadro River existed only 9 kilometers away.  In other cases this may have been more be difficult, as an engineer would have to follow a small stream to look for the source, or scan different types of vegetation in search of hidden pockets of water.

The search for water reminds me of the search for innovation that we undertake on a regular basis as innovation practitioners.  We go in search of a solution to a problem or a new idea, but sometimes we celebrate prematurely when we find that new idea, without realizing that the more difficult work lies ahead of us.  Like the water engineer who finds the water source then has to figure out how to get it back to the city, an innovator finding a new idea is faced with the challenge of how to translate that new thinking into a new product or service, or a process change, or other transformation for one’s organization or client.  It may in fact be more difficult to perform this latter portion of the process than it is to find the new idea.

Water Channel Leading to Petra in Jordan

The science of engineering an aqueduct requires a level of precision that we do not often associate with ancient civilizations.  In the 5th century BC at the desert city of Petra in Jordan, the Nabatean civilization built a small water pipeline out of clay to supply the precious substance to their parched city from a nearby spring.  Modern engineers examining the remains of the clay piping system found that if the slope of the pipeline were one degree more upright the water would not flow, but if it were one degree steeper the water would run too quickly and would scour the clay pipes and cause a rupture.  The hard work, indeed, is not just finding the water but getting it to the end destination.

 

Roman Amphorae

Amphorae Found Beneath Roman Arena in Pula

Traveling north from Dalmatia, one enters the Croatian region of Istria.  As the Adriatic coastline curves towards the northwest, the influences of Italian culture become more apparent, even as the scenery remains splendid, with the deep blue sea meeting the light-colored rocks of the shoreline.  One of the major cities in Istria is Pula, which is home to perhaps the best-preserved Roman amphitheater in the world.  One can see the high walls of the amphitheater and get a feel for the size and grandeur of the arena.  Below the surface of the arena are many tunnels and rooms that were used by the gladiators and other combatants in the arena.  Archaeologists have found buried in these ruins a huge collection of Roman amphorae, or large clay pots used to transport liquids (mostly wine).  The shape of the amphorae is quite interesting.  One would expect a cylinder used to transport liquid to have a flat bottom so it could stand up while being stored, but every amphorae found beneath the arena (and elsewhere at other Roman archaeological sites) has a pointed base, so clearly the cylinder could not stand on its own.  The amphorae also have handles at the very top of the cylinder, near the rim, as opposed to in the middle of the object as is the case with most modern items we carry with a handle.  The end result is an object that looks ill-suited for its purposes, but we know that these were used successfully for hundreds of years for transporting liquids and, clearly, they must be built well because we can still find them intact today, over two thousand years later.

Amphora on Display in Pula

Innovation Perspective – The design of the Roman amphorae represents the type of choice that a modern innovator faces when developing a new product.  An innovator is faced with multiple problems to solve in a design, but often has to choose which problems to solve.  If one tries to solve every problem in a single design for a new product, the amount of time and money spent on the solution may prove to be unsustainable.  Conversely, if one chooses to solve only one problem, then one ends up with an inferior product.  The Roman amphorae represent an interest compromise on the part of the engineer who originally designed them.  The amphorae have a pointed base because the most lengthy and dangerous part of the voyage of these objects was at sea.  In a ship’s hold, the amphorae were packed in sand and the pointed base allowed the workers to push these containers deep into the sand where they were cushioned against each other and would not fall over during long and rough voyages.  Since the sand was needed as ballast for the ship anyways, this allowed the Romans to accomplish two objectives at the same time.

In addition, the pointed base enabled the potter making the clay container to create a tight seal so the liquid would not spill out of any seams that might exist between the side of the container and the base (if the container had a flat base).  Moreover, a flat base would need to be perfectly flat so the container would no fall over, whereas a pointed base did not require the same level of precision since it would be held up in racks or leaned against walls when stored on land.  Another advantage of the pointed base was in the handling of the container by workers.  Using the handles at the top of the container for one hand, a worker could place his or her other hand at the base of the cylinder and carry it relatively easily at a 45-degree angle, with the pointed base serving as a de facto extra handle.  With a flat bottom, this would not have been possible.  Given the large size of these amphorae and the fact that they were filled with liquid, ease of handling was an important consideration.

The engineer who developed the amphorae design may have reviewed the list of requirements for the container and prioritized the design based on those that were most pressing (maritime transportation and handling by workers) as opposed to those that were less important (ability to stand up without assistance on the land).  This serves as a reminder to the modern innovator that one does not have to solve every problem to build something that is truly innovative.

 

The Kazun House

Kazun House

The soil in the region of Istria is quite rocky, and as one passes farmland in the area it appears that some of the agricultural fields are better suited to produce small rocks than any crops.  This has been a problem for farmers in the region for centuries, and before engaging in any type of agricultural work a farmer must clear his or her fields of these rocks.  Some are used for fencing to delineate property lines, but another interesting use for rocks is the Kazun House.  The Kazun Houses are small structures made entirely of loose stones with no mortar or other substance holding them together.  They are round at the base and have a curved dome roof that slopes inward to a point at the top, with a small entrance portal left in the side for the farmer to enter.  The dome roof appears to be suspended by some magical force because one can see no frame or other means of support holding it up.  The entire structure is held together by the friction between the irregularly-shaped rocks that push against each other to counteract the force of gravity that is trying to being the structure down.  In the Vodnjan region of Istria, there are nearly 3,000 Kazun houses and were used by farmers to provide relief from the wind and sun in the fields or to store tools and other farming implements.

Ceiling of Kazun House – Note Light Showing Gaps between Rocks

Innovation Perspective – Although the reuse of waste material (rocks in fields) is an important innovation of the Kazun House, the design is even more amazing.  Dry stone building, a construction technique in which one stone after another is placed on top of each other with no mortar in between, reflects the challenge of the farmers of the region in terms of building structures without readily available building materials.  The farmers were able to do this because they made an innovative decision – they chose to remove a typical requirement from their design that would have required them to build in a different manner.  That requirement was the ability for a structure to resist water.  In a Kazun House, one can see numerous gaps in the ceiling through which water would flow in a rainstorm.  Yet the amount of work and material that would have been required to create a waterproof structure was likely beyond the means of these farmers, who would only invest such time, energy, and resources into their actual living quarters, which were located away from the fields.  The Kazun Houses were remote, located next to agricultural fields, and allowed the farmer to store tools and escape from the sun and wind without having to return all the way to a barn or one’s home.  By removing a key requirement that seemed to be a fundamental component of a structure, the innovative farmer was able to build something that was practical and useful in the form of the Kazun House.

 

Learning from Disasters

A common theme I witnessed throughout the Balkan region was the importance of societal resilience and making the most of tragic or unfortunate situations.  This appeared in almost every country in the region in various forms:

Stradun Boulevard in Dubrovnik

-Dubrovnik was struck by a major earthquake in 1667, with widespread destruction across the town.  After the earthquake, the city leaders decided to change zoning ordinances to remove bridges across alleyways (only a couple survived and no new ones were built, so they are a rarity in modern Dubrovnik), the main East to West street in the town (the Strudun) was rebuilt with common architectural facades (so an not to promote envy or competition among neighbors), resulting in the amazingly consistent streetscape of the city today.

Shrine to Virgin Mary Painting in Stone Gate in Zagreb

-In Zagreb a major fire swept through the city in 1731 and one area that is known as the Stone Gate suffered tremendous damage.  As residents were cleaning up the debris, they noticed that a painting of the Virgin Mary with Jesus had miraculously survived the fire completely intact, and residents deemed this a miracle and made the Stone Gate into a shrine.  Zagreb residents now come to this site to pray and make wishes for good fortune.  One can see on the walls of the Stone Gate many plaques brought by residents signifying wishes they made that eventually came true, and the plaques signify their thanks for the fulfillment of their wishes.

Mosaic Found in Porec after WWII Bombing

-The Istrian city of Porec suffered intense bombing by the Allies during World War II, as the troops sought to dislodge Nazi forces who were operating in the area.  Given the lack of precision bombing in World War II and the fact that the Nazis were holed up in churches, many of these ancient buildings suffered tremendous damage.  However, one of the most famous mosaics in the region, depicting the myth of the Punishment of Dirce, was uncovered beneath an old church as a result of the bombing, as was an ancient Mausoleum nearby.  These might have never been found had the bombing not taken place.

Bell Tower of St Euphemia Church – Note Wheel in Hands of Statue

A great example of this resilience in the face of disaster appears in the Istrian city of Rovinj at the Church of St. Euphemia.  Residents of Rovinj often strain their necks to see the statue of St Euphemia at the top of the church’s bell tower.  Since the statue is a weathervane, the direction it is facing can tell residents whether a storm may be blowing in from the sea or if they can expect continued sunny weather.  The statue of St. Euphemia is interesting because the saint is depicted holding a wheel in her hand.  At first glance, one might think that this is a nautical image, such as a ship captain’s wheel for a seafaring town.  However, the wheel is much more terrestrial.  In 304 A.D., a young Euphemia was captured by Diocletian’s Roman soldiers who tried to force her to give up her Christian faith.  She refused and was tortured on a wheel then thrown to lions.  The lions killed her but did not eat her remains, thus initiating her path to sainthood, along with a legend of a stone casket washing up on the shoreline of Rovinj containing her remains, which were moved to the church.  The wheel on the statue of St. Euphemia shows how she was tortured by the Romans, and we see this elsewhere in the statuary of martyred Christians, such as St. John’s Basilica in Trogir where a statue of the saint above the entrance holds a grill grate to signify his martyrdom by fire at the hands of the Romans.

View of Rovinj and St Euphemia from a Distance

Innovation Perspective –Although our work as innovators is much less macabre than the lives of the saints, the idea of associating imagery with challenging events could be a way for innovators to remind themselves and their teams of the importance of learning from failure.  Rather than trying to forget a project that did not go well and avoiding mention of it at all costs, an innovator could place a logo or other symbol from that project in a prominent place to serve as a reminder to the team that it is possible to fail but that failure in innovation will not be treated in the same way it might be in other corporate endeavors.  When one is pushing the envelope with a new technology or unproved idea, failure is always a possibility and, while not encouraged, should not be shunned completely.  An innovator should absorb the lessons of failure to avoid repeating the same mistakes in a new project.

Sources:

Photographs courtesy of the author except as noted below.

https://commons.wikimedia.org/wiki/File:Yugoslav_Passport_Cover.JPG

https://www.history.com/this-day-in-history/archduke-franz-ferdinand-assassinated

https://en.wikipedia.org/wiki/Siege_of_Sarajevo

https://en.wikipedia.org/wiki/Sarajevo_Tunnel

https://tunelspasa.ba

Sarajevo War Tunnel Photograph by Baumi [GFDL (https://www.gnu.org/copyleft/fdl.html), CC-BY-SA-3.0 (https://creativecommons.org/licenses/by-sa/3.0/) or CC BY-SA 2.5 (https://creativecommons.org/licenses/by-sa/2.5)], from Wikimedia Commons

https://tyglobalist.org/onlinecontent/coppersmith-street/

https://www.bridgesdb.com/bridge-list/stari-most-old-bridge/

https://www.bbc.co.uk/programmes/p05prygk

https://www.stuffyoushouldknow.com/podcasts/sysk-selects-how-twinkies-work.htm

https://www.forbes.com/sites/geoffreymorrison/2016/12/30/inside-an-abandoned-underground-yugoslavian-air-base/#9eb4ad84f472

https://www.atlasobscura.com/places/mostar-aircraft-hangar

https://en.wikipedia.org/wiki/Dubrovnik

https://en.wikipedia.org/wiki/Lazzarettos_of_Dubrovnik

https://www.dubrovnikcity.com/dubrovnik/attractions/orlando_column.htm

https://www.atlasobscura.com/places/orland-s-column-in-dubrovnik

https://dubrovnikdigest.com/en/sights/rectors-palace

https://www.tzdubrovnik.hr/lang/en/get/muzeji/5730/the_gornji_ugao_tower.html

https://www.bbc.co.uk/programmes/p06cp2pd

https://en.wikipedia.org/wiki/Diocletian

https://en.wikipedia.org/wiki/Diocletian’s_Palace

https://en.wikipedia.org/wiki/Diocletianus_Aqueduct

Diocletian Aqueduct photograph by SchiDD [CC BY-SA 4.0 (https://creativecommons.org/licenses/by-sa/4.0)], from Wikimedia Commons

https://www.istria-culture.com/en/the-kazun-park-i174

https://www.inforovinj.com/eng/rovinj/znamenje/crkva-sv-eufemija.asp

https://www.inforovinj.com/eng/rovinj/znamenje/legenda-sv-eufemija.asp


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Innovation in the Balkans – Part I – Northern Croatia and Slovenia

GUEST POST from Scott Bowden

The region known as the Balkans, located in southeastern Europe, runs from the Southern Alps to the Greek peninsula and is surrounded by the Adriatic, Ionian, and Black Seas.  The region is a crossroads of civilizations, with major influences from ancient Rome to the west, the Austro-Hungarian Empire to the north, the Greeks to the South, and the Ottoman Empire (Turks) to the southeast.  In the modern era, the Balkans have been the site of numerous armed conflicts, with the most recent battles occurring after the breakup of the former Yugoslavia in the early 1990s.  Indeed, one of the greatest military conflagrations of the twentieth century, World War I, saw one of its triggering events occur in the middle of this region in the city of Sarajevo (more on this later in Part II).

The region is in the news as of late, with the announcement of an agreement between Greece and the former Yugoslavian Republic of Macedonia in which the latter will change its name to North Macedonia so as not to be confused with the Greek region “Macedonia.”  This seemingly innocuous name change has been the source of consternation for decades, highlighting the historical tensions in the Balkans.  Greece has used the conflict over the name as grounds for blocking Macedonia’s entrance into the European Union and the North Atlantic Treaty Organization.

I recently traveled to several countries in the Balkans as part of my ongoing quest to find unexpected examples of innovation.  My hypothesis, that innovation thrives in regions where multiple civilizations interact, proved accurate in this case.  This is the first of two articles on the Balkans.  Part I focuses on Northern Croatia and Slovenia, while Part II will address coastal Croatia (Dalmatia and Istria) as well as Bosnia-Hercegovina.

 

Croatia

Croatia is an oddly-shaped country, vaguely resembling a boomerang or crescent moon.  The country has mountainous terrain in the north as well as an extremely long coastline on the Adriatic Sea, with hundreds of islands running from the border with Italy near Trieste in the north to the border with Montenegro in the south.  Croatia was the second of the Yugoslavian Republics to declare independence in 1992 and it suffered through a multi-year war with the former Yugoslavian Republic of Serbia to gain its independence.  Croatia today is a member of the EU, has a successful tourism industry, and is transitioning to the Euro currency in 2020 as part of its ongoing plan to become fully integrated into the EU.

 

Tesla in Zagreb

Plaque Commemorating Telsa’s Visit to Zagreb
With a name that is now synonymous worldwide with innovation, Nikola Tesla is perhaps the most famous scientist and inventor from Croatia.  Born in 1856 in the Croatian village of Smiljan, Tesla’s presence is widely seen in the city of Zagreb, particularly in the Technical Museum (Tehniki Muzej), also referred to as the Tesla Museum.  Inside this building, one finds a permanent exhibition called the Tesla Cabinet that contains a number of reproductions of Telsa’s famous inventions and experiments involving electricity.  Outside the museum, one can also stroll down Nikola Tesla Street (Ulica Nikole Tesla) as well as find a plaque commemorating Tesla’s famous visit to Zagreb in 1892.

In town to visit his ailing mother, Tesla inserted himself into local affairs by meeting with government officials to propose that Zagreb become the first city in the world to implement Tesla’s innovative hydroelectric power generation system.  Tesla espoused the benefits of the system but faced a skeptical City Hall in that politicians had already made major investments in a network of gas lamps for lighting their city.  Zagreb decided to pass on Tesla’s proposal, so the Croatian inventor ended up implementing the first hydropower system in Buffalo, New York.  Zagreb would not get electric power until 1904, fully twelve years later than what might have been possible had they heeded the advice of the inventor.

Gas Lamps in Zagreb

Innovation Thoughts – The story of Tesla’s attempt to install his first hydropower solution in Zagreb provides an interesting lesson to modern innovators, as we are often faced with the same dilemma as the Zagreb City Hall faced when they encountered Tesla’s proposal in 1892.  The city had made substantial investments in a gas network, as well as the lamps tied to it, and considered their solution to be quite advanced at the time.  In 1863, Zagreb supported 364 gas lanterns in their city, providing illumination to their citizens (the lamps were also lit by hand each night, thus providing jobs as well).  Even today, Zagreb still has 214 gas lamps in operation in the old town area.

When faced with Tesla’s proposal for electric power, the members of City Hall likely saw their existing innovation as something that worked well and that had required a large investment, as opposed to an unproven technology.  As innovators we sometimes face both sides of this dilemma.  Sometimes we find ourselves in the role of Tesla, trying to convince a group of entrenched decisionmakers of the superiority of a new approach.  When those decisionmakers have made significant investments in what they considered an innovative solution, our challenge is even greater.  Yet sometimes we may find ourselves in the role of the City Hall, faced with the decision as to whether to scrap a large investment in a previous innovation in exchange for the promise of something that could be much better.

For the modern innovator, I would propose the “Tesla Zagreb Dilemma” as a way to think about both scenarios.  If we are proposing our innovation against an entrenched competitor, we may need to invest more time than we previously thought in finding ways to prove our new technology is better than the existing one.  If we are considering an innovation to replace an existing investment, we need to spend more time truly considering the benefits of the new technology and not allow the size of our previous investment to prevent us from making a truly innovative improvement in technology.

 

Guild Signs (“Cimeri”), Building Tiles, and Ties

Ironmonger’s Guild Sign

Varazdin is a small and charming city in Northern Croatia which served as the country’s capital in 1756 until it was destroyed by fire.  The town is better known today as a popular tourist destination with an interesting and protected old town area with pedestrian-only zones and cafes in spacious plazas.  One thing that stands out in Varazdin are the presence of small carved or cast objects on certain streets.  These objects, known as Guild Signs or “Cimeri,” from the word “cimer” which means “trade,” were required to be hung above the shops of craftsmen to show their membership in the guild.  These show the type of work that takes place in that shop, such as an ironmonger, represented by a small suit of armor displayed above a shop in King Tomislav Square.  Others in Varazdin include the Siren for overseas importers (also in King Tomislav Square), the turtle for grocers (on Ivan Gundulic Street), and the horseshoe for blacksmiths (on Ivan Padovec Street).  In addition to providing an easy way to make sure people operating shops are members of the appropriate guild (and thus limit competition), the symbols also advertised services to those who were illiterate and could not read a written sign (more of a problem centuries ago than it is today).

Tile Manufacturer’s Building

In the Croatian capital city of Zagreb, a similar phenomenon exists but more in terms of the advertising benefits of physical symbols.  A surprising number of buildings in Zagreb are yellow, which was the most fashionable and prestigious color for the Austro-Hungarian Empire in the late 19th and early 20th centuries.  One particularly stunning house in Zagreb has yellow and blue tiles on its façade and stands out among the many fascinating buildings in the city.  This house was owned by a manufacturer of colorful building tiles and the owner decided that the best way to advertise his wares was to put them on his own home on Gunduliceva Street in Zagreb.  It would be difficult to walk past this house without wondering how the owner was able to create such an architectural masterpiece, which is precisely the reason why he chose to use his own company’s tiles in decorating the home.

Croatian Soldiers with Red Tie (Cravat)

In addition to the guild signs and yellow buildings, another interesting symbol in Croatia is something of which the local residents are quite proud – the red necktie.  Indeed, much to the consternation of people forced to wear business attire around the world today, the source of the necktie is the country of Croatia.  During the early 1800s, as the French Emperor Napoleon was leading his troops in conflict across Europe, the French needed to augment their troops with mercenaries.  One group that Napoleon hired was from Croatia and those troops earned plaudits from the Emperor because of their ferocity in fighting.  These troops also stood out because they wore red scarves tied around their necks.  The French heard that these troops were Croats, which eventually evolved into the word “cravat,” which is French for necktie.  Over time, the symbol of the fighting Croats became a symbol of fashion.

Innovation Thoughts – After seeing these various means of physically showing the type of work performed in the ironmonger’s shop, the tile manufacturer’s home, or the red necktie, I began to think about the symbols that we as innovators could use to advertise our wares.  In my former workplace a popular sign would prominently show the word “THINK” as a way of spurring innovation.  Another idea would be to have models of prominent innovations of the past, such as da Vinci’s prototypes, a Watt steam engine, or any famous modern invention.  In the current era, a photo of a black turtleneck-clad Steve Jobs would speak volumes about one’s thoughts on innovation, even if that example is probably over-used.  An interesting physical symbol that represents work in a clever way is a single piece of currency with the value of 100 trillion Zimbabwe dollars that Economic Professors like to keep on hand in their office to show students what hyperinflation can mean.

A simple symbol can say a lot about what one does, especially when it forces the viewer to think more intensively about the topic.  It may be worthwhile for an innovator to spend a little time thinking about how he or she would want to represent visually the work one has underway on a specific innovation initiative, taking advantage of the fact that humans can process and absorb images more rapidly than a paragraph of complex sentences about a project.  Boiling a project down to its core elements may also be useful in forcing one to really think about what one is trying to accomplish in the innovation project.

 

The Orient Express Hotel

Hotel Esplanade in Zagreb

When one stays at the Hotel Esplanade in Zagreb, the first thing one notices are a series of clocks and mail slots in the lobby that harken back to a bygone era in travel.  The clocks show the time in major European capitals, while the mail slots suggest that hotel residents may have a need to pick up correspondence as part of the journey.  The hotel, built in 1925, is situated directly next to the central train station in Zagreb, as opposed to other luxury hotels that are located near major public squares or parks closer to the city center.  The reason this hotel occupies such as location is because it was one of the original Orient Express hotels.

The Orient Express is perhaps the most famous luxury train in the world.  Launched in 1883 to connect the cities of Paris and Istanbul (with many stops in between), the Orient Express is synonymous with luxury train travel.  Yet the Orient Express was more than a train.  It encompassed an entire hospitality system, including hotels in key cities along the way.  These hotels had to evince the same style and sophistication as the Orient Express trains themselves, so that a passenger moving from a room on the train to a room in the hotel would enjoy similar levels of luxury throughout the experience.

Innovation Thoughts – Patrick Rondeau and B.J. Bhatt of Butler University write of the concept of synthetic innovation, which they define as combining “existing technologies and ideas in new and never previously done ways to create significantly new products.”  Of particular interest to the innovator are cases where the combination of two components results in a solution that far surpasses the sum of the value of the individual components.  The combination of the Orient Express trains and the ecosystem of luxury hotels created an offering that far surpassed the individual components of the solution.  A traveler taking advantage of this combined solution would be assured of staying in appropriately luxurious surroundings whether he or she was engaged in the mobile or stationary portion of his or her trip.  The traveler would not be dependent on the train schedule to find luxurious dwellings in a location and could seamlessly move from one location to another without sacrificing any part of the experience.  The ability to receive correspondence at fixed locations along the route also enhanced the overall service.  For the modern innovator, the lesson here is to think about entire ecosystems when designing innovative solutions, rather than just focusing intensively only a single component.  By expanding the scope of the offering, the innovator can create an overall solution that is greater than the sum of its individual parts.

 

The Zagreb Skyscraper

Zagreb Skyscraper in Ban Jelacic Square

Ban Jelacic Square is the central hub of Zagreb.  The square is a popular meeting-place for locals, a key hub in the streetcar transportation network, home to various street markets, as well as the statue of the eponymous Josip Jelacic, a General who led Croats in the revolutions of 1848 and who abolished serfdom in Croatia.  As one looks around the square, one sees the well-preserved facades of 19th and early 20th century buildings, rivaling the beauty of any of the famed cities of Europe.  Unfortunately, before one can complete a full panorama view of the square, one sees a building that clearly does not fit with the historical motif.  The building is the 16-story Zagreb Skyscraper, built in 1959 during the Tito Era in Yugoslavia (after Marshall Tito, the strongman who ran the country throughout the Communist Era).  At the time it was the tallest building in all of Yugoslavia and was the first external steel-framed building in the country.

Other Side of Ban Jelacic Square

Innovation Thoughts – The Zagreb Skyscraper was certainly innovative at the time of its construction, demonstrating construction techniques and reaching heights that were non-existent elsewhere in the country.  Although the building serves as a platform for an observation deck that overlooks the city as well as much-needed office space, this innovation 59 years later looks to be something that perhaps should not have been built.  For innovators, the lesson here is that just because one has the technology and capability to build something, that does not mean that one should build it.  One should be aware of other externalities and considerations before launching into a transformative project.  In other words, the location in which an innovation will be inserted can be as important as the novelty of the innovation itself.  Applying an innovation in the wrong environment diminishes the value of the innovation.  Interestingly, many residents would like to see the Skyscraper go and replace it with a building that fits the historical motif with the rest of the square.  However, the skyscraper does have historical merit as the first of its kind in the country, so no consensus exists on what to do with the building.

 

Gregory of Nin and Ivan Mestrovic

Gregory of Nin Statue in Split

One of the most famous Croatian artists is the sculptor Ivan Mestrovic.  Born to a peasant family in the Slavonia region of Croatia in 1883, Mestrovic served as the apprentice to a marble cutter at the young age of 13 and went on to study at the Vienna Academy, receiving acclaim for a brief stint in Paris from the renowned sculptor Auguste Rodin.  Mestrovic went on to work and teach in the United States, and his works appear around the world, including Chicago, Syracuse, and throughout the former Yugoslavia.

The statues that Croatians prize most among the works that Mestrovic created are those of Bishop Gregory of Nin, which appear in the cities of Varazdin, Split, and Nin.  Bishop Gregory translated the Christian liturgy into the Croatian language in 926, thus allowing the illiterate peasants of the country to understand Church services, which had previously only been provided in Latin.  Gregory is viewed as a key figure in preserving the Croatian language and thus its culture, and his statues are well-loved by the locals (including the legend of rubbing his big toe for good luck).  The statues all have a peculiar characteristic, however, beyond the shiny bronze toe.  The face of Gregory of Nin is definitely not that of the actual Bishop Gregory.  In fact, no one knows what Gregory’s face should look like, since no images of Gregory exist.  The face on the statue is that of the sculptor Mestrovic.  Indeed, one can see an uncanny resemblance between old photos of the artist and the sculpture of Gregory.

Gregory of Nin Statue in Varazdin

Innovation Thoughts – Mestrovic was faced with a seemingly impossible task when he landed the commission to create sculptures of Gregory.  Since no image existed of Gregory’s face, Mestrovic chose a tool available to anyone faced with uncertainty – rely on what is most familiar to you – yourself.  Rather than trying to invent a face from scratch or taking the face from another image, Mestrovic made a self-portrait for the statue’s face.  This ensured that the face with have details and would also serve as an additional signature by the sculptor on his work.  The same phenomenon appears in the Croatian coastal city of Trogir, where the sculptor Radovan inserted his won face into some of the figures he carved in stone in the entry portal into the Cathedral of St Lawrence.  Mestrovic also did this in Trogir for a sculpture of St. John.  For the innovator, this serves as a reminder that when one faces a situation of great uncertainty, the best approach may be to resort to an approach with which one is most familiar.  One can rely on one’s own experience and insights to solve challenges.

 

Zagreb Art Pavilion

Zagreb Art Pavilion

In a city of beautiful late 19th and early 20th century buildings, the Zagreb Art Pavilion at the northern end of King Tomislav Square stands out as a particularly intriguing structure.  What is interesting is that the building was not originally constructed at this location.  Rather, it was put together in Budapest in 1896 to house the Croatian Pavilion at the Budapest Millennial Exhibition.  After the exhibition ended, the building was taken apart and shipped by train to Zagreb, then rebuilt at its present location.  Today, the building hosts art shows and other cultural events and remains a fixture of the Zagreb architectural scene.

Innovation Thoughts – In today’s era where conservation is important, the innovator has a unique challenge to find ways to recycle and reuse precious resources.  The best way to conserve resources is to think about the lifecycle of a product when one is creating it, so the innovator should spend time upfront thinking about the long-term use if one’s innovation.  Had the builders of the Zagreb Pavilion in Budapest only focused on the duration of the 1896 show, their amazing construction would have likely been taken down and reverted to scrap.  Instead, they chose to design and build their structure in a way where it could be disassembled and transported back to Zagreb so that it would fulfill a useful life after the show.  The Croatia pavilion was likely not the most architecturally stunning building in the Budapest Expo, but its novelty was in the versatility of its design in addition to the basic beauty of the structure.  My guess is they would have been quite pleased to hear that 122 years later their structure is still intact and serving a useful purpose for the people of Croatia.

 

The Zagreb Cathedral

Zagreb Cathedral

Although Zagreb ranks in the middle tier among the cities in Europe with great cathedrals, the Zagreb Cathedral is nonetheless an impressive ecclesiastical building.  Its size is quite large (in terms of the 105-meter height of its bell towers), and it shows a blend of different architectural styles, representing the different Romanesque and Gothic influences of French, German, and Czech schools of design over the centuries.  The cathedral dates to the reign of King Ladislaus in 1040 and has been rebuilt several times over its lifetime, with a major construction effort undertaken in the 13th century by King Andrew II.

The most interesting renovation work, however, occurred in 1880 after much of the structure was destroyed in a major earthquake that rattled Zagreb.  For this effort, the renovators made a decision to use a different kind of stone than was used in the original cathedral.  The new stone came from two quarries that were geographically closer to Zagreb and thus cheaper and easier to obtain.  The stone had the same appearance as the original stone, so the renovators assumed that the new stone would be an optimal means of rebuilding the cathedral.  Unfortunately, the new stone proved to be of poor quality and was unable to withstand the weather extremes and pollution in the Zagreb area, which led some parts of the church to appear as though they were melting, rendering stone sculptures unrecognizable.  The builders stopped using the new stone and began a revised restoration program in 1968 in which they used the stone from the original quarry for the cathedral.  Work continues to this day on the building, as pieces of the new stone are replaced gradually with more durable stone from the original quarry.

Poor Quality Stone on Left; Original Stone on Right

Innovation Thoughts – One mantra of innovation work is efficiency.  When faced with a challenge, such as transforming a business process or finding a new way of operating, we place a high degree of importance of the core efficiency of our proposed solution.  Presumably, if a transformed process produces the same amount of output (or more) than the original process and does so with fewer inputs, then that new process is deemed more efficient and thus superior to the old.  In the case of the Zagreb Cathedral, the team that set about rebuilding the structure after the 1880 earthquake took this lesson to heart in selecting stone from closer quarries, assuming that they would be able to get more work done with fewer resources and speed the rebuilding of the church at a lower cost.  It is difficult to blame them for making such an assumption, especially in an environment in which much of the city was destroyed and resources were limited across the board for reconstruction.

Yet the end result of their work, which is a deteriorating façade that requires replacement of all the lower-quality stone, shows the potential perils of this efficiency-focused approach.  For the modern innovator, one should periodically double check one’s assumptions about a new process to make sure that the efficiency that one is counting on delivering is truly taking into consideration all the potential costs and externalities associated with the possible improvement.  Had the renovators of the cathedral performed a side-by-side test of the new rock before using it in large quantities, they might have been able to see its weakness compared to the old stone, which certainly would outweigh any savings to be derived from the lower material and transportation costs of the new quarries.

 

Glagolotic Script

Glagolitic Script in Zagreb Cathedral

In Croatia, one periodically sees a strange-looking set of characters which appear to be a form of writing but bear little resemblance to anything we are accustomed to seeing in the modern world.  This script is the oldest known Slavic alphabet and was invented in the 9th century by the Byzantine Monk Saint Cyril.  In the year 863, the Byzantine Emperor Michael III sent Saint Cyril and his brother, Saint Methodius, to the Slavic regions to spread Christianity among the Slavs.  Since the Slavs could not speak or recognize the Latin or Greek alphabets, the brothers concluded that they needed to find a way to translate the Christian teachings into the Old Slavic language in a way that the Slavs could understand.  Because the Old Slavic language proved impossible to transcribe using the existing Latin or Greek alphabets, Cyril and Methodius concluded that they needed to create an entirely new script, which they called the Glagolitic script.  The new script was taught to a set of students and propagated in Western and Southern Slavic areas and endured until the 19th century (used by the Croatian Church to write what was known as the Church Slavonic), but eventually died out and was replaced by the Latin alphabet.

Innovation Thoughts – The case of the Glagolitic Script could serve as an inspirational tale for innovators seeking to create something entirely new.  After all, the work of just two lone monks in the Slavic lands resulted in the creation of an entirely new alphabet that survived 1,000 years (and still exists today even though it is not in wide usage).  Indeed, the work of Cyril and Methodius is an impressive application of a new idea (the new script) to solve an existing problem (how to communicate the liturgy to people whose language could not be transcribed using the Greek or Latin alphabets).  Yet the fact that Glagolitic script ultimately died out and even during its lifetime was only of limited use, suggests that it is also possible to take an alternative view of the monks’ endeavor.

Although it is impossible to know all of the environmental factors that drove the monks to create this script, one has to wonder whether the time and energy they focused on creating, teaching, and disseminating the new script could have been better spent on redoubling their efforts to find a way to make the Latin alphabet work for the Old Slavic language.  Sometimes an innovator needs to step back from a problem and recalibrate one’s efforts.  It is possible to follow a new line of thinking down a proverbial rabbit hole in which one new idea begets another new idea and, before too long, one has reached what we would now (interestingly) term a Byzantine solution, or a solution that is overly, and unnecessarily, complicated.  Sometimes it makes sense for the innovator to step away from complexity and start over from a simpler foundation.

 

Bloody Bridge

Bloody Bridge Street

Along the lines of Voltaire’s statement that the Holy Roman Empire was in no way Holy, nor Roman, nor an Empire, there is a famous street in Zagreb called Bloody Bridge (Krvavi Most) that today is neither Bloody nor a Bridge.  The road attained its name from a period in the 14th and 15th centuries when it represented the dividing line between the two towns (Gradec and Captol) that united in the 18th century to form what we know today as Zagreb.  Beneath the bridge ran the Mandusevac creek, which was later paved over and disappeared completely.  Prior to unification, the two towns were frequently at war with each other for political and economic reasons, and the Bloody Bridge was the site where these altercations frequently occurred.

Innovation Thoughts – The Bloody Bridge provides the innovator with a glimpse into an alternative technique for salvaging new ideas from old concepts.  Modern residents of Zagreb are not proud of the recurring conflict that took place at the Bloody Bridge, but when reminiscing about this site they try to focus on one positive aspect of the site.  In one instance in the 1500s, the Bishop of Kaptol excommunicated the entire town of Gradec, which led to violent attacks by the residents of Gradec against the city of Kaptol.  Rather than focusing on this bloodletting, scholars of Zagreb used the information documented by the Bishop to establish a precise census of the population of Gradec in the 1500s, since the Bishop chose to write down the names of every resident of Gradec as part of the excommunication.  This helped improve our understanding of the size of the city at the time and increased our overall sense of how the city evolved over the centuries.  For the modern innovator, it is important to think about all the different ways one can obtain information when trying to solve a puzzle, especially those methods that may not, at first, seem promising.

 

Slovenia

Just north of Croatia is the lesser-known country of Slovenia, not to be confused with the Croatian region of Slavonia.  Slovenians like to say that their everything is close to their country.  The country sits at a crossroads of several nations, bordering Italy, Austria, Hungary, and Croatia.  During the Yugoslavian era, Slovenia was the most prosperous of the republics, with the highest Gross Domestic Product per capita of any of the Yugoslavian Republics.  Although it was the smallest in physical size, its economic prowess and proximity to Italy and Austria gave it more of a European perspective than the other republics.  After Tito’s death, Slovenia was the first Yugoslav Republic to declare independence in June 1991 and has achieved several other “firsts,” by joining the EU and NATO in 2004 and switching to the Euro currency in 2007.  Indeed, when one spends time in Slovenia one feels more like a resident of Austria than of the former Yugoslavia.  Slovenia’s crown jewel is its highly walkable and architecturally-stunning capital city of Ljubljana.

 

Joze Plecnik

It is impossible to walk the streets of Ljubljana without feeling the presence of the great Slovenian architect Joze Plecnik.  Born in Ljubljana in 1872, Plecnik left home at the age of 16 to study as a furniture designer at the School of Industry and Crafts in Graz, Austria.  He moved on in 1895 to the Vienna Art Academy and studied architecture with the Austrian architect Otto Wagner.  At the behest of Czechoslovak President Tomas Masaryk, Plecnik spent the years 1911-1920 working in Prague on a series of projects at the Prague Castle as well as the Church of the Most Sacred Heart of Our Lord in Podebrad Square.  Plecnik returned to the town of his birth in 1921 with an appointment as a founding faculty member at the Ljubljana School of Architecture and set about transforming Ljubljana into what he envisioned as the “new Athens,” modeling his work to include the Greek columns and other architectural attributes of the Greek capital city.  Plecnik believed in the architectural maxim of “architecturae perennis,” which translates into eternal architecture.  He thought that the role of the architect was to build not just for the present, but to take into consideration future uses as well.

 

The Triple Bridge (Tromostovje)

Triple Bridge – Ljubljana

Situated at the center of the old town pedestrian-only zone in Ljubljana, the Triple Bridge is one of Joze Plecnik’s most famous works.  The bridge is not a massive structure like the iconic bridges of other cities (such as the Brooklyn Bridge or the Golden Gate Bridge), but it holds a similar sway over the minds of the city’s residents nonetheless.  A single bridge has existed at this spot crossing the Ljubljanica River as far back as 1280, and the edifice has undergone a series of modifications and renovations throughout the centuries.  In its last iteration, it was known as the Franciscan Bridge, which was built in 1842 and consisted of two stone arches with metal fences on the sides.  Plecnik’s work on the bridge started in 1929 when he decided to renovate the original single stone bridge and add two footbridges alongside it running at slight angles to the original bridge.  The side bridges were meant for pedestrian traffic, as Plecnik observed that the single span of the original bridge was crowded with automobile traffic and pedestrians trying to navigate a single thoroughfare.  This need for car traffic was removed in 2007 when the entire area became part of a pedestrian zone.  The bridge itself is simple and elegant in its design and proves highly functional in terms of aiding traffic flow in this busy area.

Had Plecnik only added the two converging side pedestrian bridges during his renovation in 1929, his accomplishment would have been a great one and would continue to be an iconic symbol of the city of Ljubljana.  Yet Plecnik also applied his stamp to the bridge in the form of designing it holistically and thinking about how it fit into the overall urban environment of his hometown.  In addition to coming up with the idea of adding the two additional spans, he also thought about how the bridge would be integrated into the rest of the city in both aesthetic and practical ways.  He designed balusters for the bridge that matched balusters he placed on other structures in the city.  He designed new lampposts for the bridge that reflected the style of the balusters and fit in with the motif of the bridge.  He also added things to the bridge that were not traditionally thought of as integral to bridge design – trash cans that matched his design motif and free public restrooms hidden underneath the spans of the bridge.  Anyone who has spent a lot of time walking in great cities of the world has lamented the lack of easily accessible public toilet facilities.  Plecnik knew that his bridge was more than a structure to move people from one side of a river to the other – it was part of the overall urban landscape.  To this day, the restrooms he designed are free and clean and improve the livability of the central part of Ljubljana.

Innovation Thoughts – As innovators we sometimes struggle to find a single solution to a problem that, in an of itself, would strike others as “brilliant.”  We want to find innovations that leap ahead of current technological approaches, resulting in a huge gap between an existing product or process and our new solution.  Sometimes we are able to make this leap and are lauded for it, but most of the time this proves exceedingly difficult to do and we need to find ways to take small improvements and make them even better.  Plecnik’s approach to urban design provides us with an example of how to do this.  Plecnik viewed his architectural creations in the context of how they operated within the city and how they aligned with the overall aesthetics and operations of the urban area.  In his commission for the Triple Bridge, he could have designed a large, visually striking bridge that stood out in the city and made everyone envious of his creativity in design.  Yet he chose a more functional design that was visually integrated with the rest of the city and highly functional (bathrooms and extra pathways for pedestrians).

Venice Pedestrian Bridge

This highly functional design by Plecnik contrasts sharply with a new pedestrian bridge in Venice that connects the railway station to the Piazzale Roma (the car, bus, and ferry terminal for Venice).  The 94-meter long Constitution Bridge, designed by the Spanish Architect Santiago Calatrava, is architecturally stunning with a large sweeping arch and irregularly spaced glass steps.  Yet it lacks some of the core functionality one would expect from such a bridge.  Connecting key transportation hubs, one would expect a flat lane on the side to accommodate travelers using rolling suitcases.  This is not offered on the bridge, which consists only of steps.  The steps are also irregularly spaced, which has led to pedestrian accidents as tourists, who are paying attention to the beauty of Venice and not their feet, have fallen while traversing the bridge.  The bridge’s glass floor can also be slippery when it rains, which is something that happens frequently in Venice.  The same lack of logistical functionality can be seen in Calatrava’s Oculus Terminal in New York City, where it is difficult to move from some levels to others in the great atrium.  Plecnik’s designs may lack the sweeping and stunning forms of Calatrava, but they more than make up for it in terms of utility.  Innovation should be as much about function as it is about form.

 

Ljubljana Central Market Colonnade

Ljubljana Central Market

Another major work by Plecnik that combines beauty and function is the Ljubljana Central Market Colonnade.  Residents of Ljubljana have frequented a market in the central old town area for hundreds of years, but in 1940, Plecnik set out to design a new building that would trace effortlessly along the river and provide a series of functional spaces for the various market participants to offer their wares.  He designed a two-story structure with a long, sweeping series of columns that followed the river from the Triple Bridge to the Dragon Bridge.  The market has space for flower vendors, indoor (hygienic) and separate areas for meat, dairy, spice, and fish vendors, as well as outdoor covered areas for fruits, vegetables, and arts and crafts.  The design of the structure is at once utilitarian, in terms of how well it organizes the various spaces for market vendors, and also visually striking.  Yet the structure maintains what one could refer to as a human scale.  One technique that Plecnik uses to accomplish this is by leveraging slightly decreasing column sizes so as one looks down the colonnade of the market, the structure seems to fade gracefully into the distance rather than overwhelming the visitor.

Ljubljana Central Market

Innovation Thoughts – Plecnik’s Central Market design reminds us that functional solutions can also be beautiful, and that the two categories are not always mutually exclusive.  Perhaps his human centered design was a function of his formative years spent as a furniture designer, thinking about things at a human scale.  Furniture design requires the artist to think at the level of a single human being, in terms of how that person would use the furniture.  Experiences in the formative years for an architect can certainly be deterministic for that architect’s future works.  In a recent interview with the famous modern architect Renzo Piano, Alexandra Wolfe noted that Renzo Piano as a child “would accompany his father [who worked in the construction industry] to building sites and watch sand and stones become the foundation for steel and planks of wood and then, finally, entire structures.”  Piano said that he grew up “with this idea that this is giving shape, creating shelter.”  His modern structures reflect this thought pattern, with a focus on sheltering structures.

Altar in Holy Trinity Church

Plecnik’s larger architectural works, conversely, reflect an attention to detail at the individual human level.  At the nearby Church of the Holy Trinity in central Ljubljana, Plecnik designed not just the exterior structure of the church but also designed the altar used in the church, wanting make sure that every element of the church worked in unison to accomplish the goals of the structure.  Since so much of the time spent by people in the church would be focused on events at the altar, Plecnik knew that its design was as important as the design of the stained windows and arches.  For the innovator, the lesson here is that an attention to detail, even to seemingly less-consequential components, can lead to an overall solution that is quite innovative.

 

Slovene National and University Library

National and University Library Facade Roman Stone in St Donatus Church in Zadar

Another of Plecnik’s most beloved works is the Slovene National and University Library in Ljubljana, built between 1936 and 1941.  The building reflects design influences of an Italian Palazzo but with unique flourishes from Plecnik, such as the juxtaposition of stone walls with delicate glass.  The two most interesting design elements, however, are much more significant and reflect Plecnik’s desire to create “architecturae perennis,” or everlasting architecture.  The stone façade of the building is made of both new and old stone pieces.  The older stone pieces were salvaged from damaged buildings in the area, harkening back to a style of construction that is as old as the ages, as societies for millennia have used stone from older buildings to ease the construction of their newer buildings.  A great example of this is the Church of St. Donatus in Zadar, Croatia, which is a pre-Romanesque Basilica that was constructed using bricks from the old Roman city in the area.  As one walks around the interior of the church, one can see Latin script and Roman carvings on some of the bricks in the foundation of the basilica, clearly showing how the original builders used nearby materials for their structure.  Plecnik cleverly mimics this approach by using old stones in the external façade of his structure for the library, reflecting back on a timeless technique for construction.

Entrance to National and University Library

A second method used by Plecnik to tie the Slovene National and University Library to the past appears in the entrance hallway to the building.  As one enters, the hallway is dark and one must proceed towards the light in the center of the library.  The hallway itself has tall, dark stone columns that mimic the style of entranceways to Egyptian Pharaonic tombs but, instead of going down towards darkness as in a tomb, in the library one walks up towards the light of wisdom.  In this section of the building, Plecnik is paying tribute to the timeless structures of the Egyptians and the constant thirst for knowledge that is a key attribute of the human experience.

Innovation Thoughts – One of the greatest achievements one can accomplish as an innovator is to create a clever solution that solves a current business problem, such as an improvement to a process or a new product or service that succeeds in the marketplace.  Yet there is another objective that innovation practitioners should consider in their work efforts – the goal of timelessness.  This kind of innovation harkens to great achievements of the past while solving modern challenges.  This is a particularly difficult type of innovation to achieve, but it can be among the most fulfilling when it does succeed.

Sources:

https://en.wikipedia.org/wiki/Balkans

https://www.likealocalguide.com/zagreb/tesla-cabinet

https://tehnicki-muzej.hr/en/permanent-exhibition/

https://www.infozagreb.hr/news/gas-lantern-i-love-you-so-54abf82134547

https://en.wikipedia.org/wiki/Varazdin

https://www.tourism-varazdin.hr/en/day-in-varazdin/the-guild-signs-cimeri/

Mahala Ruddell, “803 Norfolk and Quarantine in Park City,” The Park Record (June 20, 2018), p. A11.

https://en.wikipedia.org/wiki/Orient_Express

https://www.infozagreb.hr/explore-zagreb/attractions/squares/king-tomislav-square

Rondeau, Patrick and Bhatt, B. J., “A framework for assessing product innovation strategies in a competitive context” (1994) Scholarship and Professional Work – Business. 43.

https://digitalcommons.butler.edu/cob_papers/43

https://en.wikipedia.org/wiki/Josip_Jelacic

https://www.infozagreb.hr/explore-zagreb/attractions/observation-decks/zagreb-360-zagreb-eye-observation-deck

https://www.britannica.com/biography/Ivan-Mestrovic

https://en.wikipedia.org/wiki/Gregory_of_Nin

https://www.infozagreb.hr/explore-zagreb/attractions/architectural-monuments/-54abf7ebee483

https://en.wikipedia.org/wiki/Art_Pavilion,_Zagreb

https://en.wikipedia.org/wiki/Glagolitic_script

https://croatianattractions.com/bloody-bridge-the-street-in-zagreb/

https://www.croatiatraveller.com/Zagreb_region/History.htm

https://en.wikiquote.org/wiki/Voltaire

https://en.wikipedia.org/wiki/Krvavi_Most

https://chnm.gmu.edu/1989/items/show/671

https://en.wikipedia.org/wiki/History_of_Slovenia

https://www.visitljubljana.com/en/visitors/things-to-do/sightseeing/article/plecniks-ljubljana/

https://en.wikipedia.org/wiki/Joze_Plecnik

https://en.wikipedia.org/wiki/Ljubljana_Central_Market

https://www.visitljubljana.com/en/visitors/things-to-do/sightseeing/cobblers-bridge/

https://en.wikipedia.org/wiki/Cobblers’_Bridge

https://en.wikipedia.org/wiki/Triple_Bridge

https://www.telegraph.co.uk/news/worldnews/europe/italy/3101377/Venices-new-4m-Grand-Canal-bridge-injures-tourists.html

Alexandra Wolfe, “Renzo Piano: Airy, Open Structures for Elite Institutions,” The Wall Street Journal (June 23, 2018), C6.

https://en.wikipedia.org/wiki/National_and_University_Library_of_Slovenia

https://en.wikipedia.org/wiki/Church_of_St._Donatus

 

Photos courtesy of the author except as follows:

Croat Regiment and Tie (Cravat) provided by Roberta F. [CC BY-SA 3.0 (https://creativecommons.org/licenses/by-sa/3.0)], from Wikimedia Commons

Zagreb Art Pavilion Photo by Diego Delso, CC BY-SA 3.0, https://commons.wikimedia.org/w/index.php?curid=32424940


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Innovation Insights from Teddy Roosevelt

GUEST POST from Scott Bowden

Sometimes one stumbles across insights from unexpected places.  Most of the books I have read recently have fallen into the category of histories of other countries (Laos, China, Singapore, Myanmar, Colombia) or studies of how things work (buildings, bridges, rivers, archaeology).  I gravitate towards these subject areas because they are of great interest to me in my current and future travels.  As I was preparing for my next trip, I finished one book and was about to start another tome, but did not want to open one of the books I had already packed for my trip.  Scanning my bookshelf, I noticed a large hardcover book that I had not read for nearly two years –The Bully Pulpit by the renowned presidential historian Doris Kearns Goodwin.  The subject matter, U.S. Presidents, interests me from time to time but I have not spent much time in this genre lately.  Moreover, this lengthy book is not the type that I would not take on a trip due to size and weight (I do not enjoy the e-book reading experience, so I always travel with physical books).  As Teddy Roosevelt has always fascinated me, I decided to begin reading Goodwin’s work.

Just a few pages into the book, something quite interesting happened.  I read a line about Teddy Roosevelt’s experiences as a young boy at Oyster Bay, his home on Long Island that is now a National Park.  The comment came from one of Teddy’s friends, Fanny Smith.  Fanny, a frequent visitor to Oyster Bay, recalled that the typical sojourn to Oyster Bay involved “riding, driving, boating, picknicking, games and verse-writing – no day was long enough” [emphasis added].  Last summer I visited Roosevelt’s longtime home at Oyster Bay – which he later named Sagamore Hill – and marveled at the home and surrounding landscape.

Roosevelt’s Home at Sagamore Hill

We typically think of a home near the water as sitting on flat land, but Sagamore Hill, as the name implies, is quite hilly.  The house is on a relatively narrow neck of land, known as Cove Neck, with Cold Spring Harbor on one side and Oyster Bay Harbor on the other.  By situating the house on top of a hill on the land, Roosevelt could see the water in Oyster Bay and capture cool breezes that blew across the land between the two bodies of water.  On the other side, the path from the house down to the Cold Spring Harbor waterfront wound through a hilly, tree-covered terrain that certainly was full of adventure for the young (and old) Teddy Roosevelt.

Fanny Smith’s line, as relayed by Goodwin, struck me as the most succinct description of the entire area in terms of how a young person would experience the place – “no day was long enough.”  I closed my eyes and could see the landscape at Sagamore Hill and imagined all the things that the children would do on a warm summer day and how they certainly would have never wanted each day to come to an end.  This led me to think about how experiences in Roosevelt’s formative years may have helped influence the great achievements of his lifetime.  Inevitably my thinking evolved into a focus on innovation and how these same formative elements, which did so much for Roosevelt, could also provide guidance for the modern innovator.

The Meek Shall Inherit the Earth

The image we have today of Teddy Roosevelt is of a powerful figure astride his horse, leading a charge of the Rough Riders up San Juan and Kettle Hills in Cuba in the Spanish-American War.  His name conjures up images of toughness, and he is well-known for delivering an entire political speech after being shot by an assassin.  Yet this was not always the case.  By his own admission, as a child Roosevelt was “a sicky and timid boy” and “a wretched mite.”  He suffered from a series of ailments including dangerous asthma attacks that often left him gasping for air.  According to his younger sister Corrine, “Roosevelt, whose name later became the synonym of virile health and vigor, was a fragile, patient sufferer in those early days of the nursery.”  When he returned as a hero after the Spanish-American War, he told journalists that although he felt bad for his comrades who had been wounded in the war, he himself felt “as big and strong as a bull moose.”

Innovation Insight – As innovators keep track of their ideas or projects, there always seems to be one or two projects that, whatever scoring method one uses to prioritize work, seem to end up at the bottom of the list.  This may be because the initiative has a low potential return on investment, or perhaps a low probability of success.  Alternatively, a low-ranking idea may be one that has few sponsors and seems to be far off the beaten path of other work efforts one is leading.  The lesson of the young Teddy Roosevelt suggests that one should not summarily write off these projects just because, at some phase in their lifecycle, they seem to be weak compared to other initiatives.  It is possible that these weaker ideas, given changes in circumstances, could become among the stronger ideas in one’s portfolio.

Take Advantage of One’s Surroundings

At the Roosevelt’s summer retreat at Oyster Bay, the young Roosevelt developed his skills as a budding naturalist.  The woods around the home were teeming with wildlife, and Roosevelt engaged in many of the activities of the modern birdwatcher (tracking flight patterns, listening for certain songs, and looking for colors, plumage, and other characteristics of different species of birds).  He studied textbooks and learned Latin alongside his efforts to categories the birds he found.  With help from his father and other experts, he learned how to collect bird specimens and displayed them in his home in what he referred to as the “Roosevelt Museum of Natural History.”  On one of his overseas trips as a child to Egypt, he thrilled in the capturing of new species of birds that he encountered during a two-month journey along the Nile River.  When one tours the Sagamore Hill house today, one sees the results of

Wooded trail to the waterfront at Sagamore Hill

his work as a naturalist, though it should be noted that from a modern perspective, one tends to see the huge numbers of animals in his home as something contrary to the concept of conservation.  However, at the time, collecting and displaying species was seen as the proper activity of a naturalist and was not viewed in a negative manner.

Innovation Insight – Roosevelt benefitted from an upbringing that brought him into contact with multiple environments.  Although he spent most of his time in New York City, because of his family’s home on Long Island he was able to spend time in nature in ways that would prove useful later in his life.  From horseback riding to shooting to being comfortable in a natural setting, Roosevelt made the most of his time at Oyster Bay.  It is possible that he would not have become the strong, outdoors-oriented President that he ended up being had he spent all of his life in the city.  For the innovator, the parallel here is to look around oneself and determine what advantages one has that one might not immediately appreciate.  If one’s innovation team has resources with vast experience in a certain type of technology, then it might make sense to spend time exploring whether there are ways to apply that technology to solve a current problem.  In other words, one should think about areas to explore in innovation based on the strengths of one’s teams, even if those areas at first glance seem to be far outside the perceived scope of the innovation program.

A Different Kind of Education

When Roosevelt was ten years old, his family embarked on a 12-month journey through Europe, visiting England, Scotland, Holland, Germany, Switzerland, Italy, and France.  This was part of his father’s idea that “a real education for his children would be acquired more easily through travel.”  Rather than sitting in a classroom hearing a teacher lecture about the War of the Roses, Goodwin notes, Roosevelt would have the opportunity to walk through the battlefield itself while reading on the subject.  Although Roosevelt professed to miss some of the contact with his friends at home, his diary entries from the period suggest that he greatly enjoyed this extended education abroad.  The family repeated the overseas sojourn four years later, traveling to Egypt, Palestine, Lebanon, Syria, Athens, Smyrna, Constantinople, and Germany.  In his autobiography, Roosevelt called out this trip in particular as “a really useful part of my education.”

Innovation Insight – Roosevelt’s father understood that while his son’s peers would be studying ancient Rome in textbooks, Teddy would be walking the streets of Rome at the same time as he was reading about Julius Caesar, and he believed that this more immersive approach would yield greater returns in the long run.  Even in the modern era of instantaneous communication, live webchats, virtual reality, and hosts of other means of keeping track of others around the globe, there still is not substitute for physically being in a place.  When an innovator is trying to find a new solution to a problem, or trying to understand better a challenge facing his or her organization, there is a great deal to be learned by reading about the problem but, in the end, there is no substitute for experiencing the situation in person.  This may mean that an innovator spends time on a factory floor assembly line, monitors calls at a call center, or visits a site that requires an engineering solution.

Reading is Fundamental

Roosevelt was a voracious reader of books, and this habit started at a young age.  During their 12-month trip to Europe, the family brought along a veritable library of books of fiction and non-fiction.  After only four months of the trip, Roosevelt and the other children announced to the family that they had already read 50 books.  In addition, Roosevelt’s father read famous works of literature and history aloud to the family to instigate discussion.  Roosevelt considered books to be “the greatest of companions,” and he continued reading nearly nonstop through his adult life.  In his job as New York City Police Commissioner, Roosevelt kept up this habit.  One journalist who interviewed Roosevelt in his office noted that no sooner had the previous appointment departed that Roosevelt picked up a book on the Sioux Indian tribes and began reading even though his next appointment, the journalist, had just arrived.  Roosevelt told the journalist that “[i]t is surprising how much reading a man can do in time usually wasted.”  William Taft, who succeeded Roosevelt as President in 1908, once remarked that Roosevelt “always carried a book with him to the Executive Office, and although there were but few intervals during the business hours, he made the most of them in his reading.”

Innovation Insight – With the pervasiveness of electronic media and the presumably shrinking attention spans of the modern era, people seem to be spending less time reading detailed articles.  However, it is possible that people are spending more time consuming the written word, albeit in a different form, such as social media.  Nevertheless, there is little question as to the value of reading in terms of its ability to deliver information to the mind of the reader.  Innovators thrive on information, and the more information one has about a given topic one is investigating, the more thorough that investigation will be.  Likewise, the more information one possesses, the more likely one is to be able to discern useful directions of inquiry, and potentially avoid pathways that would lead to suboptimal outcomes.  Although we spend a lot of time reading today, much of that reading is in short form messages, ranging from text messages, article summaries, or social media posts.  This is quite different from the longer-form text of books, and it is difficult to capture the complexity of an idea in short form.  As such, our digital reading today may miss out on the nuances of an argument, or an author may choose to omit information that is not absolutely critical to the argument.

Self-Improvement

Although Roosevelt’s father was pleased with his son’s academic progress, he still had concerns about his son’s lack of physical prowess.  Upon returning from their year in Europe, he said to his son: “you have the mind but you do not have the body, and without the help of the body the mind cannot go as far as it should.”  He continued by recommending that his son find a way to “make” his body, acknowledging that it is “hard drudgery to make one’s body, but I know you will do it.”  Roosevelt accepted the challenge and launched himself into a physical fitness regimen, including boxing, that would see him gradually increase his strength and leave behind, forever, his childhood of weakness.  Roosevelt’s strategy entailed recognizing his weaknesses, such as his timid nature, and confronting them head-on.  Roosevelt wrote that in his younger years, “[t]here were all kinds of things of which I was afraid at first . . . but by acting as if I was not afraid I gradually ceased to be afraid.”  One friend noted that Roosevelt “constantly forc[ed] himself to do the difficult or even the dangerous thing,” which allowed Roosevelt to make courage a “matter of habit” rather than something that is rare.

As Roosevelt reached adulthood and worked in the politically challenging role of New York City Police Commissioner, he had the chance to demonstrate this lesson that he had learned at a young age.  As Commissioner he managed to tread on so many toes that his opponents organized a large parade in Manhattan to protest his policies.  The parade organizers mockingly invited him to participate and he surprised them by accepting the invitation and joining in the festivities, which consisted of anti-Roosevelt parade floats moving along streets lined with 150,000 spectators.  Roosevelt laughed heartily at many of the floats and asked one participant if he could keep as a funny souvenir the anti-Roosevelt banner they were carrying.  By confronting his enemies head on, he showed a great sense of humor and disarmed those who had sought to mock him.

Innovation Insight – One of the most difficult elements of being an innovator is constantly having to work in new areas.  Rather than continuously executing the same process over and over, as would be the case with some jobs, the innovator by definition is charged with creating things that are new and working them to brand new outcomes.  While innovators may leverage consistent processes in doing this work, the subject matter is almost always novel.  Moreover, innovators are usually tasked with solving the toughest challenges.  After all, if there were an easy solution to a problem , it is likely that someone working on that challenge in the past would have already found it.

The advice from Roosevelt in this area would be to confront one’s challenges in a direct manner.  In other words, an innovator should not be afraid to move quickly into an area where he or she does not have vast experience.  The innovator may do a lot of reading beforehand to get up to speed on the target area, but he or she will almost never be the person in the room with the most experience or knowledge of a particular topic.  Beyond knowledge and subject matter expertise, the innovator should also be cognizant of specific skillsets that he or she lacks (such as workshop facilitation or financial analysis), and work hard to develop those, just as Roosevelt worked relentlessly on his physical fitness.

Keep the Momentum

During their second overseas trip, the Roosevelt family spent an extended period of time in Germany.  Their days in Germany were focused on learning, and the children spent six hours of each day studying the German language, literature, music, and art.  Roosevelt concluded that the six hours were not enough, so he asked their tutor to extend the lessons further.  His siblings, particularly his younger brother Elliott, were not thrilled with having to work “harder than ever” in their lives.

Innovation Insight – One is often faced with the question of knowing how much of something is enough.  Too much idleness leaves a mind restless and underemployed, while too much intense focus on a topic renders it difficult for one to gain perspective on a topic.  In the case of Roosevelt in Germany, his request to spend more than six hours a day on his studies suggests that, even at a young age, he understood the importance of this structured education, even as he had completed many amazing months traveling around the Middle East.  It is possible that he was hungry for knowledge, having been inspired by his time visiting the great countries of the region.  It is also possible that he understood the importance of momentum, for having too many breaks in periods of focus on a topic might make it more difficult to resume one’s efforts at understanding that topic.  For the innovator, the lesson here is to think about momentum in work efforts to the extent that one tries to balance between diving deeply into a subject matter and wandering too far afield in spending time on other topics or distractions.

Question Authority

When Roosevelt entered Harvard, the general assumption concerning classroom teaching was that the students were in the room to listen and the professor was there to speak.  Students at the time rarely interrupted the flow of brilliant thoughts emanating from the professor.  Yet, according to one classmate, Roosevelt interrupted his professors “again and again.”  Roosevelt would ask questions of the professor and request clarifications on key points.  This led one professor to the point of frustration where he said “[n]ow look here, Roosevelt, let me talk [as] I’m running this course.”

Innovation Insight – Innovators are not students who sit in the back of the classroom and dutifully take notes to document almost verbatim the words they hear from their professor.  Although it is important for innovators to absorb and capture new information from experts, they should also keep their minds active while learning, probing different angles and asking questions where appropriate to obtain additional information.  There is a fine line between asking instructive questions and annoying one’s colleagues, and an innovator should be able to toe this line in group sessions.

Power of Concentration

According to friends and colleagues, Roosevelt possessed throughout his life an amazing ability to concentrate.  Referring to his propensity to read snippets of books in any small period of free time, Charles Washburn, one of Roosevelt’s Harvard classmates, noted that if Roosevelt were reading, “the house might fall about his head, and he could not be diverted.”  Other classmates recalled that Roosevelt would burst into their room in the midst of a conversation but, instead of joining in the discussion, would retreat to a corner and dive into a book “as if seated alone on a tree stump in the middle of the forest.”  This characteristic continued into his presidency.  The reporter Oscar King once observed that Roosevelt was able to carry on a conversation while sorting through his mail.  King wrote that Roosevelt “would glance over a letter, make an addition or alteration with his pen, and sign his name at the same time that he was keeping up a steady fire of talk about whatever subject happened to be under discussion.”

Innovation Insight – In the cacophony of today’s world of instant and ubiquitous communications, the ability to concentrate deeply on a specific topic is a skill that may be underrated in terms of its value.  Innovators need this skill, perhaps more so than other workers, because of the intensity of thought required to solve the challenges we face in our typical workday.  Coming up with a solution to a problem that has vexed an organization for months or even years requires the innovator to focus on that problem and synthesize data from various sources in a way that is highly unlikely to be achieved without a great deal of concentration.  Just as Roosevelt’s powers of concentration enabled him to continue learning and absorbing information at all times, so, too, should an innovator leverage focus and concentration to dial in intensively on examining and solving innovation challenges.

Prepare Far Ahead

Unlike some powerful figures in history, Roosevelt was not a perpetual procrastinator.  Rather, he demonstrated a lifelong propensity to start and finish work assignments early.  According to Roosevelt, completing a task early instead of waiting until the last minute enabled him to “free his mind” from fretting about the work effort and improved his ability to think clearly and with fresh ideas about a topic.  In one instance, Roosevelt knew he had to deliver a speech at Oxford University after a yearlong post-presidency trip to Africa.  Roosevelt endeavored to write a long draft of the speech in the final months of his presidency, ensuring that he did not face a great work effort upon his return.

Taft noticed this habit in his interactions with Roosevelt, noting that he “never knew a man who worked as far in advance of what was to be done.”  Indeed, this habit of early planning worked to the benefit of the entire country when Roosevelt, as Navy Secretary, sent a Naval Squadron to Hong Kong many months before hostilities broke out with Spain over Cuba.  This act effectively bottled up the Spanish fleet in Asia and made it easier for the US to win the Spanish American War in 1898.  As President, Roosevelt worked far in advance on his annual message to Congress and, according to journalists, he “made more progress in the preparation of his message to Congress than any of his predecessors ever did so far in advance.”

Innovation Insight – Like the power of concentration, the concept of starting and completing work efforts well in advance is a lost art in today’s society.  It may be that the speed at which one can produce new content (documents via word processing, electronic slide presentations, fast review of content via email, global ‘follow the sun’ workforces) has made us less likely to think we need to plan out work efforts far in advance.  It may also be that the sheer volume of work in the modern workplace renders early planning and completion of major projects impossible.  That being said, there is still value to the notion that by starting a project early and revisiting it frequently without the stress of a rapidly approaching completion date hanging over one’s head, an innovator may be more likely to develop clear and creative thoughts about a subject than would be the case otherwise.

Naturalist as a Career but a Hobby

Having spent so much of his childhood fascinated by nature, Roosevelt’s inclination was to pursue the career of naturalist.  He loved spending time outdoors and collecting specimens of flora and fauna to add to his personal “Roosevelt Museum of Natural History.”  Yet as he completed his college work, he had to weigh the life of a naturalist, which would have required many years of study abroad followed by prospects of a low income to support his future family (he had recently become engaged to be married), against a more traditional vocation, such as the law.  Roosevelt ultimately decided to put his love for nature on the sidelines and enroll at Columbia Law School.  According to one of his friends, “[n]atural history was to remain a genuine avocation [for Roosevelt], but it never loomed again as a feasible career.”

Innovation Insight – Young adults throughout history have faced the challenge of avocation (a hobby which one presumably enjoys doing) versus vocation (a career which one presumably does not enjoy doing).  Roosevelt faced this squarely and although his family was of means, he nonetheless chose the more traditional route.  As innovators, we face this dilemma in a slightly different manner.  When an innovator assesses his or her portfolio, one typically has a few ideas or projects that one favors more than the others.  Sometimes referred to as a “pet” project, this may be an idea that is very exciting to pursue but that may have limited utility for the organization or customer.  This may be a radically new technology that is far off in the future in teams of feasibility or would require investments that the organization is unlikely to make.  It is difficult to abandon these projects, especially if the projects remaining in the portfolio are less interesting.

Yet the innovator must make difficult decisions about how to proceed, which often requires abandoning a favored project.  The insight from Roosevelt is that the pursuit of a more traditional pathway does not preclude continued interest in the “pet” project.  Roosevelt remained a committed naturalist throughout his life, embarking on strenuous expeditions to Africa and Brazil after his presidency.  For the innovator, the parallel would be continuing to read up on a topic even if it fell out of the innovation portfolio.  After all, in the long run, that idea might return to the forefront.

What Law is vs Ought to Be

Roosevelt proved to be a diligent and industrious student at Columbia Law School.  According to Goodwin, his professors remarked on his “deft grasp of materials” and he left behind over 1,000 pages of detailed notes showing his intense study of the subject.  Yet in his first year at Law School, he reached a revelation concerning the law that would accompany him throughout his political career.  Roosevelt in his journal stated that “some of the teaching of the law books and of the classroom seemed to me to be against justice [. . . and that] we are concerned with [the] question of what law is, not what it ought to be.”  This normative approach to the law would color his progressive political leanings later in his lifetime.

Innovation Insight – The concept of “is” versus “ought” can serve a useful purpose for the innovator.  Innovation is the realm of what ought to be, not what is.  We often forget the normative aspects of our work when we are studying a problem to find new solutions.  We sometimes get bogged down around the detailed metrics of a problem, or the business case for a new solution.  Innovators should always remind their colleagues that a good innovation to solve a problem should answer the question of what “ought” to be.  The realm of what “is” can be more easily ascribed to the current process or issue.  The young Roosevelt looked at the study of law and immediately flagged this dichotomy.  An innovation workshop facilitator could leverage this technique to divide easily ideas generated in brainstorming sessions by categorizing them as “is” or “ought.”  This can help solve the problem of participants focusing too much on the “as-is” process and not enough on the “to-be” process.

Following in the Footsteps

As a first-year law student, Roosevelt was following in the footsteps of his father, who had made quite a name for himself in New York.  Roosevelt joined the boards of several charitable organizations with the expectation that the “philanthropic work might prove fulfilling.”  After all, his father had devoted much of his life to similar work.  Yet Roosevelt realized that he was not well-suited to this type of work.  As he remarked to his friend, the journalist Jacob Riis, “I tried faithfully to do what father had done but I did it poorly . . . [I] joined this and that committee.”  “Father had done good work on so many;” he continued, “but in the end I found out that we have each to work in his own way to do our best.”

Innovation Insight – Transition and change are hallmarks of the modern corporate world and, indeed, play a similar role in the innovation realm.  Innovators often find themselves arriving at a new organization or working for a new client and inevitably that new group will have a history of previous innovation projects to consider.  Rare is the innovation program that starts with a blank slate, no matter how enviable such an operation might be.  While it is important to study these previous work efforts to understand what they entailed, an innovator should not fear moving in a new direction, even if the past work consisted of substantial investment of resources.  Roosevelt realized that he would not be successful trying to mimic the previous work that his father performed, and although abandoning that work must have been quite a momentous decision for a young man who so admired his father, in the end it proved to be the right decision for him.  Goodwin notes that Roosevelt in this situation “demonstrated a confidence and clear-minded assessment of his own interests and capabilities.”  The innovator, too, should take into consideration his or her own interests and capabilities when inheriting the previous work of others.

Climb Any Mountain

Roosevelt and his beloved Alice left on their honeymoon the day after law school classes ended in May of 1881.  Their honeymoon took them to Europe and consisted of visits to “castles, cathedrals, and museums, with sailing excursions on inland rivers and carriage rides through the Alps.”  At the Swiss Alpine town of Zermatt, Roosevelt decided to confront the challenge of climbing the famous, and dangerous, Matterhorn.  Accompanied by two guides, Roosevelt completed the arduous climb to the rocky summit.  Roosevelt told his sister that he was “anxious to go up it because it is reputed very difficult and a man who has been up it can fairly claim to have taken his degree as, at any rate, a subordinate kind of mountaineer.”

Innovation Insight – The innovator is often faced with challenges that require quick thinking.  Although these do not entail the danger of a rocky alpine ascent, they are nonetheless important milestones.  For instance, an innovator may be given the chance to make an elevator pitch for a project when he or she is given a brief audience with a key executive or potential project sponsor.  Likewise, an innovator may have a chance to present an idea to a large grouping of individuals who could influence the outcome of the project.  One always prefers to have lots of time to prepare for such occasions, but this is not always the case.  As such, the mindset of Roosevelt, whose decision to climb the Matterhorn on his honeymoon hues to the more modern expression of alpinists who seek to climb great peaks “because they are there,” demonstrates an aggressive mindset for the innovator.  At a political speech in Chicago in April 1900, Roosevelt noted that “if we shrink from the hard contests where men must win at hazard of their lives and at risk of all they hold dear, then the bolder and stronger peoples will pass us by, and win for themselves the domination of the world. . . . It is only through strife, through hard and dangerous endeavor, that we shall ultimately win the goal of true national greatness.”

Writing All the Time

Roosevelt was a prolific and successful author, completing 40 books during his lifetime.  He started his first major work as a senior at Harvard – The Naval War of 1812.  The inspiration for this work was a speech by a pro-British historian on the war and a realization that no one had written about the war from the American perspective.  Roosevelt continued work on the book in law school, and even kept spent time writing during his honeymoon (presumably to the chagrin of Alice), taking along with him trunks full of papers and other research materials so he could continue to make progress on the work while traveling across Europe.  He published the work after resuming his law school coursework in the Fall, receiving positive reviews from the New York Times.  Roosevelt would continue this technique of writing constantly throughout his lifetime, resulting in well-received works (books and articles) on topics including “hunting expeditions, meditations and natural histories on wolves, the grizzly bear, and the black-tailed deer, biographies of public figures, literary essays, commentaries on war and peace, and sketches of birds.”  Roosevelt even completed a “four-volume history of the American frontier [that] would win high praise from the eminent historian Frederick Jackson Turner.”

Innovation Insight – The innovator is often faced with the challenge of maintaining progress on multiple projects simultaneously.  One idea might be at an early stage in the pipeline and require nurturing, while another may be nearing the prototyping phase and require intensive physical work.  Roosevelt’s strategy, which led to his success as a writer, was simply to always be writing.  When he spent years on a ranch in the Dakota Territory after the death of his wife Alice, he wrote articles for Century magazine chronicling his experiences hunting on the Great Plains.  For the innovator, a parallel approach would be to always keep projects at hand no matter what phase they are in, and to always keep investing time and effort in them, even if that is only a small amount of time and energy.  A good innovation cadence would include frequent checkpoints on all projects on a regular basis, even if one’s inclination is to spend all of one’s time working on a project that seems to be at a critical phase or is receiving the most attention.  This small amount of work, invested on a regular basis over time, can result in substantial progress.

Everything is of Interest

One characteristic of Roosevelt that many commentators noticed was the breadth of his intellectual interests.  The French ambassador, Jean Jules Jusserand, observed that “[e]verything was of interest to him, […] people of today, people of yesterday, animals, minerals, stones, stars, the past, the future.”  The British statesman Viscount Lee noted that Roosevelt was “equally at home […w]hether the subject of the moment was political economy, the Greek drama, tropical fauna or flora, the Irish sagas, protective coloration in nature, metaphysics, the technique of football, or postfuturist painting.”  Roosevelt was the epitome of the polymath, demonstrating interest and expertise in a wide array of subjects.

Innovation Insight – Innovation is a field in which the range of ideas and projects upon which one might work is perhaps broader than that of other fields.  Innovators need to be able to demonstrate interest in, and learn quickly about, a vast set of ideas and concepts.  A single phrase uttered in a workshop could lead to the idea that serves as a breakthrough to solve a major problem, but such a breakthrough requires the deft and adroit handling of the innovator to make the connections between that idea and the resulting implementation of the idea.  As such, the innovator needs to be a quick study who is interested in any topic, as one never knows which pathway will lead to a breakthrough.

Turn Enemies into Friends

Early in his political career as the youngest member of the New York State Assembly, Roosevelt was accosted by three men in a bar outside of Albany who jeered at his appearance and lack of a winter coat.  Roosevelt tried to ignore them but eventually had to defend himself.  After placing his glasses in his pocket, he quickly dispatched two of the men to the floor, whereupon the third assailant gave up entirely.  After the fight, according to a journalist who witnessed the episode, Roosevelt surprised everyone by inviting the three men to join him in a glass of beer.  Later in his career, Roosevelt exhibited a similar willingness to forgive in his encounter with the journalist Richard Harding Davis.  Davis met Roosevelt on two occasions in the 1890s, and the second meeting resulted in a “caustic interchange” between the two men where Roosevelt stood up for his young country’s traditions and statesmen while Davis lauded the aristocratic British heritage and besmirched the United States.  Roosevelt could have written off the journalist, yet he found a way a few years later to cultivate Davis as a key reporter during the Spanish-American War.  Embedding Davis with the Rough Riders resulted in a series of stories that helped cement the importance of Roosevelt in the eyes of the American public and helped him become a national political figure.

Innovation Insight –Innovation can sometimes be a tense field of endeavor, especially when one is working on ideas that will force changes to existing organizations.  An innovator will inevitably run into friction at some level of the organization, whether in the form of a person whose organization will be impacted by a transformation or someone who had sponsored a previous work effort that the new innovation will replace.  In workshop settings, exchanges can sometimes become heated, particularly when jobs are at stake.  What the innovator must remember is that no matter what happens in a confrontational episode, it never serves one well to cultivate enemies in the workplace.  The Roosevelt model of cultivating alliances rather than enemies is a more appropriate example to emulate.

Crediting Antagonistic Views

As President, Roosevelt frequently utilized a rhetorical technique designed to disarm his adversaries.  This technique, which Goodwin characterizes as a “on the one hand, on the other” style of articulating antagonistic views, consisted of long, introductory sentences that stated one point followed by a “yet” or “but” preposition that would introduce an antagonistic clause that aligned more closely with Roosevelt’s actual views.  In one example from a speech before Congress, Roosevelt stated that “[t]he captains of industry who have driven the railway system across the continent, who have built up our commerce, who have developed out manufactures, have on the whole done great good to our people, […] yet it remains true . . . there have been abuses connected with the accumulation of wealth.”  This technique allowed Roosevelt to demonstrate a manner of “evenhandedness” in dealing with issues, yet also enabled him to state his true position.

Innovation Insight –The innovator in his or her career will spend a great deal of time in front of audiences.  The audiences can range from a small group in a presentation to executive sponsors, to a medium group in an ideation workshop, to a large group in a presentation to an entire team or organization.  The challenge for the innovator, besides the typical nervousness of public speaking, lies in the discrepancy of interest between the presenter and the audience.  The innovator, having invested blood, sweat, and tears working on a project or idea, will be extremely passionate about the topic at hand.  The audience, on the other hand, will almost certainly be less interested, even if the innovation will ultimately benefit them in the future.

The innovator can benefit from leveraging Roosevelt’s rhetorical technique as a way to establish a connection with the audience (by vocalizing support for what they have accomplished in the past in this area) then subsequently presenting the new idea.  This grounds the new idea in the foundation of the organization’s past operations, gives credit to those in the room who may have worked hard to develop the operations in the past, and presents the new idea in the context of the old.  One can contrast this approach to a less-nuanced perspective in which the innovator begins the presentation by jumping directly into the new idea and its potential benefits, implying a lack of value in the old operation.

Building on Failure

Roosevelt invested a large portion of his inherited fortune in a cattle ranch in the Badlands of Dakota Territory, working with his ranching partner Bill Merrifield.  Although he greatly enjoyed the time he spent working at the ranch, external forces resulted in this becoming one of the major failures of his life.  In 1886 the price of cattle dropped precipitously, threatening the viability of the operation.  Soon thereafter, an enormous blizzard decimated his herd, resulting in tremendous financial losses for Roosevelt.  Rather than brooding on his failure, Roosevelt considered this phase of his life to be among the most instructive.  He viewed his time on the frontier as “the most educational asset” of his life and “instrumental to his success in becoming president.”  According to Goodwin, he concluded that his time on the ranch allowed him “to interpret the spirit of the West,” which he used to build “a genuine national perspective foreign to most eastern politicians.”

Innovation Insight –Failure constantly stalks the work of the innovator.  Because one is working in an area that is brand new, there are few guideposts to follow.  Moreover, leveraging a new technology or new idea that is by definition not proven or tested can be a recipe for failure.  Yet failure is a key ingredient to the long-term success of the innovator if one has the mindset to learn from that failure.  The learning can be very tactical, such as changing a single step in a process or a single component in a device to address a previous failure in a test, or can be philosophical, in terms of changing an overall approach and leveraging that insight in future work.  Roosevelt demonstrated the latter in his experience with his failed cattle ranch.  Rather than brooding over the financial losses, which were quite significant, he looked to the positive aspects of the experience, which gave him the wisdom, insight, and character to become President of the United States.

Sources:

Photos courtesy of the author

Doris Kearns Goodwin, The Bully Pulpit: Theodore Roosevelt, William Howard Taft, and the Golden Age of Journalism (New York: Simon and Schuster, 2013).

Specific references from Goodwin:

Sickly and timid, p. 34.

Oyster Bay and naturalist, p. 38.

Tour of Europe, p. 38.

Read 50 novels, p. 39.

Make my body, p. 39.

Willpower and courage, p. 40.

Birds on the Nile, p. 40.

Extend lessons further, p. 41.

Useful part of education, p. 41.

Break into lectures, p. 42.

Always with a book, p. 43.

Power of concentration, p. 43.

Prepare far ahead, p. 43.

Naturalist as a hobby, p. 48.

Law is vs ought to be, p. 64.

Not following in father’s footsteps, p. 64.

Climbing Matterhorn, p. 65.

Writing all the time, p. 66.

Everything was of interest, p. 66.

Fight then buy ale, p. 67.

Century Magazine article, p. 111.

Failure of cattle ranch, p. 125.

Parade of derision, p. 210.

Early prep on Spanish-American War, p. 224.

Journalist Davis, p. 228.

Kettle Hill, p. 230.

Bill Moose, p. 231.

April Chicago speech, p. 261.

Multiple topics of interest, p. 286.

Multi-tasking, p. 287.

Progress in speech in advance, p. 293.

Crediting antagonistic views, p. 295.


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